C6NG TY CO PHAN

CHiNG KHoAN MB

coNG HoA x;, Hor cHir NGHIA yrEr NAMDQc l{p - TU do - H4nh phric

56: f[/20 I 8/]r,IBS/[IDQT-BC Hd Nfli, nsaySjthang 07 ndn 2018

BAo cAo riNnrriNrr auiN rRI cONG rvusrvr vfr(6 thrf,ng tliu nlm 2018)

K'inhgr'ti: . :J*::I:Hlu*rffd,,r.ri*r- Sd Giao dich Chtng khodn Hn NQi

- Trung Tim Lur kt Chrlng kho6n ViQt Nam

- Uy Ban Gi6m sit Tni chlnh Qu6c cia.

- TCn c6ng ty niem y6t: C6ng ty C6 phin Cnrfng mo6n }r4B

- Dia chl trU sd chlnh: Ting M-3-7 Tda nhn lvlB, S6 3 Ligu ciai, Ba Dlnh, [D NSi

- DiQntho4i: +84 243726 2600 Fax: +84 24 37262601 Email:

- v6n tliiu lQ: 1.221.242.800.000 ddng.

- M5 ch{mg kho6n: MBS

I. Hogt dQng cta Eji hQi ddng d d6ng

Th6ng tin v0 cdc cuQc hqp vn Nghi quy6t/Quy6t dinh cna Dei hoi ddng c6 tl6ng (bao gdm ca c6c Nghi quy6tcua Dni hQi ddng cO <l6ng ttuqc th6ng qua dudi hlnh thuc l6y f ki6n bang van bAn):

stt s6 xgtri quy6vquy6t elnn

Ngnv NQi dung

0l 012018/MBS/EHDCD-NQ

3t/01t2018Nghi quyih D+i hQi d6ng cri ddng duoi hinh thric l6y.! kiiin bing.vbnbdn: Th6ng qua viQc Ph6t hdnh, chdo b6n ve ni€m y0t chfng quy0n c6bdo tlim.

020212018/MBS/DHDCE.NQ 20/0412018

Dai hQi d6ng cO il6ng thudng niCn ntrm 2018:

- Th0ng qua b6o aio t6ng ki5t ho4t dQng cira HOi d6ng quan trinhiQm ki 20 I 3-20 I 7, phuong hu6ng hoat dQng nhiem ky 20 I 8-2023 ve b6o c6o tinh hlnh quin tri C6ng ty nam 2017;

- Th6ng qua b6o c6o cria Ban ki6m so6t vd k6t qud ho4t tlQng nhiQmky 2013-2017, kC hoqch hoat dQng nhiern ki 201 8-2023;

- Thong qua b6o oio tdi chinh nim 2017 ttl ttuqc ki6m to6n;

- Thdng qua b6o c6o ki5t qud ho4 <lQng kinh doanh nam 2017 vd k6hoach kinh doanh nIm 2018.

- Thdng qua phuong en phan ph6i lqi nhu{n <l6n nim 2017, trich ldpcdc qu!.

- Thdng qua viQc ny quyAn cho HDQT lrra chon mQt c0ng ty ki6mtodn.

- Th0ng qua thr) lao cho cic thdnh vi€n HDQT, BKS.

- Th6ng qua phuong 6n tdng v6n tli6u lQ.

- Th6ng qua viQc srm dt5i, bil sung Oi€u lQ vi giao nhi6m qr cho HQiddng quan rri duo. c chfr tlOng thuc hiQn sra ttiii, bii sung Didu lQ.

- Th0ng qua vifu ban hdnh Quy ch6 n$i bO ve quan tri c0ng ty.- Th0ng qua k6t qud biu cri thdnh vi6n HDQT, BKS COng ty C6

ph6n Chtmg kho6n MB nhiQm k! 20 I 8-2023 .

II. IIQi itdng quAn tri @6o cdo 6 th6ng tliu ndm 2018).

{r/I

l. Thdng tin va thenh vi€n HQi ddng quan tri GDeT):

stt Thinh vi6n HDQT Chtic vgNgiy bit

rtiu/khOug cdn lithtnh viGn HDQT

hcpHDQT

tham dE

ri lethr0 dir

hep

Lf do kh6ng tham dqh9p

Tir trgiy 0l/0lr0l8 tt6n ngiry 20/041201E

I Ong L€ Qu6c Minh chi tich 15t04t20t6 I l00o/o

2 6ng V[ Thdnh Trung Phd Chi tich t5/04t2016 I l00o/o

3 Ong Pham Th6 Anh Thdnh vi€n 20104/2018 I 1000/0

Kh6ng c0n lA TVHDQT tt 201042018

do hdt nhiQm k!4 6ng trln nei Ua Thdnh vi6n 28/04t2014 I L00o/o

5 BA Deng Thriy Dung Thinh vi€n 20t04t20t8 I 1000/0

Kh6ng cdn lA TVHDQT tt 20104/2018

do hdt nhiQm k)

