Upload
hazopman
View
221
Download
0
Embed Size (px)
Citation preview
7/28/2019 Guia Quedas 2
1/93
)DOO3URWHFWLRQ+D]DUG
$ZDUHQHVV*XLGH
$OOPDWHULDOVSUHVHQWHGGXULQJWKLVFRXUVHKDYHEHHQJDWKHUHGIRUPNQRZOHGJHDEOHVRXUFHVLQWKHFRQVWUXFWLRQLQGXVWU\,IDWDQ\WLPHLWLVGLVFRYHUHGWKDWWKHPDWHULDOVSUHVHQWHGYDU\IURP)HGHUDORU6WDWH26+$UHJXODWLRQV(3$UHJXODWLRQVVWDWHODZVRUORFDORUGLQDQFHVLWLVXQGHUVWRRG WKDW WKRVH UHJXODWLRQV ODZV DQG RUGLQDQFHVZLOO WDNH SUHFHGHQFHRYHU WKHPDWHULDOVSUHVHQWHGKHUHLQ,QVRPHFDVHVWKHLQIRUPDWLRQJLYHQPD\LPSO\DKLJKHUOHYHORISURWHFWLRQWKHQUHTXLUHGLQVRPH)HGHUDORU6WDWH26+$UHJXODWLRQV7KHPHQWLRQRIDQ\SURGXFWVRUPDWHULDOVE\EUDQGQDPHLQQRZD\FRQVWLWXWHVHQGRUVHPHQW$Q\SURGXFWVRUPDWHULDOVQRWPHQWLRQHGZLWKLQWKLVPDQXDOWKDWPD\EHFRQVLGHUHGDFFHSWDEOHDVSURWHFWLYHGHYLFHVHTXLSPHQWRUSUDFWLFHVLVQRWLQWHQWLRQDODQGVKRXOGQRWUXOHRXWWKHLUDFFHSWDELOLW\DVHPSOR\HHRUHQYLURQPHQWDOSURWHFWLRQ7KH&RQVWUXFWLRQ6DIHW\&RXQFLOZRXOGOLNHWRWKDQNWKHIROORZLQJRUJDQL]DWLRQVIRUWKHXVHRISKRWRVWKDWDSSHDUWKURXJKRXWWKLVPDQXDO 7KH8QLWHG%URWKHUKRRGRI&DUSHQWHUVDQG-RLQHUVRI$PHULFD$)/&,2 '%,6DOD'%,QGXVWULHV,QF 0LOOHU'DOOR])DOO3URWHFWLRQ 5RVH0DQXIDFWXULQJ&RPSDQ\ 6DIH76WUDS
&RS\ULJKW
&RQVWUXFWLRQ6DIHW\&RXQFLO ZZZEXLOGVDIHRUJ
&RYHU$UWZRUN%\*UDFH/DL
7/28/2019 Guia Quedas 2
2/93
7DEOHRI&RQWHQWV
,GHQWLI\LQJ&RPPRQ)DOO+D]DUGV
$QDO\]LQJWKH:RUN$UHD
&RQYHQWLRQDO)DOO3URWHFWLRQ6\VWHPV
6SHFLDOL]HG)DOO3URWHFWLRQ6\VWHPV
6XESDUW0
'HILQLWLRQV
7/28/2019 Guia Quedas 2
3/93
,GHQWLI\LQJ&RPPRQ)DOO+D]DUGV
7KHIROORZLQJDUHOLVWVRIDUHDVWKDWFRQWUDFWRUVFDQIRFXVXSRQZKLFKFDQFRQWULEXWHWRIDOOVIURP
HDFKDUHD(IIHFWLYHO\FRQWUROOLQJDQGRUHOLPLQDWLQJWKHVHGHILFLHQFLHVVKRXOGUHGXFHWKHRFFXUUHQFHVRIWKHVHIDOOV
6FDIIROGLQJ
$QDYHUDJHRIZRUNHUVDUHNLOOHGIURPIDOOLQJIURPVFDIIROGVHDFK\HDU%/67KHPDMRULW\RI
WKHZRUNHUVLQMXUHGLQVFDIIROGDFFLGHQWVDWWULEXWHWKHDFFLGHQWHLWKHUWRWKHSODQNLQJRUVXSSRUW
JLYLQJZD\RUWRWKHHPSOR\HHVOLSSLQJRUEHLQJVWUXFNE\DIDOOLQJREMHFW2QHRIWKHPRVWIUHTXHQWO\FLWHG26+$YLRODWLRQVLVODFNRIIDOOSURWHFWLRQRQVFDIIROGV:KHQFRQGXFWLQJMRE
KD]DUGDQDO\VLVRQVFDIIROGVFRQVLGHUWKHVHTXHVWLRQV
,VDFRPSHWHQWSHUVRQSUHVHQWGXULQJWKHHUHFWLRQDOWHUDWLRQPRYHPHQWDQGGLVDVVHPEO\RI
WKHVFDIIROGV\VWHP"
$UHDOOVFDIIROGV\VWHPVLQVSHFWHGRQDUHJXODUEDVLV"
$UHVFDIIROGV\VWHPVHUHFWHGLQDFFRUGDQFHZLWKPDQXIDFWXUHUVUHFRPPHQGDWLRQV" ,VHTXLSPHQWEHLQJXVHGIRUZD\VLWZDVQRWLQWHQGHG"
,VWKHVFDIIROGEDVHHUHFWHGRQDILUPIRXQGDWLRQRUDGHTXDWHVLOOSDG" ,VWKHVFDIIROGV\VWHPSOXPEOHYHOULJLGDQGVTXDUH"
$UHDOOFURVVVXSSRUWEUDFHVSURSHUO\LQVWDOOHG" $UHDOOVFDIIROGFRPSRQHQWVFRPSDWLEOHZLWKHDFKRWKHU"
$UHDOOSLQVFOLSVDQGORFNLQJPHFKDQLVPVLQVWDOOHGDQGRSHUDWLQJFRUUHFWO\"
.H\LVVXHVWREHGLVFXVVHGZLWKLQWKLVVHFWLRQLQFOXGH
)DOOKD]DUGVDVVRFLDWHGZLWKVFDIIROGLQJ
)DOOKD]DUGVDVVRFLDWHGZLWKODGGHUV
)DOOKD]DUGVDVVRFLDWHGZLWKURRIVLQFOXGLQJVN\OLJKWV
)DOOVIURPRQHOHYHOWRWKHQH[WZRUNLQJVXUIDFHWRJURXQG
)DOOKD]DUGVGXULQJVWHHOHUHFWLRQ
)DOOKD]DUGVGXULQJFRQFUHWHZRUNLQFOXGLQJIRUPZRUNSUHFDVWDQGRYHUKDQG
EULFNOD\LQJ
2WKHUZRUNVXUIDFHVVOLSVWULSVIDOOVSLFNVOLIWVSODWIRUPVDQG
KRXVHNHHSLQJ
7/28/2019 Guia Quedas 2
4/93
,IUHTXLUHGLVWKHVFDIIROGV\VWHPVHFXUHGWLHGWRWKHZDOORUVWUXFWXUHDWWKHSURSHU
LQWHUYDOV"KRUL]RQWDOYHUWLFDO
$UHRXWULJJHUVLQVWDOOHGRQIUHHVWDQGLQJVFDIIROGVZKLFKH[FHHGWLPHVWKHLUPLQLPXPEDVHZLGWKYHUWLFDOO\LQVRPHVWDWHSODQVLWLVWLPHVWKHEDVHZLGWKDQGDUHWKH\ORFNHG
LQWRSODFH"
,VDVDIHPHDQVRIDFFHVVSURYLGHGWRWKHZRUNLQJOHYHOYLDDODGGHUUDPSRUVWDLUZD\"$UHJXDUGUDLOVRURWKHUIRUPVRIIDOOSURWHFWLRQSURYLGHGZKHQHPSOR\HHVDUHH[SRVHGWRD
IDOOLQH[FHVVRIWKH6XESDUW/VWDQGDUG"
,VWKHZRUNLQJVXUIDFHSURSHUO\SODQNHGGHFNHGZLWKVFDIIROGJUDGHPDWHULDO",VWKHZRUNLQJVXUIDFHJXDUGUDLOVDQGDFFHVVHJUHVVPDLQWDLQHGLQDFOHDQDQGQRQVOLSSHU\
FRQGLWLRQWRDYRLGVOLSKD]DUGV"
,VWKHVFDIIROGV\VWHPRYHUORDGHG")RUVXVSHQGHGVFDIIROGVDUHWKHSXOOH\PRWRUDQFKRUDQGIDOOSURWHFWLRQV\VWHPVLQSODFH
DQGRSHUDWLQJFRUUHFWO\"
,VULJJLQJFRUUHFWRQWKHVXVSHQGHGVFDIIROGV\VWHP"
$UHWKHWLHEDFNVVL]HGLQVWDOOHGDQFKRUHGDQGLQVSHFWHGWRHQVXUHWKHLUHIIHFWLYHQHVV"
$UHDOOLQVSHFWLRQUHTXLUHPHQWVUHFRPPHQGHGE\WKHPDQXIDFWXUHUEHLQJSHUIRUPHG"$UHKHDY\ORDGVSODFHGRYHUEHDULQJSRUWLRQVRIWKHVFDIIROGDVVHPEO\DQGQRWLQWKH
FHQWHURIWKHZRUNVXUIDFH"$UHDOOGHIHFWLYHVFDIIROGFRPSRQHQWVWDJJHGDQGLPPHGLDWHO\UHPRYHGIURPVHUYLFHWREH
UHSDLUHGRUGHVWUR\HG"
$UHHPSOR\HHVWUDLQHGRQVFDIIROGXVHHUHFWLRQDQGLQVSHFWLRQ"
6FDIIROG+D]DUG,GHQWLILFDWLRQ
I6FDIIROG8VH
6FDIIROGVDQGVFDIIROGFRPSRQHQWVVKDOO
EHLQVSHFWHGIRUYLVLEOHGHIHFWVE\DFRPSHWHQWSHUVRQEHIRUHHDFKZRUNVKLIWDQG
DIWHUDQ\RFFXUUHQFHZKLFKFRXOGDIIHFWD
VFDIIROGVVWUXFWXUDOLQWHJULW\
