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Practical Approach for Developing Dissolution Methods to Support Clinically Relevant SpecificationsJian‐Hwa Han, Patrick Marroum, and Gregory Webster, (AbbVie Inc.)
Xujin Lu, Nikoletta Fotaki, and Limin Zhang, (AAPS, IVRDT Focus Group)
2015 Eastern Analytical Symposium & Exposition18 November, 2015
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 2
• Dissolution Testing – a Review – General Expectations– Role of Dissolution– General Considerations – In Vitro
• Applications of Dissolution Testing • Expectations
– Biorelevant Dissolution Testing– Clinical‐Relevant Dissolution Specification
• Collaborative Efforts during Development• Phase Dependent Strategy for Method Development• Dissolution Testing ‐ Limitation • Concept of Curve Matching• Robust Product • Think Outside the Box & Summary
Outlines
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 3
A Dissolution Test is Expected to be:• Appropriately Discriminatory
– Formulation – Materials & Compositions (CMA*)– Manufacturing Parameters (CPP*)
– Lubrication– Blending Time– Compression Force, …, etc.
– Stability – Temperature, Humidity, Photosensitivity, and other Stresses
• Rugged/Robust• Reproducible (Reliable)
CMA: Critical Material Attribute CPP: Critical Process Parameters
Review –General Expectations
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 4
Review –Role of Dissolution in the Life Cycle of a Product
(Source: Dr. Patrick Marroum with slight modification.)
Full in vitro drug
release
All the learning for Dissolution method performance should be explored during Phase II under QbDconcept.
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 5
• Any in vitro dissolution method can be utilized• The method once defined should be the same for all formulations
tested (within a project/product)• The preferred dissolution apparatus is USP apparatus I or II used at
compendially recognized speeds• An aqueous medium either water or buffered solutions not
exceeding pH 6.8 is recommended• The coefficient of variation (% CV) for mean dissolution of a single
batch should be less than 10 % (Tighter %CV is expected for a good spec setting.)
• At least 80 % dissolution should be achieved with the proposed test
Review –General Considerations ‐ In Vitro Dissolution Testing
(Source: Dr. Patrick Marroum with slight modification.)
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 6
• Quality control test to assure batch to batch consistency(Be able to discriminate formulation/process differences.)
• Surrogate for bioavailability
– When different in vivo drug release characteristics are observed, the dissolution method is expected to be sensitive to pick up the differences even in the absence of a predictive IVIVC test
• Use for Justification of Biowaiver – Demonstration of Bioequivalency (for BCS 1 and BCS 3 products)
Applications of Dissolution Testing
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 7
Expectations –Biorelevant Dissolution Methods?
BiorelevantDissolution Testing* Predictive?
In Vitro In Vivo
It is desirable to have a method (any method) which is able to predict the in vivo drug performance!
Biorelevant Media:• FaSSIF• FeSSIF• Carbonate media
Equipment:• TIM/TNO• Artificial Stomach‐
Duodenum Model
Methods:• Artificial Stomach−
Duodenum Model• Biphasic Dissolution• pH Dilution Method
Knowledge obtained with in vitro tools aids understanding of DP in vivo performance
However, for dissolution testing, there is NO biorelevant method until we can prove the clinical relevancy.
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 8
Expectations –Clinical‐Relevant Dissolution Specification
(Biorelevant) Dissolution Method
Clinical Relevant Dissolution Spec
Reflect Performance
In Vitro In Vivo
(Matching the profiles!‐ Deconvolution &
Convolution)
Analytical Deliverable: Dissolution method to support Clinical‐relevant Dissolution Specifications!
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 9
Collaborations
Formulation:Product Design –
(Formulation & Process)
DMPK‐BA / Clinical PK:In Vivo Drug Performance
Analytical: In Vitro Drug
Release Evaluation
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 10
Phase Dependent Strategy – FIH (Pilot)
Activities Goal Needs
• Physical/Chemical properties of API
• Compatibility of Excipient
• Identify BCS Classificationof the drug if possible
Formulation: Suitable Formulation
Disso: Full Drug ReleasePK: Basic Info (e.g. Tmax,
Cmax, and AUC)
Formulation Design /Operation principle
For BCS 1 and 3 drugs, follow the FDA new guidance using the standard apparatus and conditions.