0ts

I l6ngLceu6cMinh I cl,i ti"r, I wouzorc | , --T-r oo"o

2 6ng Vi Thanh Trung Ph6 Chi tich t5104t2016 2 100%

3 6ng TrAn HAi Hd ThAnh vi€n 2810412014 2 100%

4Bi TrAn Thi KimThanh Thinh vi€n 20/04t2018 100% Biu lim thdnh vi6n

HDQT tir 20/04/2018

5Bi Pham Thi MinhTAm ThAnh vi€n 20/04t2018 2 100% BAu lAm thdnh vi€n

HDQT tt 20104/2018

2. Hoet dong gi6m stt cua HDeT d6i v6i Ban T6ng gidm rtiic:

- c6ng tec gi6m sat tu6n thri c6c chi d?o cta HDer trong 6 th6ng ddu nlm 2018 ti6p tuc tluqc chritrqng thgc hipn manh me, quygt liet, ttdm bio t,it ci c6c Nghi quy6g euy6t dinh, chi rlao cua tDeT,Ch[ tich HDQT duqc gi6m s6t thu.c hi€n chat che, thudng xuyed vi 16 tr6ch nhi€m.

- HDQT de chi rlao vi theo s6t Ban T6ng gidm tft5c trong viQc ti5 chrtc.hgp DHDCD thudng ni€n nrm2018 tlung theo quy dinh cua ph.ep ludt hipn hinh vio ngiy 2OtO4DOlg.

- T4r cic phien hap dinh k!, HEer c6ng ty dau tiiin hanh th6ng qua b6o c6o k6t qud hoat trQng kinhdoanh cua quf vd bnn k6 ho4ch giai tlopn sau do Ban T6ng gi6m d6,c trtnh biy. c6c cu6c trgip adudugc theo luAn dan chri, c6ng khai vi c6 tr6ch nhiem cao.

- Ban T6ng gi6m tl6c tta tri6n khai ho?r dong kinh doanh theo <linh hu6ng chi6n lugc dai h4n ola MBS,ddng thdi ning cao c6ng t6c quin l!, quan tri rui ro vi kiiim soet rui ro.

- vi€c bi5 nhiQm, miEn nhiQm c6c chttc danh cin bo quan lf cua c6ng ty theo ttung trlnh tg vi ttungquy dinh cria DiAu lS.

- cEng tdc quan tri c6ng ty cria tDer trugc duy trt, cring cr5 ve lu6n diSi mdi nhem d6p img y€u ciuc6ng vi€c vA thuc ti6n kinh doanh. Nhtn chung, ho4t <tQng gi6m sit elugc tiiSn hdnh chat che iheo tltngquy tlinh cia Ph6p lu6t vd DiCu lQ C0ng ty.

' Theo d6nh gie cua HDQT, tit ci c{c thdnh vi€n Ban TGD <h c6 ging hoan rhenh tiir chtc trach ctamlnh. Ban TGD va c6c c6n bQ quan lj cht ch6t de rhuc hiQn hiQu.qun vn hgrp lf c6c quy6t dinh crlaHDQT.

3. Hoat tlQng cta c6c titiu ban thuQc HQi tldng quan tri:- HiQn tai, MBS c6 03 ti6u ban thu6c HQi ddng quan tri g6m: Barkiilm to6n nQi b6, uy ban nh6n qr vd

luong thuong, uy ban quin If rui ro. c6c tiiu ban hoat dong theo euy chi! t6 chrrc vn hoat ttQng ctatung tii6u ban do IDQT ban hanh vd h6 tro cho lDer trongc6c manj hogt dQng aoq il,an .6n!.

4. C6c Nghi quyilVQuy6t dinh cua HOi ddng quriLn tri (6 th6ng ttAu nem 2018):

stt s5 nghiquy6v quy6ttlinh Ngiry NQi dung

I 0l/2018/MBS/HDQT-NQ 2llt20t8 Ti6p nhfn vA giao nhiQm W c6n bO (6ng Phem Xuen Anh - cD Kh5iIB)

) 02/20l8a4BS/HDQT-NQ atD0t8 Ti6p nh6n vd giao nhiQm vU cdn bO (Ong L€ Huy - ph6 CD Kh6i IB)

3 03/20l8nr4BS/HEQT-NQ uu20t8 Thinh l{p Phdng M&A vA QHQT thu6c Kh6i DV NHDT

4 04/2018/MBSfiDQT-NQ 5/t/2018 MiEn nhiQm vi bd nhiQm c6n bQ (BA Phan Thi Cdm Thanh - pcD Kh6issc)

5 05/2018/MBS/HDQT-NQ t2nt20t8 Khen thudng cA nhen 6p rhA MBS 2017

6 06/20 I 8/lvlB S/HDQT-NQ 6t3t2018 Ph6t hAnh dqt I ffii phi6u MBS kh6ng chuy6n d6i n6m 2Ol8'1 07/20l8a4BS/HDQT-QE 2/y2018 Ban hAnh chinh s6ch QTRR 2018