$Q\SDUWRIDVFDIIROGGDPDJHGRU
ZHDNHQHGVXFKWKDWLWVVWUHQJWKLVOHVVWKDQ
WKDWUHTXLUHGE\SDUDJUDSKDRIVKDOOEHLPPHGLDWHO\UHSDLUHGRUUHSODFHG
EUDFHGWRPHHWWKRVHSURYLVLRQVRUUHPRYHGIURPVHUYLFHXQWLOUHSDLUHG
3LFWXUHFRXUWHV\8%&
7/28/2019 Guia Quedas 2
5/93
F&ULWHULDIRU6XSSRUWHG
6FDIIROGV
6XSSRUWHGVFDIIROGSROHVOHJVSRVWV
IUDPHVDQGXSULJKWVVKDOOEHDURQEDVH
SODWHVDQGPXGVLOOVRURWKHUDGHTXDWHILUP
IRXQGDWLRQ
F&ULWHULDIRU6XSSRUWHG6FDIIROGV
LY)URQWHQGORDGHUVDQGVLPLODUSLHFHVRIHTXLSPHQWVKDOOQRWEHXVHGWRVXSSRUWVFDIIROG
SODWIRUPVXQOHVVWKH\KDYHEHHQVSHFLILFDOO\
GHVLJQHGE\WKHPDQXIDFWXUHUIRUVXFKXVH
26+$6WDQGDUG,QWHUSUHWDWLRQ
)RUNOLIWVLQFRQVWUXFWLRQHOHYDWLQJSHUVRQQHO
DQGRSHUDWRUWUDLQLQJ
3RZHUHGLQGXVWULDOWUXFNVZKLFKLQFOXGH
RUNOLIWVDVZHOODVURXJKWHUUDLQIRUNOLIWVDUH
VLPLODUSLHFHVRIHTXLSPHQWWRIRUNOLIWVDQGIURQW
HQGORDGHUVLQWKLVFRQWH[W7KHUHIRUHWKH\IDOO
ZLWKLQWKHUHTXLUHPHQWVRIFLY
F&ULWHULDIRU6XSSRUWHG6FDIIROGV
LL8QVWDEOHREMHFWVVKDOOQRWEHXVHGWR
VXSSRUWVFDIIROGVRUSODWIRUPXQLWV
3LFWXUHFRXUWHV\8%&
7/28/2019 Guia Quedas 2
6/93
F&ULWHULDIRU6XSSRUWHG
6FDIIROGV
6XSSRUWHGVFDIIROGSROHVOHJVSRVWV
IUDPHVDQGXSULJKWVVKDOOEHSOXPEDQG
EUDFHGWRSUHYHQWVZD\LQJDQGGLVSODFHPHQW
H6FDIIROG$FFHVV
:KHQVFDIIROGSODWIRUPVDUHPRUHWKDQIHHW
DERYHRUEHORZDSRLQWRIDFFHVVSRUWDEOHODGGHUV
KRRNRQODGGHUVDWWDFKDEOHODGGHUVVWDLUWRZHUVVWDLUZD\W\SHODGGHUVUDPSVZDONZD\VLQWHJUDO
SUHIDEULFDWHGVFDIIROGDFFHVVRUGLUHFWDFFHVVIURP
DQRWKHUVFDIIROGVWUXFWXUHSHUVRQQHOKRLVWRU
VLPLODUVXUIDFHVKDOOEHXVHG&URVVEUDFHVVKDOOQRW
EHXVHGDVDPHDQVRIDFFHVV
J6FDIIROG)DOO
3URWHFWLRQ
L*XDUGUDLOV\VWHPVVKDOOEH
LQVWDOOHGDORQJDOORSHQVLGHVDQGHQGV
RISODWIRUPV*XDUGUDLOV\VWHPVVKDOOEHLQVWDOOHGEHIRUHWKHVFDIIROGLV
UHOHDVHGIRUXVHGE\HPSOR\HHVRWKHU
WKDQHUHFWLRQGLVPDQWOLQJFUHZV
3LFWXUHFRXUWHV\8%&
3LFWXUHFRXUWHV\8%&
3LFWXUHFRXUWHV\8%&
7/28/2019 Guia Quedas 2
7/93
E6FDIIROG3ODWIRUP&RQVWUXFWLRQ
([FHSWDVSURYLGHGLQSDUDJUDSKVELDQGLLRIWKLVVHFWLRQWKHIURQWHGJHR
DOOSODWIRUPVVKDOOQRWEHPRUHWKDQLQFKHVIURPWKHIDFHRIWKHZRUNXQOHVV
JXDUGUDLOV\VWHPVDUHHUHFWHGDORQJWKHIURQWHGJHDQGRUSHUVRQDOIDOODUUHVWV\VWHPVDUHXVHGLQDFFRUGDQFHZLWKSDUDJUDSKJRIWKLVVHFWLRQWRSURWHFWHPSOR\HHVIURP
IDOOLQJ
(DFKHQGRIDSODWIRUPXQOHVVFOHDWHGRURWKHUZLVHUHVWUDLQHGE\KRRNVRU
HTXLYDOHQWPHDQVVKDOOH[WHQGRYHUWKHFHQWHUOLQHRILWVVXSSRUWDWOHDVWLQFKHV
E6FDIIROG3ODWIRUP&RQVWUXFWLRQ (DFKSODWIRUPRQDOOZRUNLQJOHYHOVRIVFDIIROGV
VKDOOEHIXOO\SODQNHGRUGHFNHGEHWZHHQWKHIURQW
XSULJKWVDQGWKHJXDUGUDLOVXSSRUWVDVIROORZV
L(DFKSODWIRUPXQLWVKDOOEHLQVWDOOHGVRWKDWWKHVSDFH
EHWZHHQDGMDFHQWXQLWVDQGWKHVSDFHEHWZHHQWKH
SODWIRUPDQGWKHXSULJKWVLVQRPRUHWKDQLQFKZLGHH[FHSWZKHUHWKHHPSOR\HUFDQGHPRQVWUDWHWKDWDZLGHU
VSDFHLVQHFHVVDU\
3LFWXUHFRXUWHV\8%&
3LFWXUHFRXUWHV\8%&
7/28/2019 Guia Quedas 2
8/93
I6FDIIROG8VH
:RUNRQRUIURPVFDIIROGVLVSURKLELWHGGXULQJVWRUPVRUKLJKZLQGVXQOHVVD
FRPSHWHQWSHUVRQKDVGHWHUPLQHGWKDWLWLVVDIHIRUHPSOR\HHVWREHRQWKHVFDIIROGDQGWKRVHHPSOR\HHVDUHSURWHFWHGE\DSHUVRQDOIDOODUUHVWV\VWHPRUZLQGVFUHHQV
:LQGVFUHHQVVKDOOQRWEHXVHGXQOHVVWKHVFDIIROGLVVHFXUHGDJDLQVWWKHDQWLFLSDWHG
ZLQGIRUFHVLPSRVHG
I6FDIIROG8VH
/DGGHUVVKDOOQRWEHXVHGRQVFDIIROGVWRLQFUHDVHWKHZRUNLQJOHYHOKHLJKWRIHPSOR\HHVH[FHSWRQODUJHDUHDVFDIIROGVZKHUHHPSOR\HUV
KDYHVDWLVILHGWKHFULWHULDOLVWHGLQ
ILLY
3LFWXUHFRXUWHV\8%&
3LFWXUHFRXUWHV\8%&
7/28/2019 Guia Quedas 2
9/93
/DGGHUV
)DOOVIURPODGGHUVDFFRXQWIRUDSSUR[LPDWHO\IDWDOLWLHVHDFK\HDU%/6/DGGHUVFDQEHIRXQGRQHYHU\MREVLWHDQGDUHXVHGE\DOOWUDGHV6RPHRIWKHPRVWIUHTXHQWO\FLWHGVHULRXV
ODGGHUYLRODWLRQVDUHQRWVHFXULQJDSRUWDEOHODGGHURUKDYLQJLWH[WHQGHGIHHWDERYHWKHXSSHU
ODQGLQJEHIRUHZRUNHUVXVHLWWRUHDFKDQXSSHUOHYHOQRWSURYLGLQJDWUDLQLQJSURJUDPIRUZRUNHUVRQWKHSURSHUFRQVWUXFWLRQLQVSHFWLRQPDLQWHQDQFHFDUHXVHDQGOLPLWDWLRQVRI
ODGGHUVDQGQRWPDUNLQJRUWDJJLQJDGHIHFWLYHODGGHUVRWKDWLWZRXOGQRWEHXVHGEHIRUHLWKDV
EHHQUHSDLUHG7KHUHTXLUHPHQWVIRUODGGHUVFDQEHIRXQGLQ6XESDUW;RIWKH&RQVWUXFWLRQ6DIHW\DQG+HDOWK6WDQGDUGV:KHQDQDO\]LQJZRUNDUHDVIRUSURSHUODGGHUXVHFRQVLGHUWKH
IROORZLQJTXHVWLRQV
,VWKHFRUUHFWODGGHUIRUWKHMREEHLQJXVHG"
$UHODGGHUVLQVSHFWHGEHIRUHXVH"
$UHPHWDOODGGHUVSURKLELWHGQHDUHOHFWULFDOVRXUFHV"
$UHVWHSODGGHUVEHLQJSODFHGDJDLQVWWKHZDOOLQDFORVHGSRVLWLRQZKLFKFDQFDXVHWKHPWR
VOLGHRXWIURPXQGHUQHDWKDZRUNHU" $UHH[WHQVLRQODGGHUVVHFXUHGDWWKHWRSDQGWKHERWWRPLISRVVLEOH"
,VWKHH[WHQVLRQODGGHULQVWDOOHGDWWKHFRUUHFWDQJOHWKHWRUXOH" 'RVLGHUDLOVH[WHQGDERYHWKHZRUNLQJVXUIDFH"
$UHODGGHUVEHLQJRYHUORDGHG"
,VWKHH[WHQVLRQODGGHURYHUH[WHQGHG"$UHPDWHULDOVEHLQJKRLVWHGE\DOLQHDQGQRWE\WKHLQGLYLGXDOFOLPELQJWKHODGGHU"