For BCS 2 and 4 drugs,Standard Apparatus and Conditions with minimal modifications
Responsibilities:• Formulation – Pilot Samples• Analytical – Assay• PK – Clinical Results
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 11
Phase Dependent Strategy –Phase 1b – 2b (Development)
Activities Goal Needs
1. Explore in vitro drug release behaviors under different disso method conditions.
2. Formulation screening bydisso method and compare disso data to clinical results.
3. Select the most relevant disso method according to formulation/process understanding and clinical results.•Material/process Variability CMA’s & CPP’s
•Minimize method variability
Formulation: • Formulation variability• Process sensitivityDissolution: • Reliable/Reproducible
Method• Clinical relevance may
not be established at this time but should be evaluated as early as possible
PK:• Animal studies may be
used during early development
• Deconvolution Absorption Profiles
• Establish Target Dissolution Profile
• Building the knowledge around Formulation and Process
• Design Space – Explore extreme conditions
• Clinical study to evaluate key formulation/process attributes on the drug release characteristics? ($$$ Cost & When to do it?)
• QbD: Decision whether in‐vitro drug release (disso) be used as end point to define design space and control strategy
• BCS Classification defined (or earlier!)
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 12
Phase Dependent Strategy –Phase 1b – 2b (Development) – continuedResponsibilities:• Formulation – To prepare samples with different key attributes (i.e.
formulation/process variables) to evaluate the impact on dissolution profile
• Analytical – Fully understand method variables, i.e. pH impact, RPM, addition of surfactants, and Apparatus differences. Select the appropriate method which can discriminate the formulation/process variables. Minimize the method variability.
• PK – Deconvolution absorption profiles. Define BCS classification. (Animal studies may be used during early development.)
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 13
Phase Dependent Strategy –Phase 2b ‐ 3 (Final Stage)
Activities Goal Needs
1. Process Validation.
2. Stage II (Final Stage) Method Validation.
3. IVIVC, as feasible
Formulation: • Process control –
Design Space Control Strategy
Dissolution: • Method is sensitive to
CMA’s and CPP’s• Method is capable to
reject non‐bioequivalent batches
PK:• Identify BE or non‐BE
batches
• Sound product knowledge with fully understoodformulation/process
• Identify CMA’s/CPP’s and set up control strategy to assure product quality
• Dissolution method is discriminating, robust and reproducible which can be used for QC purpose
• Clinical data with non‐BE samples to support dissolution specification
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 14
Dissolution Testing ‐ Limitation
• Using biorelevant media and specially designed equipment for dissolution testing do NOT guarantee clinically relevant results!
• Drug substance and formulation properties should be considered in the in vitro method development, and the process is a case‐by‐case activity.
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 15
Concept of Curve Matching: (I) Selecting Method Conditions
Dissolution Method Knowledge
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 16
Concept of Curve Matching: (II) Identify Discriminating Power
Need samples to achieve different in vivo profiles!
BE? or non‐BE ?
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 17
Robust Product: (I) No In Vitro Drug Release Difference
Prepare samples with up to +/‐20% variations of the key
attributes
Test samples by Dissolution (in vitro drug release) and select samples for Bio‐study
Are the samples Bio‐equivalent?
BE non‐BE
Develop New Dissolution Method
Setting Meaningful
Specifications & Control Strategy
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 18
Robust Product: (II) Define Product Control Space (Control Strategy)
Design Space
Knowledge Space
ProcessFormulation
BEBE
BE BE
Operation Space
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 19
Think Outside the Box!• How much has HPLC been improved over the last 30
years? • How much has Dissolution Testing changed over the
last 30 years?
Could we bring more freedom in operating Dissolution Apparatus?
USP App 1 and App 2 are the most QC friendly apparatus! How about:• pH Changes √• Temperature ≠ 37⁰ C (?)
• RPM Ramping (?)
• Other Controls (?)
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 20
• A Dissolution Test to support clinically relevant acceptance criterion/criteria can not be developed by Analytical/Disso group alone. It has to be a strong collaboration among Analytical, Formulation, and PK groups.
• Formulation has to specially prepare some “unordinary samples” to see the impact from CMA’s/CPP’s to the drug release for both in vivo and in vitro.
• PK group to design biostudies and collect clinical data. Establish the target profile for studied product. Collect in vivo data for those “unordinary samples” for information.
• Analytical to select the most appropriate dissolution testing conditions to match the “target dissolution file”. Compare the dissolution profiles of those “unordinary samples”, and set up the relevant specification.
• The teams working together to consolidate all the findings and define the “control space” for manufacturing process (control strategy) to assure the quality of the product.
Summary
Developing Clinically Relevant Dissolution Specifications| Eastern Analytical Symposium & Exposition| Date 18 Nov, 2015 | Copyright © 2015 AbbVie 21
Thanks to the following providers for the pictures used in this presentation:
• David Tan, AbbVie Singapore – Slide 14
• www.drug‐dissolution‐testing.com ‐ Slide 14
• Electrolab India P. Ltd. – Slide 19
• Wikimedia Commons, the free media repository – Slides 14 & 19
Acknowledge