8 08/20l8a4BS/HEQT-NQ lt/20t8 Bii nhiQm chinh thttc cen bO (6ng D6 Dinh Sg -Trudng Ban xr! lf no)

9 09/20l8a4BS/HDQT-NQ U4t2018Giao nhiQm vg oin bQ @d Quydn Thi Thu Hing - Ph6 cD Kh6iNSTH)

l0 l0/2018/MBs/HDQT-NQ 28/3t2018 Ph6t hAnh chung quydn c6 dim bAo tr€n CP MrlM

lt l l/2018/MBS/HDQT-NQ 2813/20t8 Ph6t hinh ch{rng quydn c6 tfAm bAo tr€n CP FPT

t2 l212018/l\,{BS/HDQT-NQ t/3120t8 Giao nhiQm vg c6n bQ (6ng TrAn Trgng Tdi - GD Ban dAu tu)

l3 l3l2018/MBS/HDQT-NQ 1/3t20t8 86 nhiem c6n b0 (Ong Trinh Xu6n Son - GD Trung t6m nghi€n cr?u)

l4 l4l201 8,it\4BS/HDQT-NQ |4D018 Giao nhi6m vg c6n bg (Bd DoAn Linh Huong - PGD Kh6i IB kiem 'I"M&A vA QHQT)

l5 l5/20l8a4BS/HEQT-NQ 9t4t20t8 Phet hAnh dqt 2 tr6i phi6u MBS kh6ng chuyan d6i nlm 2018

l6 l6120l8a4BS/HDQT-NQ 2014t2018 B6 nhiem chirc danh Cht tich HDQT

t'1 I ?/20 I 8/MBS/HDQT-NQ 20t4/2or9 86 nhiQm chrtc danh Ph6 Chrl tlch HDQT

l8 2ll2018/MBS/HDQT-NQ 2t/5t20t8 Ph6t hanh 5OO ri tr6i phi6u MBS kh6ng chuyan d6i nlm 2Ol8

t9 23120 r 8/MBS/HDQT-NQ 5t5t2018 Thay diii thenh vicn HQi d6ng dAu tu

20 24l2018,448S/HDQT-NQ stst20t8 thay d6i thenh viCn cna Uy ban QuAn lj nii ro tryc thuoc HDQT

2l 25l2018/MBS,/HDQT-NQ 5/5D018Thay d6i t€n vi thanh vi€n cta Uy ban NhAn sU ve Luong thudng t4rcthuQc HDQT

22 2612018/MBS/HDQT-QD t2t3t2018 Ct c{n bQ tli c6ng t6c nudc ngodi

23 2712018/MBS/HDQT-NQ l8/6/20r8 Ph6t hanh chung quyln c6 dem beo t!€n CP VIIM

24 28/2018/MBS/HDQT-NQ t8t6/2018 Ph6t henh chung quyAn c6 <tAm bdo tr€n CP FPT

25 29l20l8A,rBS/HDQT-NQ 2016t2018 K6 hoech diu tu CNfi ntrm 2018

26 30/20l8a4BS/HEQT-NQ 20161201886 nhiem chlnh thrtc c6n bQ (6ng Luu Trung Hu6ng-Trudng BanKSNB)

q

I

P

I

III. Ban ki6m so6t (B6o ceo 6 thring diu ndm 2018):

L Th6ng tin vA thAnh vi€n Ban Kiiim so6t (BKS):

3

1-"

stt Thinh vien BKS Chric vgNgAy bit itAu&hOng

cdr lA thinh Yien BKSs5 bu6i hop

BKS tham dgTi lQ than

du hgpLy do kh6ngtham dg hgp

IBA Nguy6n Kim

ChungTrudng

BKSBAu ldm TV BKS hr

0vra2o'fi 04 t00%

2BA Nguy6n Thl

DiQp QuinhThanh vi€n

BKSBAu ldm TV BKS tir

281041201404 l00o/o

3 Ba V[ Thi HusngThdnh vien

BKSBdu lAm thdnh vi€n BKS

tn 27 1041201704 100%

2. Hoet dong gi6m set cria BKS d6i vdi HDQT, Ban T6ng gi6m tt6c vi cii <tong ' tva

Gi6m s6t HOi ddng qunn tri (HDQT), Ban T6ng gi6m tttic trong vi€c thgc hiQn nghl quyiit cia O4i h6iddng c6 ttOng (DHCE) vi trong viQc quan lj, ttiAu hdnh c6ng ty.