,VWKHWKUHHSRLQWFRQWDFWUXOHEHLQJIROORZHG"LHERWKIHHWDQGRQHKDQGRUERWKKDQGV
DQGRQHIRRW
1HYHUDOORZWZRODGGHUVWREHWLHGWRJHWKHU$UHDOOGDPDJHGODGGHUVLPPHGLDWHO\WDJJHGDQGUHSDLUHGRUGHVWUR\HG"$UHODGGHUIHHWSODFHGRQDILUPIRXQGDWLRQ"
$UHSURSHUFOLPELQJZRUNLQJSURFHGXUHVEHLQJIROORZHG"
1HYHUDOORZDQLQGLYLGXDOWRERXQFHRUZDONDVWHSODGGHUWRPRYHLW
$UHVWHSODGGHUVXVHGLQWKHIXOO\RSHQSRVLWLRQRQO\"$UHLQGLYLGXDOVZRUNLQJRQWKHFRUUHFWVLGHRIDVWHSODGGHU"
$UHDOOKLQJHVVSUHDGHUVORFNVDQGIHHWRQODGGHUVLQVHUYLFHDEOHFRQGLWLRQ"
1HYHUDOORZDQ\ODGGHUWREHXVHGLQWKHKRUL]RQWDOSRVLWLRQDVDVFDIIROGSODQNRUZRUNSODWIRUP
$UHODGGHUVZLWKEURNHQRUPLVVLQJUXQJVRUVSOLWVLGHUDLOVWDJJHGDQGWDNHQRXWRIVHUYLFH
RUGHVWUR\HG"$UHDFFHVVHJUHVVDUHDVDURXQGWKHWRSDQGERWWRPRIWKHODGGHUNHSWFOHDU"
$UHDOOODGGHUVLQVSHFWHGUHJXODUO\"
$UHILOOHUEORFNVSODFHGEHWZHHQWKHFOHDWVRIMREPDGHODGGHUV"
:KHUHVLPXOWDQHRXVWZRZD\WUDIILFFDQEHH[SHFWHGLVWKHUHDGRXEOHFOHDWODGGHULQVWDOOHG"
'RHVWKHGHVLJQDQGDVVHPEO\RIWKHMREEXLOWODGGHUPHHWWKHUHTXLUHPHQWVRI$16,
6WDQGDUG$"
7/28/2019 Guia Quedas 2
10/93
/DGGHU+D]DUGLGHQWLILFDWLRQ
D/DGGHUV*HQHUDO
$PHWDOVSUHDGHURUORFNLQJGHYLFH
VKDOOEHSURYLGHGRQHDFKVWHSODGGHUWR
KROGWKHIURQWDQGEDFNVHFWLRQVLQDQRSHQSRVLWLRQZKHQWKHODGGHULVEHLQJ
XVHG
D/DGGHUV*HQHUDO
/DGGHUVVKDOOQRWEHWLHGRU
IDVWHQHGWRJHWKHUWRSURYLGHORQJHUVHFWLRQVXQOHVVWKH\DUHVSHFLILFDOO\
GHVLJQHGIRUVXFKXVH
E/DGGHU8VH
:KHQSRUWDEOHODGGHUVDUHXVHGIRUDFFHVVWRDQXSSHU
ODQGLQJVXUIDFHWKHODGGHUVLGHUDLOVVKDOOH[WHQGDWOHDVW
IHHWPDERYHWKHXSSHUODQGLQJVXUIDFHWRZKLFKWKHODGGHULVXVHGWRJDLQDFFHVVRUZKHQVXFKDQ
H[WHQVLRQLVQRWSRVVLEOHEHFDXVHRIWKHODGGHUVOHQJWK
WKHQWKHODGGHUVKDOOEHVHFXUHGDWLWVWRSWRDULJLGVXSSRUWWKDWZLOOQRWGHIOHFWDQGDJUDVSLQJGHYLFHVXFK
DVDJUDEUDLOVKDOOEHSURYLGHGWRDVVLVWHPSOR\HHVLQ
PRXQWLQJDQGGLVPRXQWLQJWKHODGGHU,QQRFDVHVKDOOWKHH[WHQVLRQEHVXFKWKDWODGGHUGHIOHFWLRQXQGHUDORDG
ZRXOGE\LWVHOIFDXVHWKHODGGHUWRVOLSRIILWVVXSSRUW
7/28/2019 Guia Quedas 2
11/93
E/DGGHUV8VH
7KHWRSVWHSRIDVWHSODGGHU
VKDOOQRWEHXVHGDVDVWHS
&URVVEUDFLQJRQWKHUHDU
VHFWLRQRIVWHSODGGHUVVKDOOQRW
EHXVHGIRUFOLPELQJXQOHVVWKH
ODGGHUVDUHGHVLJQHGDQGSURYLGHGZLWKVWHSVIRUFOLPELQJ
RQERWKIURQWDQGUHDUVHFWLRQV
E/DGGHU8VH
/DGGHUVVKDOOEHXVHGRQO\RQ
VWDEOHDQGOHYHOVXUIDFHVXQOHVV
VHFXUHGWRSUHYHQWDFFLGHQWDO
GLVSODFHPHQW
'R1RW6WDQG2Q2U$ERYH7KLV5XQJRU6WHS
7/28/2019 Guia Quedas 2
12/93
E/DGGHU8VH
/DGGHUVVKDOOEHLQVSHFWHGE\DFRPSHWHQWSHUVRQIRU
YLVLEOHGHIHFWVRQDSHULRGLFEDVLVDQGDIWHUDQ\RFFXUUHQFH
WKDWFRXOGDIIHFWWKHLUVDIHXVH
3RUWDEOHODGGHUVZLWKVWUXFWXUDOGHIHFWVVXFKDVEXWQRW
OLPLWHGWREURNHQRUPLVVLQJUXQJVFOHDWVRUVWHSVEURNHQ
RUVSOLWUDLOVFRUURGHGFRPSRQHQWVRURWKHUIDXOW\RUGHIHFWLYHFRPSRQHQWVVKDOOHLWKHUEHLPPHGLDWHO\PDUNHGLQ
DPDQQHUWKDWUHDGLO\LGHQWLILHVWKHPDVGHIHFWLYHRUEH
WDJJHGZLWK'R1RW8VHRUVLPLODUODQJXDJHDQGVKDOOEH
ZLWKGUDZQIURPVHUYLFHXQWLOUHSDLUHG
E/DGGHU8VH
(DFKHPSOR\HHVKDOOXVHDWOHDVWRQHKDQGWRJUDVSWKHODGGHUZKHQ
SURJUHVVLQJXSDQGRUGRZQWKHODGGHU
$QHPSOR\HHVKDOOQRWFDUU\DQ\REMHFWRUORDGWKDWFRXOGFDXVHWKHHPSOR\HH
WRORRVHEDODQFHDQGIDOO
7/28/2019 Guia Quedas 2
13/93
5RRILQJ,QFOXGLQJ6N\OLJKWV
)DOOVIURPURRIVDUHUHVSRQVLEOHIRUDSSUR[LPDWHO\GHDWKVHDFK\HDULQWKHFRQVWUXFWLRQLQGXVWU\5RRILQJVLGLQJDQGVKHHWPHWDOFRQWUDFWRUVKDYHWKHKLJKHVWLQFLGHQWUDWHRIQRQIDWDO
RFFXSDWLRQDOLQMXULHVUHVXOWLQJIURPDIDOOWRDORZHUOHYHODQGLQYROYLQJGD\VDZD\IURPZRUNDW
IRUHYHU\IXOOWLPHZRUNHUV:KHQFRQGXFWLQJDMREKD]DUGDQDO\VLVRQURRILQJZRUNFRQVLGHUWKHIROORZLQJTXHVWLRQV
$UHDOOVN\OLJKWURRIRSHQLQJVSURWHFWHGE\FRYHUVRUJXDUGUDLOV"
1RWH 0RVWJODVVRUSODVWLFFRYHUVRQVN\OLJKWVZLOOQRWPHHWWKHVWUXFWXUDOUHTXLUHPHQWVRIDFRYHUFKHFNZLWKWKHPDQXIDFWXUHU7REHVDIHWKHLQVWDOODWLRQRIDSURSHUFRYHURU
JXDUGUDLOLVUHFRPPHQGHG
,VWKHUHDZDUQLQJOLQHLQSODFH"
,VWKHUHDVDIHW\PRQLWRURQWKHURRILQYLVXDOYHUEDOUDQJHRIHPSOR\HHV"
,VDOOPHFKDQLFDOHTXLSPHQWNHSWLQVLGHWKHZDUQLQJOLQH" ,VWKHKRLVWDUHDSURWHFWHGZLWKDJXDUGUDLOV\VWHP"
$UHHPSOR\HHVEHORZWKHKRLVWDUHDSURWHFWHGIURPIDOOLQJREMHFWVPDWHULDO" $UHJXDUGUDLOVVDIHW\QHWVRUSHUVRQDOIDOODUUHVWV\VWHPVLQXVHRQURRIVWKDWH[FHHGD
SLWFK"
$UHHPSOR\HHVZRUNLQJRQVXUIDFHVZKLFKDUHKD]DUGRXVEHFDXVHRISRRUIRRWLQJGXHWRIURVWLFHRUPLOGHZ"
$UHHPSOR\HHVZRUNLQJLQKD]DUGRXVFRQGLWLRQVVXFKDVKLJKZLQGVSRRUYLVLELOLW\RU
LQFOHPHQWZHDWKHU"
,VWKHUHDVDIHVHFXUHDFFHVVWRWKHURRIYLDVWDLUVRUDVHFXUHGODGGHU"
5RRI+D]DUG,GHQWLILFDWLRQ
E8QSURWHFWHG6LGHVDQG(GJHV
(DFKHPSOR\HHRQDZDOLQJZRUNLQJVXUIDFH
VKDOOEHSURWHFWHGIURPIDOOLQJWKURXJKKROHVLQFOXGLQJVN\OLJKWVPRUHWKDQIHHWDERYHORZHU
OHYHOVE\SHUVRQDOIDOODUUHVWV\VWHPVFRYHUVRU
JXDUGUDLOV\VWHPVHUHFWHGDURXQGVXFKKROHV
L+ROH&RYHUV
$OOFRYHUVVKDOOEHVHFXUHGZKHQLQVWDOOHGVRDVWRSUHYHQWDFFLGHQWDOGLVSODFHPHQWE\WKHZLQG
HTXLSPHQWRUHPSOR\HHV
7/28/2019 Guia Quedas 2
14/93
L+ROH&RYHUV
$OOKROHFRYHUVVKDOOEHFDSDEOHRI
VXSSRUWLQJZLWKRXWIDLOXUHDWOHDVWWZLFHWKHZHLJKWRIHPSOR\HHVHTXLSPHQWDQG
PDWHULDOVWKDWPD\EHLPSRVHGRQWKH
FRYHUDWDQ\RQHWLPH
7/28/2019 Guia Quedas 2
15/93
)DOOV)URPD)ORRURQHOHYHOWRWKHQH[W
$UHDOOKROHVFRYHUHGZLWKVWUXFWXUDOO\DSSURSULDWHPDUNHGDQGVHFXUHGFRYHUV" $UHDOOH[SRVHGHGJHVSURWHFWHGZLWKDJXDUGUDLOV\VWHP"
:KHUHJXDUGUDLOVDUHQRWLQVWDOOHGDUHSHUVRQDOIDOODUUHVWVDIHW\QHWVRUIDOOUHVWUDLQLQJ
V\VWHPVLQSODFHDQGEHLQJXVHG" $UHZLQGRZVRUZDOORSHQLQJVZKHUHWKHORZHUVLOOLVEHORZLQFKHVIURPWKH
ZDONLQJZRUNLQJVXUIDFHSURWHFWHGZLWKDJXDUGUDLOV\VWHP"
$UHUHPRYDEOHVHFWLRQVRIJXDUGUDLOVIRULQFRPLQJPDWHULDOVUHSODFHGDQGVWUXFWXUDOO\VRXQGDIWHUPDWHULDOVDUHORDGHG"
:KHQJXDUGUDLOVDUHUHPRYHGIRULQFRPLQJPDWHULDODUHDOWHUQDWHIDOOSURWHFWLRQPHDVXUHV
EHLQJXVHGLHSHUVRQDOIDOODUUHVWIDOOUHVWUDLQWRUVDIHW\QHWV" $UHWRHERDUGVLQVWDOOHGWRSURWHFWHPSOR\HHVEHORZIURPIDOOLQJREMHFWV"
)DOOV)URPD)ORRU+D]DUG,GHQWLILFDWLRQ
E+ROHV
L(DFKHPSOR\HHRQZDONLQJZRUNLQJVXUIDFHVVKDOOEHSURWHFWHGIURPIDOOLQJ
WKURXJKKROHVPRUHWKDQIHHWDERYHORZHU
OHYHOV
LL(DFKHPSOR\HHRQDZDONLQJZRUNLQJ
VXUIDFHVKDOOEHSURWHFWHGIURPWULSSLQJLQRUVWHSSLQJLQWRRUWKURXJKKROHVE\FRYHUV
LLL(DFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHVKDOOEHSURWHFWHGIURPREMHFWV
IDOOLQJWKURXJKKROHVE\FRYHUV
5HPRYDEOHVHFWLRQVRIJXDUGUDLOVIRU
LQFRPLQJPDWHULDOVPXVWEHUHSODFHGDQGVWUXFWXUDOO\VRXQGDIWHUPDWHULDOVDUH
ORDGHG
E*XDUGUDLO6\VWHPV
*XDUGUDLOV\VWHPVVKDOOEHFDSDEOHRI
ZLWKVWDQGLQJZLWKRXWIDLOXUHDIRUFHRIDWOHDVWSRXQGVDSSOLHGZLWKLQ
LQFKHVRIWRSHGJHLQDQ\RXWZDUGRU
GRZQZDUGGLUHFWLRQDWDQ\SRLQWDORQJ
WKHWRSHGJH
7/28/2019 Guia Quedas 2
16/93
6WHHO(UHFWLRQ
$UHWKHZRUNHUVSHUIRUPLQJWKHVWHHOHUHFWLRQWUDLQHGDQGTXDOLILHGIRUWKLVWDVN" &DQIDOOSURWHFWLRQV\VWHPVEHLQVWDOOHGRQWKHJURXQGEHIRUHWKHVWHHOLVHUHFWHGLH
KRUL]RQWDOOLIHOLQHVUHWUDFWDEOHODQ\DUGVRUVDIHW\QHWV"
,VWKHHUHFWLRQSURFHVVVRGHVLJQHGDVWRPLQLPL]HWKHSRVVLELOLW\WKDWWKHFRQQHFWRUVZLOOKDYHWRPRYHVXGGHQO\WRDYRLGDQ\XQZDQWHGFRQWDFWZLWKLQFRPLQJPHPEHUV"
&DQWKHHUHFWLRQFRQQHFWLQJSURFHVVEHFRPSOHWHGIURPVFLVVRURUERRPOLIWVWKXV
HOLPLQDWLQJXQZDQWHGIDOOH[SRVXUHV" &DQVHFWLRQVRIWKHVWUXFWXUHEHDVVHPEOHGRQWKHJURXQGDQGOLIWHGLQWRSODFHDVDXQLW
ZKLFKZLOOPLQLPL]HWKHIDOOH[SRVXUHV"
$UHWDJOLQHVEHLQJXVHGWRSUHYHQWLQFRPLQJPHPEHUVIURPLQDGYHUWHQWO\VZLQJLQJDQGFUHDWLQJDKD]DUGWRWKHFRQQHFWRUV"
$UHWHPSRUDU\FRQQHFWLRQVDGHTXDWHWRVXSSRUWWKHLQWHQGHGORDG"
7/28/2019 Guia Quedas 2
17/93
&RQFUHWH
$UHDOOZRUNHUVSHUIRUPLQJWKHHUHFWLRQSURFHVVWUDLQHGDQGTXDOLILHGIRUWKHWDVN" &DQIDOOSURWHFWLRQV\VWHPVEHLQVWDOOHGRQWKHJURXQGEHIRUHWKHPHPEHUVDUHHUHFWHGLQWR
SODFHLHOLIHOLQHVVDIHW\QHWVDQGUHWUDFWDEOHODQ\DUGV"
,VWKHHUHFWLRQSURFHVVVRGHVLJQHGDVWRPLQLPL]HWKHSRVVLELOLW\WKDWWKHFRQQHFWRUVZLOOKDYHWRPRYHVXGGHQO\WRDYRLGDQ\XQZDQWHGFRQWDFWZLWKLQFRPLQJPHPEHUV"
&DQWKHHUHFWLRQFRQQHFWLQJSURFHVVEHFRPSOHWHGIURPVFLVVRURUERRPOLIWVHOLPLQDWLQJ
XQZDQWHGIDOOH[SRVXUHV" $UHSRVLWLRQLQJV\VWHPVEHLQJXVHGRQIRUPZRUN"
$UHJXDUGUDLOVLQVWDOOHGRQIRUPZRUNZKHUHDSSURSULDWH"
,VWKHDSSURSULDWHFRQWUROOHGDFFHVV]RQHHVWDEOLVKHGIRURYHUKDQGEULFNOD\LQJDQGRUSUHFDVWRSHUDWLRQV"
,VIRUPZRUNDQGVKRULQJDGHTXDWHWRVXSSRUWWKHLQWHQGHGORDGV"
$UHDOOLPSDOHPHQWKD]DUGVVXFKDVUHEDUFRYHUHGSURWHFWHGRUEHQWRYHUWRHOLPLQDWHWKH
LPSDOHPHQWKD]DUG"
&RQFUHWH+D]DUG,GHQWLILFDWLRQ
E3UHFDVW&RQFUHWH
(UHFWLRQ
(DFKHPSOR\HHHQJDJHGLQWKHHUHFWLRQRISUHFDVWFRQFUHWHPHPEHUVDQG
UHODWHGRSHUDWLRQVVXFKDVJURXWLQJRI
SUHFDVWFRQFUHWHPHPEHUVZKRLVIHHWRUPRUHDERYHORZHUOHYHOVVKDOO
EHSURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVVDIHW\QHWV\VWHPVRUSHUVRQDOIDOODUUHVWV\VWHPVXQOHVV
DQRWKHUSURYLVLRQLQSDUDJUDSKERI
WKLVVHFWLRQSURYLGHVIRUDQDOWHUQDWLYH
IDOOSURWHFWLRQPHDVXUH
7/28/2019 Guia Quedas 2
18/93
2WKHU:RUN6XUIDFHV
,VWKHZDONLQJZRUNLQJVXUIDFHLQVSHFWHGDQGVWUXFWXUDOO\FDSDEOHRIVXSSRUWLQJWKHZRUNHUVDQGHTXLSPHQWLQWKHDUHD"
,VWKHZDONLQJZRUNLQJVXUIDFHNHSWFOHDQRIVOLSKD]DUGVVXFKDVLFHRLOVPROGPLOGHZRU
DQ\RWKHUPDWHULDOZKLFKKLQGHUVJRRGWUDFWLRQ" $UHDOOSLFNVSODWIRUPVRUWHPSRUDU\ZRUNVXUIDFHVVHFXUHDQGSURYLGHGZLWKIDOO
SURWHFWLRQLHJXDUGUDLOVVDIHW\QHWVSHUVRQDOIDOODUUHVWV\VWHPVRUIDOOUHVWUDLQW"
$UHDOOVFLVVRUERRPOLIWVLQVSHFWHGGDLO\DQGRSHUDWHGLQDFFRUGDQFHZLWKWKHPDQXIDFWXUHUVUHFRPPHQGDWLRQV"
$UHDOOJDWHVFKDLQVEHLQJXVHGDQGVHFXUHGRQVFLVVRUERRPOLIWV"
,VWKHVLWHEHLQJUHJXODUO\FOHDQHGXSWRDYRLGVOLSWULSKD]DUGV" $UHWKHUHJXDUGUDLOVRQUDPSVRUUXQZD\VZKHUHWKHIDOOH[SRVXUHH[FHHGVIHHW"
$UHVWDLUZD\VLQJRRGFRQGLWLRQZLWKDSSURSULDWHUDLOLQJV\VWHPVLQVWDOOHG"