Gi6m s6t vd ki6n nghi vi€c tuin thi c6c quy rtinh crla UBCK Nhi nudc vi cdc quy rlinh cria phip lutt.Hang thang l6p vd gui HEQ! Ban T6ng gidm tli5c b6o cdo gi6m s6t cria BKS vd viQc tu6n tht c6c chiti€u an todn tdi chinh va gi6i hqn diu tu. tAp b6o ceo d6nh gi6 kiSt qun ho4t ilQng kinh doanh cria c6ng ty,tl6nh gi6 cdng tric quan tri didu hanh dinh k, quy.

Gi6m s6t ktit qui ho?t dong kinh doanh, kip thdi ki6n nghi I{Der, Ban T6ng gi6m tl6c dua ra c6c chfnhstrch, giii ph6p ning cao ndng lgc quin tri, diAu hnnh vi hiQu quri ho4t tlQng kinh doanh.

Tham gia tliy tlt cec cuQc hgp cta HDQT, Thudng truc t{Der v6i vai trd dgc ltp, ttua ra c6c f kiiinkh6ch quan g6p phan ginm thiiiu rui ro trong ho4t rtQng kinh doanh cria-c6ng ty.

' Tham gia <t6ng g6p ! kiiln trong viQc ban hanh cdc quy dinh ngi bQ cria c6ng ty, dam bao tuen $lj c6cquy tlinh cua phip luat ve hAn ch6 rui ro.

3. su ph6i hqp hoat rlQng gita BKS d5i vdi hoat ttQng cira HDe! Ban T6ng giim it6c vi c6c cdn bQ quanlf khic:

Trong 6 thdng dAu nam 201 8 co ch6 phiii hqp ho?t dong giira HDer, BKS vn Ban Ti5ng gi6m d6c tla duqccu thii h6a tIong quy chiS quan tri c6ng ty vi tlugc thgc hiQn ti5t:

- HDQT, Ban T5ng giem <ti5c d6 rao ttidu kiQn thu{n lqi cho BKS ho4t rtQng theo etfng chric n6ng, nhiQmw.

- Heng th6ng, qu, BKS dAu cd b6o c6o gi6m s6t .',a tffinh gi6 hoat ttQng cta c6ng ty gui HDeT, Ban T6nggi6m tliic.

- BKS tham du diy d0 c6c cuQc hgp ctu rDer ttii klp thdi tlua ra c6c f ki6n {t6ng g6p itQc l{p, }dr6chquan.

- c6c ! kitin, kiiin nghi cta BKS <lugc HDer, Ban T6ng gi6m d5,c ghi nh{n, b6 sung vi chinh sua hointhi€n kip thdi, tlnm beo an todn hong hoat ttQng kinh doanh.

IV. Dlo t4o vi quin tri c6ng ty:

c6c kh6a ttio t4o vd quan hi cong ty me c6c thdnh vi€n HDer, thinh vi0n BKS, T6ng ciem tl6c, c6c c6n bQquAn lf kh6c vn Thu k, c6ng ty de tham gia theo quy tlinh vA quen tri cnng ty:

cic thdnh vi€n FIDQT, thnnh vi6n BKS, Ban 16ng gi6m d6c, c6c c6n bQ quan lf kh6c vd rhu ky c6ng ty datham gia kh6a tlio tao "Quan tri C6ng ty', do Uy Ban Chftg kho6n ti5 chuc.

v. Danh sdch vd ng,ti c6 li6n qu.an cria c0ng ty nitm y6t theo quy {tinh tgi khoin 34 Di6u 6 Lufltchring khodn (Bdo cdo 6 th6ng dAu nrm 2018) vt giao dich cia nguli.c6 li6n quan cia c6ng ty voichlnh C6ng ty

l. Danh s6ch vA ngudi c6 li€n quan cria c6ng ty:

sTT

TGn t6chidcl

nhrn

Ttikholngiaodich

ch'ingkho{n

(ndu c6)

Chtu v.t?i c6ngty 1n6u

c6)

sd ci4y NsH., ngiycip, noi cip /vsfl

Dia chi trg stchlnh/Dia chi li€n he

ftUi ai6mbit diu hrgudi c6li0n qurr

Ttoi ai6mkhOng cdnU ngud,i c6li€n quan

L' do

INgan hAng

TMCPQuSn dQi

MBBA810555

0100283873

Ngey c6p.30/09/1994,thay d6i lan thu 39 ngdy05t04t2016:

Sd KHDT HN

2l Cet Linh, D6rgDa, He Noi 05/2000 C6rg ty me

L€ Qu6cMinh

Chn tichrDQT t5n4Dot6

BAu lAm TVHDQT &t5t4D0t6

3v0 Theni

Trung

Ph6 Chritich

rDQTt5/04n016

Biu lim TV}IDQT Ot5l4D0t6

4 Trln HAi Ha

Thanhvi€n

rDQTki€m TGD

0310612013

Bdu ldm TVIIDQT tN

28t04Dot4.n6 ntigm.tdng

Gi{m d6c tu03rc6n0t3

5DAng Thny

Dung

Thanhvi6n

}DQT28t04Dot4 20/04D018

Kh6ng cin ldTV HDQT tir2U04n0t8

6Pham Thd

Anh

Thenhvien

IDQTt5t0412016 20t04t20t8

Kh6ng cdn hTV HDQT t'l20to4Dot8

7TrAn Thi

Kim Thsnh

Thnnhvien

}DQT20t04t20t8

Biu lAm TV}IDQT fu

20t04t2018

8Ph{m'IhiMinh TaIn

ThAnivi€n

rDQT2U04n0t8

Biu ldm TV}IDQT nJ

2U04n0t8

9Nguy€n

Kim Chung

TrudngBan kidm

so6t09/L2t20t I

Biu lim TVBKS tiI

09lt2t20tt

l0 NeuyEn 'nriDi€p Qujnh

Thdn]tvi6n BKS 28104t20t4

Biu lnm TVBKS tir

28J04Dot4

ll vn 'IhiHuong

ThAnhvi6n BKS 21104120t7

Bdu ldm TVBKS ni

27104t2011

t2 Phnng ThiThanh Hi

Ph6 T6ogGi{m d6c,

ngudidugc.riyquyen

c6ng b6thory tin

05/01t2013Giao nhi€m vu

Ph6 TOD fi05101t2013

I3l,e Thnni

NamPh6 T6ngGiArn d6c

08/04/2015Ciao nhi0m w

Ph6 TOD tn08i/042015

l4 NguyEn ThiViCt Oanh

Ph6 T6ngGi6m d6c

03l0tD0t7Ciao nhiem vuPh6 TGD ngey

03t01t20t7

,2

;1

K

I

2. ciao dich gitra cong ty vdi ngudi c6 liCn quan cta cong ty ho6c giua cdng ty vdi c6 dong ldn, ngudi n$i

bQ, ngudi c6 li€n quan oia ngudi nQi bQ: Khdng c.6

3. Giao dich gira ngudi nQi b0 c6ng ty niem yitt, ngu&i c6 li6n quan cia ngudi nQi bO vdi c6ng ty con, c6ng

ty do c6ng ty ni€m yiit ni.m quy.n ki6.m so6t: Kh6ng c6

4. ciao dich gitla cong ty v6i cdc diii tuqng khdc:

4.1. Ciao dich gfia cOng ty vdi cong ty me thenh vi€n HDQT, thdnh viOn Ban Kiilm so6t, T6ng Gi6m tl6c

didu hdnh tlx vd tlang ld thdnh vi€n s6ng l{p ho{c thdnh viCn HDQT, Gi6m d6c (TOng Gi6m d5c) diAu hanh

trong thdi gian ba (03) nlm trd lAi'day (inh tei thdi tli6m lip b6o c6o): Kh6ng c6

4.2. Giao dich giira c6ng ty v6i c6ng ry mA ngudi c6 ti0n quan crla thdnh vi€n IIDQT, thinh vi6n Ban Kiimso6t, Tdng cinm di5c didu henh le thanh vi€n HDQT, Gi6m d6c (Tong Ginm d5c) tli6u hinh: Kh6ng c6

4.3. C6c giao dich kh6c cria c6ng ty (niiu c6) cd th6 mang l?i lqi ich vAt ch6t hoac phi vAt chSt diSi v6i thenh

vi6n HDQT, thanh vi6n Ban Kiiim soit, Tting Gi6m tliic ttidu hdnh: Kh6ng c6

YI. Giao dich c6 phi6u cta nguUi nQi bO vt nguUi liCn quan ct8 nguti nQi bQ @6o c6o 6 thdng tliunlm 2018)

L Danh s6ch ngudi nQi bQ vi ngudi c6 li€n quan cta ngudi ngi bg ,r\/.

5

4,,'

Stt HQ t€n

TnikhoAngirodich

chitrgkholn(n6uc6)

Chri'c vgteic6ngty (n6u

c6)