$UHKROORZSDQVWDLUWUHDGVILOOHGLQZLWKVROLGPDWHULDOWRHOLPLQDWHWULSSLQJ"
$UHH[FDYDWLRQVSURYLGHGZLWKIDOOSURWHFWLRQZKHUHUHTXLUHGE\WKHXVHRIJXDUGUDLOV
IHQFHVRUEDUULFDGHV"
2WKHU:RUN6XUIDFH+D]DUG,GHQWLILFDWLRQ
E$HULDO/LIWV6SHFLILF5HTXLUHPHQWV
IRU([WHQVLEOHDQGDUWLFXODWLQJ%RRP3ODWIRUPV
LY(PSOR\HHVVKDOODOZD\VVWDQGILUPO\RQWKHIORRURI
WKHEDVNHWDQGVKDOOQRWVLWRUFOLPERQWKHHGJHRIWKH
EDVNHWRUXVHSODQNVODGGHUVRURWKHUGHYLFHVIRUD
ZRUNSRVLWLRQ
Y$IXOOERG\KDUQHVVVKDOOEHZRUQDQGDODQ\DUG
DWWDFKHGWRWKHERRPRUEDVNHWZKHQZRUNLQJIURPDQ
DHULDOOLIW
7/28/2019 Guia Quedas 2
19/93
+RXVHNHHSLQJ
D'XULQJWKHFRXUVHRIFRQVWUXFWLRQ
DOWHUDWLRQRUUHSDLUVIRUPDQGVFUDSOXPEHU
ZLWKSURWUXGLQJQDLOVDQGDOORWKHUGHEULVVKDOOEHNHSWFOHDUHGIURPZRUNDUHDV
SDVVDJHZD\VDQGVWDLUVLQDQGDURXQG
EXLOGLQJVRURWKHUVWUXFWXUHV
7/28/2019 Guia Quedas 2
20/93
7/28/2019 Guia Quedas 2
21/93
$QDO\]LQJWKH:RUN$UHD
5HYLHZ%OXHSULQWV%HIRUH:RUN%HJLQV
2QHRIWKHILUVWVWHSVLQDQDO\]LQJWKHZRUNDUHDVKRXOGEHWKHUHYLHZRIEOXHSULQWVEHIRUHZRUN
HYHUEHJLQVRQWKHVLWH%\DGGUHVVLQJIDOOKD]DUGVDWWKLVVWDJHWKHFRQWUDFWRUZLOOEHEHWWHUSUHSDUHGWRSURYLGHIDOOSURWHFWLRQWRWKHHPSOR\HHV7KHIROORZLQJDUHVXJJHVWLRQVWRDVVLVW
FRQWUDFWRUVLQLGHQWLI\LQJWKRVHDUHDVWRDGGUHVV
$WDQ\VWDJHRIWKHMREZLOOWKHUHEHRSHQVLGHGIORRUVZKHUHDIDOOKD]DUGH[LVWVLIVRKHUH
DUHVRPHRSWLRQV
D &DQJXDUGUDLOVEHLQVWDOOHG"E &DQVDIHW\QHWVEHLQVWDOOHG"
F ,IJXDUGUDLOVRUQHWVFDQQRWEHLQVWDOOHGZLOOSHUVRQDOIDOODUUHVWRUUHVWUDLQLQJ
V\VWHPVEHHPSOR\HG"
:LOOHPSOR\HHVEHH[SRVHGWRIORRURUURRIRSHQLQJV",IVRZLOOWKHVHRSHQLQJVEHFRYHUHG
RUKDYHJXDUGUDLOVLQVWDOOHGDURXQGWKHPWRSURWHFWHPSOR\HHV"
,VWKHUHWKHSRVVLELOLW\RIHPSOR\HHVEHLQJVWUXFNE\IDOOLQJREMHFWV",IVRZLOOSURWHFWLRQ
EHSURYLGHG"
$UHVFLVVRUOLIWVUHTXLUHG"$QGLVWKHUHDV\VWHPLQSODFHWRHQVXUHSURSHULQVSHFWLRQDQGPDLQWHQDQFHRIWKHVHV\VWHPV"
$UHURRILQJRSHUDWLRQVDGGUHVVHGDKHDGRIWLPHLQRUGHUWRSURYLGHIDOOSURWHFWLRQ"
.H\FRQFHSWVWREHGLVFXVVHGZLWKLQWKLVVHFWLRQLQFOXGH
5HYLHZEOXHSULQWVEHIRUHZRUNEHJLQV
$QWLFLSDWHXSFRPLQJIDOOKD]DUGVDVZRUNSURJUHVVHV
5HYLHZIRU&XUUHQW+D]DUGVRQ6LWH
3UHSODQQLQJIRUIDOOSURWHFWLRQFKHFNOLVW
)DOOSURWHFWLRQRSWLRQVJXLGH
7/28/2019 Guia Quedas 2
22/93
,VWKHUHDIDOOSURWHFWLRQV\VWHPLQSODFHIRUWKHLQVWDOODWLRQRIH[WHULRUVKHHWLQJVXFKDV
D 9HUWLFDOOLIHOLQHVE 2WKHUZRUNPHWKRGVVXFKDVLQVWDOODWLRQIURPDUWLFXODWLQJERRPOLIWV
$UHWKHUHVWUXFWXUDOPHPEHUVDGHTXDWHWRPHHWWKHUHTXLUHPHQWVIRUDQFKRUSRLQWVZLWKSHUVRQDOIDOODUUHVWV\VWHPV"
$UHKRXVHNHHSLQJPHDVXUHVDGGUHVVHGWRDYRLGSRVVLEOHVOLSWULSKD]DUGV"
$GGLWLRQDOO\XQLTXHIDOOKD]DUGVVKRXOGEHDGGUHVVHGEHIRUHDQ\H[SRVXUH
$QWLFLSDWH8SFRPLQJ)DOO+D]DUGVDV:RUN3URJUHVVHV
7KHVDIHW\GLUHFWRURUVLWHIDOOSURWHFWLRQFRPSHWHQWSHUVRQQHYHUZDQWVWREHFDXJKWRIIJXDUGZLWKVXUSULVHKD]DUGVRUH[SRVXUHV7RDYRLGZKDWLVNQRZQDVSXWWLQJRXWILUHVWKHVHLQGLYLGXDOVPXVW
DOZD\VEHSUHSDUHG2QHPHWKRGLVWRUHYLHZWKHMREIRUWKHIDOOKD]DUGVWKDWZLOOEHSUHVHQWLQWKHIXWXUH7KHIROORZLQJVKRXOGDVVLVWLQDGGUHVVLQJWKLVLVVXH
5HYLHZWKHEOXHSULQWVIRUXSFRPLQJSURFHVVHVKD]DUGV
'LVFXVVWKHZRUNSURFHVVZLWKSURMHFWPDQDJHUVXSHULQWHQGHQWVDUFKLWHFWDQGZRUNHUVWRLGHQWLI\ZKHUHQHZKD]DUGVPD\GHYHORS
$VNIRUHPDQIRUDVVLVWDQFHLQUHFRJQL]LQJZKDWKD]DUGVPD\GHYHORSLQWKHIXWXUH
5HYLHZIRU&XUUHQW+D]DUGVRQ6LWH
,IWKHMREKDVDOUHDG\SURJUHVVHGEH\RQGWKHSRLQWZKHUHUHYLHZRIWKHEOXHSULQWVZLOOQRWEH
HIIHFWLYHWKDQWKHVLWHPXVWEHUHYLHZHGIRUFXUUHQWKD]DUGV7KHUHYLHZIRUFXUUHQWKD]DUGVZLOO
DOORZWKHIDOOSURWHFWLRQFRPSHWHQWSHUVRQWRDGGUHVVWKHIDOOH[SRVXUHVLQRUGHUWRHOLPLQDWHRUPLQLPL]HWKHKD]DUG
1RWH )RUDFRPSOHWHFKHFNOLVWWRUHYLHZWKHVLWHIRUIDOOKD]DUGVSOHDVHUHIHUWRVHFWLRQ
,GHQWLI\LQJ&RPPRQ)DOO+D]DUGV
3UH3ODQQLQJ&KHFNOLVW
7KHIROORZLQJLVDFKHFNOLVWWRDVVLVWFRQWUDFWRUVLQWKHLUHIIRUWVWRSUHSODQIRUIDOOSUHYHQWLRQSURWHFWLRQDQGFDQEHXVHGDWDQ\VWDJHRIWKHFRQVWUXFWLRQSURFHVV,WLVSUHIHUDEOHWKDWWKLVFKHFNOLVWEHXVHGEHIRUHDQ\GHVLJQLQJRUZRUNHYHUEHJLQVWREHPRVWHIIHFWLYHLQHOLPLQDWLQJ
IDOOVDQGUHODWHGLQMXULHV
7/28/2019 Guia Quedas 2
23/93
%HJLQWKHSURFHVVE\LGHQWLI\LQJWKRVHDUHDVZKHUHH[SRVXUHVWRIDOOVZLOORUDOUHDG\H[LVW
VXFKDV
N 6FDIIROGV
N /DGGHUV
N 5RRIVORZVWHHSVORSHGDQGURRIRSHQLQJVLQFOXGLQJVN\OLJKWVN 2SHQVLGHGIORRUVDQGIORRURSHQLQJV
N 6WHHOHUHFWLRQ
N $HULDOOLIWSODWIRUPV
N 3HUPDQHQWDQGWHPSRUDU\ZRUNLQJSODWIRUPV
N ([FDYDWLRQV
N /HDGLQJHGJHV
N 2YHUKDQGEULFNOD\LQJ
N +RLVWDUHDV
N 5DPSVUXQZD\VDQGZDONZD\V
N :DOORSHQLQJV
N 6WDLUZD\V
N :RUNLQJRYHUGDQJHURXVHTXLSPHQW
N 3RWHQWLDOIRUIDOOLQJREMHFWV
N )RUPZRUN
N ,QVWDOODWLRQRIH[WHULRUVKHHWLQJVLGLQJ
N 3UHFDVWDQGOLIWVODEHUHFWLRQ
N +RXVHNHHSLQJFRQFHUQV
'R\RXRUWKHFRQWUDFWRUKDYHDZULWWHQIDOOSURWHFWLRQSURJUDP"
,IZRUNKDVEHJXQRULVLQSURJUHVVKDYH\RXVXUYH\HGWKHMREVLWHWRLGHQWLI\ZKHUHZKDWWKHIDOOKD]DUGVDUHRQWKHMRE"
5HYLHZWKHEOXHSULQWVIRUIDOOKD]DUGVWKDWDUHSUHVHQWDQGOLNHO\WRGHYHORSLQWRDKD]DUG"
,VLWSRVVLEOHWRSURYLGHRULQVWDOOIDOOSUHYHQWLRQPHDVXUHVEHIRUHWKHUHVDQH[SRVXUH"6RPHH[DPSOHVLQFOXGH
D ,QVWDOOJXDUGUDLOVEHIRUHDOORZLQJZRUNHUVRQWKHIORRU
E ,QVWDOOVDIHW\QHWVWRVWUXFWXUDOVWHHOEHIRUHPHPEHUVDUHOLIWHGLQWRSODFH
F 'RQWFXWIORRURSHQLQJVXQWLOSUHSDUHGWRILOOZLWKVSHFLILHGREMHFW
G 6KHHWH[WHULRUZDOOVEHIRUHVWDQGLQJRQXSSHUOHYHOVH $WWDFKDUHWUDFWDEOHODQ\DUGWRWKHWRSRIDFROXPQEHIRUHVWDQGLQJWKHFROXPQ
,ISRVVLEOHVSHFLI\IDOOSUHYHQWLRQSURWHFWLRQPHDVXUHVZKHQRUGHULQJPDWHULDOVVRPH
H[DPSOHVLQFOXGH
D 2UGHUVWDLUV\VWHPVUDPSVRUZDONZD\VZLWKJXDUGUDLOVLQFOXGHG
7/28/2019 Guia Quedas 2
24/93
E +DYHWKHDUFKLWHFWORFDWHVSHFLI\GHVLJQDQGKDYHLQVWDOOHGDGHTXDWHDQFKRUSRLQWV
IRUSHUVRQDOIDOODUUHVWV\VWHPV
F 2UGHUVWUXFWXUDOVWHHOPHPEHUVZLWKKROHVDGHTXDWHWRDWWDFKVQDSKRRNVWRIRUSHUVRQDOIDOODUUHVW
,VWKHUHDFRPSHWHQWSHUVRQRQVLWHLQUHODWLRQWRIDOOSURWHFWLRQ"
'RHVWKHFRPSHWHQWSHUVRQRQVLWHXQGHUVWDQGWKHIDOOSURWHFWLRQVWDQGDUGWUDLQHGWRVHOHFW
WKHSURSHUIDOOSURWHFWLRQPHDVXUHVV\VWHPVDQGXQGHUVWDQGWKHGLIIHUHQFHVEHWZHHQWKHIROORZLQJV\VWHPVDQGWKHLUXVH
D )DOO3UHYHQWLRQE )DOO3URWHFWLRQ
F $FWLYHIDOOSURWHFWLRQ
G 3DVVLYHIDOOSURWHFWLRQ
:LOOWKHUHEHDQHHGIRUDTXDOLILHGSHUVRQ")RUH[DPSOHLQWKHGHYHORSPHQWRIDMREEXLOWKRUL]RQWDOOLIHOLQHV\VWHP
$UHVXEFRQWUDFWRUVVHOHFWHGRQWKHLUDELOLW\WRVDIHO\FRPSOHWHWKHWDVNZLWKDSURYHQWUDFN
UHFRUGRISURYLGLQJHIIHFWLYHIDOOSURWHFWLRQ"
:HUHSUHMREDQGSUHELGPHHWLQJVKHOGZKLFKFOHDUO\VWDWHGWKHUHTXLUHPHQWVRIWKHIDOO
SURWHFWLRQPHDVXUHVH[SHFWHGIURPDOOFRQWUDFWRUVRQWKHVLWH"
,VWKHUHDQDGHTXDWHIDOOSURWHFWLRQWUDLQLQJSURJUDPLQSODFHWRWUDLQHPSOR\HHVLQWKHIDOOSURWHFWLRQPHDVXUHVV\VWHPVLQSODFHRQWKHVLWH"
)RUSHUVRQDOIDOODUUHVWV\VWHPVDUHDQFKRUSRLQWVLGHQWLILHGDQGFDSDEOHRIVXSSRUWLQJ
SRXQGVSHUZRUNHURUWZRWLPHVWKHLQWHQGHGLPSDFWORDGGHWHUPLQHGE\DTXDOLILHG
SHUVRQ"$GGLWLRQDOO\KDYHVZLQJKD]DUGVEHHQDGGUHVVHGLQWKHDQFKRUSRLQWORFDWLRQ"
+DVDQHQIRUFHPHQWSROLF\EHHQHVWDEOLVKHGDQGLIVRLVLWFRPPXQLFDWHGDFFHSWHGDQG
HQIRUFHG"
+DYHUHVFXHPHWKRGVDQGSURFHGXUHVEHHQDGGUHVVHGLQWKHHYHQWRIDIDOO"
$UHHPSOR\HHVVHOHFWHGDQGWUDLQHGWRZRUNDWKHLJKWVVDIHO\"
+DYHRWKHUZRUNPHWKRGVEHHQSURSRVHGRULPSOHPHQWHGVXFKDV
D &RQQHFWLQJVWHHORUFRQFUHWHIURPDUWLFXODWLQJERRPOLIWV
E $VVHPEOLQJVWUXFWXUHVRQWKHJURXQGDQGOLIWLQJWKHPLQWRSODFHPLQLPL]LQJ
H[SRVXUHF ,QVWDOOLQJVDIHW\QHWVRUKRUL]RQWDOOLIHOLQHVRQWKHJURXQGEHIRUHZRUNHUVDUH
H[SRVHG
7/28/2019 Guia Quedas 2
25/93
G ,QVWDOOLQJFODPSRQJXDUGUDLOVDURXQGURRIHGJHLQVWHDGRIXVLQJDZDUQLQJOLQH
V\VWHP
+DYHIUHHIDOOFRQVLGHUDWLRQVEHHQDGGUHVVHGLQFOXGLQJ
D 7RWDOIUHHIDOOFOHDUDQFHVDUHDGHTXDWHIRUV\VWHPLQXVHE (PSOR\HHVZLOOQRWVWULNHORZHUREMHFWVLQWKHHYHQWRIDIDOO
F (PSOR\HHVZLOOQRWEHH[SRVHGWRIRUFHVJUHDWHUWKDQIRRWSRXQGVLQDIXOO
ERG\KDUQHVV
7/28/2019 Guia Quedas 2
26/93
)DOO3URWHFWLRQ2SWLRQV*XLGH26+$UHJXODWLRQVUHTXLUHSURWHFWLRQZKHQZRUNHUVDUHH[SRVHGWRIDOOVRIIHHWRUPRUH7KH
UHJXODWLRQVGHILQHWKHVSHFLILFKD]DUGVDQGRXWOLQHDFFHSWDEOHZD\VRISURYLGLQJSURWHFWLRQIRU
WKHVHKD]DUGV6RPHRIWKHH[SRVXUHVGLVFXVVHGZLWKLQWKLVPDQXDODUHOLVWHGEHORZZLWKDOLVWRI
IDOOSURWHFWLRQV\VWHPVDYDLODEOHWRFRQWUDFWRUV
(PSOR\HHV:RUNLQJ2YHU'DQJHURXV(TXLSPHQWUHJDUGOHVVRIIDOOGLVWDQFH
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP
3HUVRQDOIDOODUUHVWV\VWHP
([FDYDWLRQV
*XDUGUDLOV\VWHP)HQFHV%DUULFDGHV
)RUPZRUNDQG5HLQIRUFLQJ6WHHO
6DIHW\QHWV\VWHP
3HUVRQDOIDOODUUHVWV\VWHP
3RVLWLRQLQJV\VWHP
+RLVW$UHDV
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
)DOOUHVWUDLQWV\VWHP
+ROHV&RYHUV
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
)DOOUHVWUDLQWV\VWHP
/HDGLQJ(GJHV
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP
3HUVRQDOIDOODUUHVWV\VWHPV)DOOUHVWUDLQWV\VWHP)DOOSURWHFWLRQSODQ
7/28/2019 Guia Quedas 2
27/93
2YHUKDQG%ULFN/D\LQJ
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
&RQWUROOHGDFFHVV]RQH
3UHFDVW&RQFUHWH(UHFWLRQ*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
)DOOSURWHFWLRQSODQ
)ORRU5RRI2SHQLQJV
+ROHFRYHUV
*XDUGUDLOV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
)DOOUHVWUDLQWV\VWHP
5RRILQJ:RUNORZVORSHGURRI
*XDUGUDLOV\VWHP
6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP6DIHW\PRQLWRUV\VWHPLIURRILVIHHWRUOHVVLQZLGWK
:DUQLQJOLQHVDIHW\PRQLWRUV\VWHP
:DUQLQJOLQHJXDUGUDLOV\VWHP:DUQLQJOLQHVDIHW\QHWV\VWHP:DUQLQJOLQHSHUVRQDOIDOODUUHVWV\VWHP:DUQLQJOLQHIDOOUHVWUDLQWV\VWHP
5RRILQJ:RUNVWHHSVORSHGURRIV