s6 cMND/HO chi5u, ngly c{p, noi

Dia chi

so cophi6u

s&htucuotk,

ryrcst

hlluctl

phi6uruSiki

Ghi chts5CMND

H0chi5u

Ngty cAp Noi c{p

I

Ng6nhlngTMCPQulnd0i

MBBA8105

55

0100283873

30t09/r994,thay.t6i linthn 39 ngiy0st04n0l6

S& KHDTHN

s6 2l c{t Lirh, D6trgDr, Ht Noi

97,tl0,917

79.52 Ngtr htngml cir MBS

Lt Qu6cMinh

chI tichHDQT

Biu ltm TVHDQT tir

ngtY15fi4mrc

IJ TulnHqp

86d€ongteQu6c Minh

2.2NguyEnThi ThuHuong

Me dC 6ng LC

Qu6c Minh

2.3Ir Qu6c

BlnhAnh ruot 6ngL€ Qu6c Minh

2.4 V0 ThuThtiy

Chi dau 6ngli Qu6c Minh

2.5L€ Qu6c

DEngEm ruQt 6ng

li Qu6c Minh

2.6Trln Thi

ThuHudng

Em d6u 6ngL€ Qu6c Minh

2.7Hd rhi

ThuHuong

vq ong L€Qu6c Minh

2.8t€ Qu6c

}rharVinh

Con 6ng l,€Qu6c Minh

2.9r}HdQulnhAnh

Con 6ng liQuOc Minh

2.1

0

NCanhirg

TMCPQuAnD0i

91,t|0,9t7 795,2 Ong rc Qu6c

Mioh UPTGD

lvI

ThtnhTrung

Ph6 Chntich

HDQT

Blu lAm TVHDQT tir

ngivtsn4D0t6

3l vii vrnQuc

86 de ons VrThenh Trung

3.2L€ ThiNghln Me dC 6ng Vi

Thanh Trung

3.3v0 ThiHdngMai

Chi gdi 6ngV0 ThAnh

Trung

34V0 I}iHdngLiCn

Chi gdi 6ngV0 ThAnI

Tr*g

3.5 NguyEnThi Thu

vq ong voThanh Trung

6

T.-g

3.6vn

NguyCnHa My

Con gri 6nBVn Thanh

Trung

3.7vn

NguytnD'nc Trl

Coo trai 6ryVn Thenh

Truog

3.8D6 rx6Vinh

Anh rC 6ngVn Thdnh

Trung

3.9HoAngAnh Tn

Anh 16 6ngVn Thanh

Trung

{D{ngThnyDurg

ThitrhviSn

HDQT21,50

00,022

Kh6ng cdn lATV HDQT tN

20104t20r8

4.1

D6ngVanPhic

Bi5 dd BnDlng Thriy

Dung

4.2vii'Ihi

TuCtMc de BADtug Thny

Dung

4.3NguyEn

AnrI Uan

L nonB t a

Dang ThriyDung

4.4Dinc Thi

Thny

Em gei BaD6nB Thriy

Dung

4.5DingThnyNgQc

Chi gdi BeDeng Th[y

Dung

4.6 NguyEnBAo VAn

Con gdi BaD{ng Thty

Dung

4.1NguyEnPhuong

Linh

Cor gdi BaDfug Th6y

Dung

4.8PhamV5n

Giang

Em rC BaDAng Th0y

Dun8

4.9Dinh

ThanhL€

Anh rii BaDang Thny

Dung

5Phem

ThA Anh

Thtnhvi6n

HDQT

Kh6rg cdn lATV IIDQT tN

20n4not&

5.1

PhamVIn

Dugc

86 de 6ngPhqm ThC

Anh

5.2NguyEnThi M,

Mi da 6ngPham The

Anh

5.3PhqmAnhI uan

Em ruot 6ngPham The

Anh

5.4phap

Thi HlngChi ruot 6ng

Phem ThCAnh

5.5DlncMinhHiep

Anh rd 6ngPham Thc

Anh

:(

T

\llI

..

7

c--

5.6Pham

Lrn Arh

Con 6ng.Pham Th€

inr,

5.1PhamBhnMinh

Con ongPham Th6

Anh

6TrAn

ThiKimThanh

Thlnh

HDQT

Blu llm TVHDQT IN20104t2018

6.1Doan Thi

Tri

M9 de bA TrinThi KimThanh

62 NguyEnVan Ba

Lnong baTrin Thi Kim

Thanh

6.3NguyEnMin]tChau

Con gdi beTrao Thi Kim

Thanh

6.4Nguy6nHungNghia

Con trai beTrah Thi Kim

Thanh

6.5TrAnManhToan

Ani llai beTrin Thi Kim

Thanh

6.6t ran

MinhCan

Chi ddu bnTrAn Thi Kirn

Thanh

6.'1TrinManhThdng

Em trai bA

Trln Thi KimThanh

6.8Ph4Jn

ThuHuqng

Em deu beTrar Thi Kim

Thanh

6.9TrAn i{,nh

luyetEm g6i bd

TrAn Thi KimThanl

6.10

NguytnThc

C0ng

Ern ra ba Tri"Thi KimThallh

1

PhgmThi

MinhTim

Thntrh

H-DQT

Blu Bm TV1IDQT tir20lt4nol8

7.1

PhAmDtcDing

86 dc bnPhem ThiMinh Tem

7.2NguyEn

thiThanh

Mq de bePham ThiMinh TAm

1.3NguyEnThanhThny

Chdng bdPham ThiMio.h Tem

7.4NguyEnThanhDuy

Con trai baPham ThiMinh TAm

1.5NguyEn

DuyHung

Con trai baPham ThiMinh Tem

7.6Phem

Dfc Ti6n

Anh trai bePham ThiMinh Tem

1.',tDtng'Ihi

Trang

Chi diu bdPham ThiMinh Tdm

7.8Truong

Thi Hi€n

Em gai bA

PhAm ThiMinh Tnm

1.9HoringTangTlnh

Em rd bePh{m ftiMinh TAm

7.t0

PhalnDtrc

Tnrng

Em trai bA

Phqm ThiMinh Tam

1.tI

Dinh'ItiNgo"Hoa

Em diu biPhem ThiMinh Tem

7.1

2

C6ng tyd phin

Thnydifn Hta

Na

Bi Tdm ldthenh vion

BKS

8Nguy6n

KimChung

TrulngBKS

4,4500.004

ohBiu lim TV

BKS tir9^2DOtt

8.1

NguyEnHdngKi€m

Bii dc BnNguyEn Kim

Chung

8.2NguyEn

Tfri Vinh

Me da BeNguyEn Kim

Chung

6,JHoarg

Minh Tn2,815

0.002o/o

Chiing BiNguyEn Kim

Chung

8.4HoAIlgMinhNgo"

Con gei BaNguy6n Kim

Chung

8.5HoargMinh

Huong

Con gei BANguy6n Kim

Chung

8.6NguyEn

ThnyVAn

Chi gdi BeNguy6n Kim

Chung

8.7NguyEn

Nam Son

Anh trai BaNguyEn Kim

Chung

8.8Nguy6n

ThuTh0y

Chi sei BnNguyEn Kim

Chung

8.9L€ Vi9t

Hda

Anh r€ BnNguy6n Kim

Chung

8.r0

Hoanc

Hdi YEn

Chi deu BeNguy€n Kim

Chung

8.1

I

NguyEnVIr

Hanh

Anh rC BaNguy6n Kim

Chung

9Nguy6nThiDiQpQulnh

ThAnhvi6n BKS

Blu hm TVBKS rir

28tO4DOt4

9.1

NguyEnCdngTuan

Bii de BiNguyEn ThiDilp Quinh

't

'l),

9.2NguyEn

'rhiHuong

M9 d€ BaNguyEn ThlDiep Quinh

9.3Hging

ThC Son

Chdng BeNguyEn ThiDi{p Qujnh

9.4HoeDg

vidt LamCon kai BiNguy6n ThiDiCp Qulnh

9.5Hoing

Minh HeiCon tmi BiNguyEn ThiDiQp Qulnh

9.6Nguy6nThanhHto

Chi sei BANguyEn ThiDi€p Qujnh

9.7Bni

QuangHda

Aflh ri BA

NguyEn ThiDiCp Quinh

l0 vr ThiHrong

Thtnhvien BKS

Biu ltm TVBKS I}

21n4D017t0.I

Vn DucBdng

86 dd Ba vnThi Huong

10.

2Phan Thi

SoanMe dC Be VnThi Huong

10.

3Phan

Van DuyChdng Ba ViThl Huong

10.

4

vn ftiThanh

HaiChi gei Ba Vi

Thi Huong

10.

5

vn ThiH6ng Chi gdi Ba Vn

Thi Huong10.

6V0 Dtc

Huy Em trai Be ViThi Huglrg

10.

7Phorn

Ven Toei tuh 16 Be vfiThi Huory

10.

8

NguyEnVen Dat

Anh 16 Be v[Thi Huqng

10.

9IJ Thi

Hei VAnEm diu BA

vn ThiHuong

lt I rlnHIiHt

TVHDQTki6mTGD

Biu hm TVHDQT tN

28n4D014.

Bd nhi6mr6ng Cilm

d8. rn03/05/2013

llI

l arnDlnh Hqi Bd ae 6ng

TrAn Hdi He

Il.2

NguyEnThi BIch

M.9 dd 6ngTre, Hai Hn

ll.3

HdPhuongDung

vq dng rrinIliii Hn

ll.4

TranHoengDuong

Con trai 6ngTr6n Hei Ha

I l.5

TrAnHoengr.:im

Con trai 6ngTrtu Hii H.

l0

\\

;N

I>,

//

ll

13.

9Trao Thi

tuth

Em ddu OngL-€ Thanh

Nam

13.

l0I-€ Trung

Dnng

En trai Ongtc'ftetlh

Nam

13.

llPhamlhi

Huong

Em dAu 6ngr,e Thanh

Nam

13.

t2

Cdng tyc6 pt&ThudcThti y

Cai Uy

1200505472

28t0y2003 Tidn CiangKhu ph6 I , phudng 5, thi

xa C.i LeJ, tlnh TienGiang

6ng Nam liThanh vien

TEQT

l3

c9ne JvcO pfenTu v6n -Thuong

m?i -Dich wDia 6cHonng

Quan

0302087938

23t03/2001 TP. HCM28G288 Hurnh Ven

B6nlq Phudng I l, Qu{nPhtl Mufn, Tp.HCM

6ng Nam hThinh vi€nHDQT doc

hp

13.

t4

C.one Iyc0 Ph6nluvan

va Dich

Thuongmai Giey

vier

0305280841

3|t0t2001 TP. HCM

Tda nha Satr4 56 2758Pham Ngn Lb, PhudngPhAm Ngt Leo, Quan l,ftanh ph6 Hd Chi Minl\

Viet Nam

6ng Nam hPh6 Chi tich

}DQT

1.1

NguyinThi vier

Oanh

Ph6 T6ngGidm d6c

Giao nhiimvU Ph6 TcD

ngly$mn0l7

14.