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP
3HUVRQDOIDOODUUHVWV\VWHP
8QSURWHFWHG6LGHVDQG(GJHV
*XDUGUDLOV\VWHPV6DIHW\QHWV\VWHPV3HUVRQDOIDOODUUHVWV\VWHPV
)DOOUHVWUDLQWV\VWHPV
5DPSV5XQZD\VDQGRWKHU:DONZD\V
*XDUGUDLOV\VWHP
3HUVRQDOIDOODUUHVWV\VWHP6DIHW\QHWV\VWHP
7/28/2019 Guia Quedas 2
28/93
:DOO2SHQLQJV
*XDUGUDLOV\VWHP6DIHW\QHWV\VWHP3HUVRQDOIDOODUUHVWV\VWHP
)DOOUHVWUDLQWV\VWHP
7/28/2019 Guia Quedas 2
29/93
&RQYHQWLRQDO)DOO3URWHFWLRQ6\VWHPV
&RQYHQWLRQDOIDOOSURWHFWLRQV\VWHPVFRXOGEHEURNHQGRZQLQWRWZRFDWHJRULHVDFWLYHIDOOSURWHFWLRQV\VWHPVDQGSDVVLYHIDOOSURWHFWLYHV\VWHPV7KHGLIIHUHQFHEHWZHHQWKHWZRV\VWHPV
LVWKHDPRXQWRIZRUNHULQYROYHPHQWLQGHWHUPLQLQJWKHSURSHULQVWDOODWLRQDQGXVHRIWKH
V\VWHPV$FRQVLGHUDWLRQZKHQFKRRVLQJFRQYHQWLRQDOIDOOSURWHFWLRQLVZKHWKHUWKHIDOOKD]DUGLVHOLPLQDWHGIDOOSUHYHQWLRQRUFRQWUROOHGIDOOSURWHFWLRQ$IDOOSUHYHQWLRQV\VWHPWKDWOLPLWV
ZRUNHULQYROYHPHQWDQGHOLPLQDWHVWKHIDOOKD]DUGIRUH[DPSOHJXDUGUDLOVLVWKHSUHIHUUHG
PHWKRGIRUSURYLGLQJZRUNHUSURWHFWLRQDJDLQVWIDOOV
.H\V\VWHPVWREHGLVFXVVHGZLWKLQWKLVVHFWLRQLQFOXGH
*XDUGUDLO6\VWHPV
+ROH&RYHUV
6DIHW\1HWV
3HUVRQDO)DOO$UUHVW6\VWHPV
3RVLWLRQLQJ6\VWHPV
3HUVRQDO)DOO5HVWUDLQW6\VWHPV
N *XDUGUDLO6\VWHPV
N +ROH&RYHUV
N 6DIHW\1HWV
(OLPLQDWHVIDOOKD]DUGVIDOO
SUHYHQWLRQ
N 3HUVRQDO)DOO$UUHVW6\VWHPV
N 3RVLWLRQLQJ6\VWHPVN 3HUVRQDO)DOO5HVWUDLQW
6\VWHPV
&RQYHQWLRQDO)DOO3URWHFWLRQ
$FWLYH
)DOO3URWHFWLRQ6\VWHPV
3DVVLYH
)DOO3URWHFWLRQ6 VWHPV
7/28/2019 Guia Quedas 2
30/93
*XDUGUDLO6\VWHPV*XDUGUDLOVDUHRQHRIWKHPRVWFRPPRQIRUPVRIIDOOSURWHFWLRQVHHQRQWKHFRQVWUXFWLRQVLWH7KH
26+$VWDQGDUGUHTXLUHVWKDWJXDUGLQJRUVRPHIRUPRIIDOOSURWHFWLRQPXVWEHSURYLGHGZKHQDQ
HPSOR\HHLVH[SRVHGWRDIDOORIIHHWRUPRUH7KHIROORZLQJDUHDVOHQGWKHPVHOYHVWRWKH
LQVWDOODWLRQRIJXDUGUDLOV\VWHPVIRUIDOOSUHYHQWLRQ
$ORQJWKHHGJHRIDOORSHQVLGHGIORRUVRUHGJHVZKHUHDIDOOH[SRVXUHH[LVWV
2QZRUNSODWIRUPVZKHUHDIDOOH[SRVXUHH[LVWV 2QVWDLUV\VWHPV
$URXQGIORRUDQGURRIRSHQLQJV
$URXQGKROHVWRRODUJHWRSODFHFRYHUVRYHU $URXQGWKHH[WHULRURIDURRIGXULQJURRILQJZRUN
2QDUWLFXODWLQJHOHYDWLQJZRUNSODWIRUPV
1HDUZLQGRZRSHQLQJVZKHUHWKHVLOOLVORZHUWKDQLQFKHV ,QDQDUHDHGJHZKHUHDSRVVLEOHIDOOZRXOGDOORZDQHPSOR\HHWRVWULNHGDQJHURXV
HTXLSPHQWRUPDWHULDOUHJDUGOHVVRIWKHIDOOGLVWDQFH2QDFFHVVZD\VUDPSVRUFDWZDONVZKHUHWKHUHLVDIDOOH[SRVXUH3DUDSHWVOHVVWKDQLQKHLJKW
*HQHUDO5HTXLUHPHQWVRI*XDUGUDLO
6\VWHPV
N 7KHWRSHGJHRIWKHJXDUGUDLOV\VWHP
VKDOOEHLQFKHV]LQFKHVDERYH
WKHZDONLQJZRUNLQJVXUIDFH
N 0LGUDLOVPXVWEHLQVWDOOHGEHWZHHQ
WKHWRSHGJHRIWKHJXDUGUDLOV\VWHPDQGWKHZDONLQJZRUNLQJVXUIDFH
N 7KHJXDUGUDLOV\VWHPPXVWEHFDSDEOH
RIZLWKVWDQGLQJDSRXQGIRUFHDSSOLHGWRWKHWRSUDLOLQDQRXWZDUG
RUGRZQZDUGGLUHFWLRQ
N :KHQWKHSRXQGIRUFHLVDSSOLHG
WKHWRSUDLOFDQQRWGHIOHFWWRDKHLJKWOHVVWKDQLQFKHVDERYHWKH
ZDONLQJZRUNLQJVXUIDFH
N $OOPLGUDLOVVFUHHQVPHVK
LQWHUPHGLDWHYHUWLFDOPHPEHUVRUSDQHOVPXVWEHDEOHWRZLWKVWDQGDSRXQGIRUFHLQDGRZQZDUGRU
RXWZDUGGLUHFWLRQ
N :KHUHHPSOR\HHVZLOOEHXVLQJVWLOWV
WKHKHLJKWRIWKHWRSUDLOPXVWEHLQFUHDVHGDKHLJKWHTXDOWRWKHKHLJKW
:KHUHSDUDSHW ZDOOVRU ZLQGRZVLOOVGR QRWH[WHQG
DW OHDVW LQFKHV DERYH WKH ZDONLQJZRUNLQJ
VXUIDFHSUHFDXWLRQVPXVWEHWDNHQWRHQVXUHSURSHUJXDUGUDLOVDUHLQSODFH
7/28/2019 Guia Quedas 2
31/93
RIWKHVWLOWVZKLFKLQHIIHFWVHUYHDV
WKHZDONLQJZRUNLQJVXUIDFH
N $OOJXDUGUDLOV\VWHPVPXVWEHVPRRWKVXUIDFHG
N 6WHHORUSODVWLFEDQGLQJFDQ1(9(5
EHXVHGLQDUDLOLQJV\VWHPN $YRLGXVLQJPDQLODSODVWLFRU
V\QWKHWLFURSHEHFDXVHWKH\PXVWEH
LQVSHFWHGRIWHQDQGPD\GHWHULRUDWHUDSLGO\
:LUH5RSH*XDUGUDLOV
0XVWEHPDGHIURPLQFKGLDPHWHUFDEOHRUODUJHU
0XVWEHIODJJHGHYHU\IHHWZLWKDKLJKYLVLELOLW\PDWHULDOOLNHFDXWLRQRUVXUYH\RUVWDSH
(OHYDWRUVKDIWVDQGRWKHUVLPLODUZDOORSHQLQJV
PXVWEHSURWHFWHGDJDLQVWIDOOKD]DUGV
:RRGJXDUGUDLOVPXVWEHPDGHRIDWOHDVW[V
ZLWKVSDQVQRWJUHDWHUWKDQIHHWRQFHQWHU
:LUHURSHJXDUGUDLOVPXVWEHIODJJHG
HYHU\IHHWIRUYLVLELOLW\
7/28/2019 Guia Quedas 2
32/93
$SSHQGL[%WR6XESDUW0*XDUGUDLO
V\VWHPV
7KHVWDQGDUGUHTXLUHVJXDUGUDLOV\VWHPVDQG
FRPSRQHQWVWREHGHVLJQHGDQGEXLOWWRPHHW
WKHUHTXLUHPHQWVRIEDQG$QHPSOR\HUPD\XVHWKHVHJXLGHOLQHV
DVDVWDUWLQJSRLQWIRUGHVLJQLQJJXDUGUDLO
V\VWHPV+RZHYHUWKHJXLGHOLQHVGRQRWSURYLGHDOOWKHLQIRUPDWLRQQHFHVVDU\WREXLOG
DFRPSOHWHV\VWHPDQGWKHHPSOR\HULVVWLOO
UHVSRQVLEOHIRUGHVLJQLQJDQGDVVHPEOLQJWKHVHFRPSRQHQWVLQVXFKDZD\WKDWWKH
FRPSOHWHGV\VWHPZLOOPHHWWKHUHTXLUHPHQWV
RIWKHDERYHVWDWHGUHIHUHQFHV
)RU:RRG5DLOLQJV:RRGFRPSRQHQWVVKDOOEHDPLQLPXPOEIWLQILEHU
VWUHVVJUDGHFRQVWUXFWLRQJUDGHOXPEHUWKHSRVWVVKDOOEHDWOHDVW[VQR
PRUHWKDQIHHWRQFHQWHUWKHWRSUDLO
VKDOOEHDWOHDVW[ PDWHULDODQGWKHPLGUDLOVVKDOOEHDWOHDVW[PDWHULDO
)RU3LSH5DLOLQJV3RVWVWRSUDLOVDQG