I

NguyEnVen

Tudng

Bii dd baNguyEn ThlVier Oann

14.2

Dinh ThiVAn

Me dd beNguyEn 'nqViet Oanh

14.3

NguyEnNgq"Long

Arh trai baNguy€n ThiViet Oanh

14.4

TrinHidn

Luong

Chi deu beNguyEn ThiViet Oanh

14.

5

NguyEorhi

ThanhTam

Chi sai beNguyEn ThiViet Oanh

14.6

t C Ngaclru

Anh rC baNguy6n ThiViet Oanh

14.7

Nguy€nThu

H?nh

Chi sii baNguyen ThiViCt Oaoh

14.8

NguyEnThanhBach

Anh rC beNguy6n ThiViet Oanh

14.9

D5 NgqcKhAnlt

Chdng biNguyEn ThiViCt Oanh

14.l0

D6 NhArMinh

Coo trai beNguyEn ThiViet Oanh

t2

t4.ll

D6 HiAnh

Con gai bdNguyen ThiViCt Oanh

l5 NguyEnVin Hgc

K6 to{ntnrorgkiSm

Tnr&ngphdng k6

ao{n

Giao nhiomv{ KTT tirt0n0t20t1

15.

IPt4trThi

LiEu

Me de 6rlgNguy€n Vdn

Hoc

15.

2

Btri KimThoa

Vq6ngNguyEn Vnn

Hgc

15.

3

NguyEnDiCuLinh

Con gai ongNguyEn Van

Hqc

15.

4

Nguy€nKhAnhHer

Cor gdi onBNguy6n Vdn

Hac

15.

5

Nguy6nVdn Di9u

Anh t ai 6ngNguyEn Ven

Hqc

15.

6

NguyEnXuAn

Trudng

Anh trai 6ngNguyEn Vaa

Hac

15.

7

NguyEnVIn

Ttang

Anh trai 6ngNguy6n Ven

Hqc

15.

8Ncuyq.rThi N€n

Chi gei 6ngNguyEn Van

Hec

15,

INguy6.nThi MCn

Chi g6i 6ngNguyEn V6o

Hoc

15.

l0

BniftiThanhHuye,

Chi deu 6ngNguyEn VIn

Hac

15.

llT6 Thi

Nq

Chi dau 6ngNguyEn Ven

Hec

15.t2

NcuyqnVnn Strc

Anh 16 ongNguyEn Vrn

Hec

15.

l3Bni ThiToall

Chi dnu 6ngNguyEn Van

Hec

15.

l4TO VIn

Phtc

Anh 16 Ong

NguyEn VenH9c

l6

lI|rhi

Th.nhHuyln

Tnr&DgBan

Kidmto{n noi

b0

3,0000.002

'vo

Bd nhiQmTrudng Ban

KTNB IN11n4n011

16.I

HodngThi YCn

Me rtO bA TrinThiThanh

Huy€n

t6.2

Br)iThsnhThny

10,390

0.0085v"

Chdng bA

TrAn Thi.Thanh Huyen

16.

3

BniHuyin

Nhi

Con g6i beTran Thi.

Thanh Huy€n

\-4

).Iv

l3

t-fv/'

16.

4Bni VAn

HACon gdi baTren Thi

Thaoh Huydn

16.

5Trah ThiThu HiAn

Chi. sdi beTr6n Thi

Thaah Huydn

16.

6Dio VEn

HadtAnh rd baTrAn Thi

Tha Huydn

16.

7Trin Cao

KhangEm traibaTrin 'tti

Thanh HuyBn

16.

8

BniftiMinhHire

Em dAu bilmn lhl

Thanh HuyCn

2. Giao dich cta ngudi nQi b6 vA ngudi c6 li€n quan tlt5i vdi c6 phi6u cua c6ng ty ni€m y6t:

stt Ngud,i thgchi€r giao dich

Quan he vfingudl noi b0

56 c6 phi6u sO h&u iliu k! 56 c6 phi6u so trtu cudi k! Ly do tlng, giim(mu.a, b6n, chuy6n

il6i, thudng...)sd c5 phi5u ri te

S6 c6 ptri6u ri t0

INguyEn VIn

Hec

K6 toen trucmgki6m Trudngphdng ke iodr

t5.237 0.01% 0 0% Ciao dich ben

VII. C6c vAn tI6 cAn luu y khic: Kh6ng c6

cHtrtcHHDer/%

(,\=-4ft$Nrr,-J.p

cpNG TY

t4