PLGUDLOVVKDOOEHDWOHDVWRQHDQGRQHKDOI
LQFKQRPLQDOGLDPHWHUVFKHGXOHSLSHZLWKSRVWVVSDFHGQRPRUHWKDQIHHWRQFHQWHUV
)RU6WUXFWXUDO6WHHO5DLOLQJV3RVWV
WRSUDLOVDQGPLGUDLOVVKDOOEHDWOHDVW
LQFKE\LQFKE\LQFKDQJOHZLWKSRVWVVSDFHGQRWPRUHWKDQIHHWRQ
FHQWHU
1RWH )RUZLUHURSHJXDUGUDLOVWKHUHLVQR
UHTXLUHPHQWWKDWWHUPLQDOVXSSRUWVDUHPDLQWDLQHGHYHU\IHHWRQFHQWHU
EXWZKHQWHVWHGLQWKHFHQWHUZLWKWKH
SRXQGIRUFHWKHWRSUDLOPXVWQHYHUGHIOHFWEHORZLQFKHVIURP
ZDONLQJZRUNLQJVXUIDFH
:DONZD\VRYHUH[FDYDWLRQVWKDWDUHIHHWRU
PRUHLQGHSWKPXVWEHJXDUGHGWRSUHYHQWIDOOV
7/28/2019 Guia Quedas 2
33/93
+ROH&RYHUV+ROHFRYHUVDUHDQRWKHUPHWKRGDQHPSOR\HUPD\XVHWRSURWHFW
DJDLQVWIDOOV$FFRUGLQJWRWKH26+$GHILQLWLRQDKROHLVDQ\
RSHQLQJPHDVXULQJLQFKHVRUPRUHLQLWVOHDVWGLPHQVLRQLQD
IORRUURRIRUZDONLQJVXUIDFH7KHIROORZLQJJXLGHOLQHVVKRXOGDVVLVWLQWKHSODFHPHQWRIKROHFRYHUV
3ODFHFRYHUVRYHUDOOKROHVRQWKHVLWHIRUODUJHUKROHVJXDUGUDLOV\VWHPVDUHDQRSWLRQ &RQVWUXFWWKHFRYHUVWRVXSSRUWWZRWLPHVWKHZHLJKWWKDWZLOOFURVVRYHUWKHP7KLV
LQFOXGHVHPSOR\HHVHTXLSPHQWWRROVDQGDOOFRQVWUXFWLRQYHKLFOHVVXFKDVVFLVVRUOLIWV
,ISO\ZRRGLVXVHGDVDKROHFRYHULWPXVWEHDWOHDVWLQFKWKLFN $OOFRYHUVPXVWEHVHFXUHG&OHDWVZLUHQDLOVRUDQ\RWKHUPHWKRGZKLFKZLOOQRW
DOORZWKHFRYHUWREHGLVSODFHGFDQGRWKLV
$IWHUWKHFRYHULVSODFHGZULWHWKHZRUGKROHRUFRYHURQLWIRULGHQWLILFDWLRQ7KLVFDQEHHDVLO\GRQHZLWKDFDQRIVSUD\SDLQW
,IWKHFRYHULWWRRVPDOOWRZULWHKROHRQLWWKHQWKH\PXVWEHFRORUFRGHGIRULGHQWLILFDWLRQDQGHPSOR\HHVPXVWEHWUDLQHGWRUHFRJQL]HZKDWWKHFRORULVLGHQWLI\LQJ
*HQHUDO5HTXLUHPHQWVIRU+ROH&RYHUV
:KHQWKHFRYHULVSODFHGLQDURDGZD\
RUDUHDZKHUHDQ\YHKLFOHVPD\SDVVWKH
FRYHUPXVWEHGHVLJQHGWRVXSSRUWWZRWLPHVWKHPD[LPXPD[OHORDGRIWKH
ODUJHVWYHKLFOHH[SHFWHGWRFURVV
,QDOORWKHUDUHDVWKHFRYHUVVKDOOEHGHVLJQHGWRVXSSRUWWZLFHWKHZHLJKWRI
HPSOR\HHVHTXLSPHQWDQGPDWHULDOVWKDW
PD\EHLPSRVHGRQWKHFRYHUDWRQHWLPH
$OOFRYHUVPXVWEHVHFXUHGZKHQLQVWDOOHGVRWKDWZLQGHTXLSPHQWRU
HPSOR\HHVZLOOQRWGLVSODFHWKHP
&OHDWLQJZLULQJWKHPGRZQRUQDLOLQJWRVHFXUHWKHFRYHUVFDQGRWKLV
$OOFRYHUVPXVWEHFRORUFRGHGRUKDYH
WKHZRUGKROHRUFRYHUZULWWHQRQ
WKHP7KLVLVWRLGHQWLI\WKHPWRHPSOR\HHVVRWKH\DUHQRWUHPRYHG,ID
FRORUFRGLQJVFKHPHLVXVHGWKHQWUDLQLQJDVWRZKDWWKHFRORUPHDQVPXVW
EHSURYLGHGWRDOOWKRVHH[SRVHGWRWKHIDOOKD]DUG
&29(5&29(5
+ROH FRYHUV PXVW EH FRORUFRGHG RU PDUNHG+ROHRU&RYHUVRDVWKH\FDQEHLGHQWLILHGDV
EHLQJKROHFRYHUV
7/28/2019 Guia Quedas 2
34/93
,ISO\ZRRGLVXVHGWRFRYHUKROHVLW
VKRXOGEHDWOHDVWLQFKWKLFN
,QVWDOOWKHFRYHUVVRDVWRHOLPLQDWHDQ\WULSSLQJKD]DUG
6DIHW\1HW6\VWHPV
7KHLQVWDOODWLRQRIDVDIHW\QHWGRHVQRWNHHSDQHPSOR\HHIURPIDOOLQJUDWKHUWKH\FDWFKWKHHPSOR\HHDIWHUWKHIDOO7KH\DUHWKRXJKVLPLODUWRJXDUGUDLOVDQGFRYHUVLQWKHUHVSHFWWKDWWKHVH
WKUHHV\VWHPVDUHUHFRJQL]HGDVSDVVLYHIDOOSURWHFWLRQ,QRWKHUZRUGVWKH\DUHDOZD\VLQSODFHWRSURYLGHIDOOSURWHFWLRQ6DIHW\QHWVDUHFRPPRQO\LQVWDOOHGLQWKHIROORZLQJZD\V
6DIHW\QHWVDUHXVHGGXULQJVWHHOHUHFWLRQ7RSURYLGHWKHEHVWSURWHFWLRQWKHHUHFWRU
VKRXOGDVVHPEOHDVPXFKRIWKHVWUXFWXUHRQWKHJURXQG2QFHDVVHPEOHGWKHVDIHW\
QHWVDUHLQVWDOOHGEHIRUHWKHVHFWLRQLVOLIWHGLQWRSODFHDQGVHFXUHG 'XULQJEULGJHZRUN1HWVFDQEHLQVWDOOHGLQWKHVDPHPDQQHUDVDERYHRULQWKHHYHQW
RIUHFRQGLWLRQLQJZRUNWKHQHWVVKRXOGEHLQVWDOOHGIURPERRPOLIWVPDQEDVNHWVRU
HPSOR\HHVXWLOL]LQJSHUVRQDOIDOODUUHVWV\VWHPV 'XULQJGHPROLWLRQRUPDLQWHQDQFHZRUN6DIHW\QHWVFDQEHGHVLJQHGWRSURYLGH
SHUVRQDOIDOOSURWHFWLRQDQGWRFROOHFWIDOOLQJGHEULV
,QDQ\HYHQWWKHLQVWDOODWLRQRIVDIHW\QHWVPXVWEHGRQHE\LQGLYLGXDOVSURWHFWHGIURPWKHIDOOKD]DUGVWKH\DUHH[SRVHGWRGXULQJWKHLQVWDOODWLRQ
6DIHW\QHWVDUHDOVRDFFHSWDEOHPHDQVRIIDOOSURWHFWLRQIRUKROHVRSHQVLGHGIORRUVFDWFKSODWIRUPVDQGVWHHOFRQFUHWHHUHFWLRQ
0DNHFHUWDLQWKHVDIHW\QHWLVGHVLJQHGIRUWKLVSXUSRVHDQGLVVHUYLFHDEOH
&OHDWV PD\ EH XVHG WR SUHYHQW GLVSODFHPHQW RI
KROHFRYHUV,IXSOLIWFDQRFFXUZLULQJRUQDLOLQJ
WKHPGRZQPD\EHQHFHVVDU\
+ROHFRYHUVPXVWEHGHVLJQHGWRVXSSRUWWZRWLPHV
WKH PD[LPXP D[OH ORDG RI WKH ODUJHVW YHKLFOH
H[SHFWHGWRFURVVRYHULW
7/28/2019 Guia Quedas 2
35/93
*HQHUDO5HTXLUHPHQWVIRU6DIHW\1HWV
6DIHW\QHWVXVHGIRUIDOOSURWHFWLRQDUHVSHFLILFDOO\GHVLJQHGIRUWKLVSXUSRVHDQG
PXVWPHHWWKHIROORZLQJUHTXLUHPHQWV
7KH\PXVWEHLQVWDOOHGDVFORVHDV
SRVVLEOHXQGHUWKHZDONLQJZRUNLQJ
VXUIDFHEXWLQQRFDVHZLOODQHPSOR\HHEHH[SRVHGWRDIDOORIJUHDWHUWKDQ
IHHW
6DIHW\QHWVPXVWH[WHQGRXWZDUGIURPWKHRXWHUPRVWHGJHRIWKHZRUNVXUIDFHLQ
DFFRUGDQFHZLWKWKHUHTXLUHPHQWVOLVWHG
LQF
7KHQHWVPXVWEHLQVWDOOHGLQDPDQQHU
WKDWVKRXOGDQLQGLYLGXDOIDOOWKH\ZLOOQRWVWULNHDQ\REMHFWEHORZWKHQHW
6DIHW\QHWVDQGWKHLULQVWDOODWLRQPXVWEHWHVWHGZLWKDSRXQGEDJRIVDQGDV
VSHFLILHGLQFLRIWKH
VWDQGDUG :KHQWKHHPSOR\HUFDQGHPRQVWUDWHWKDW
LWLVXQUHDVRQDEOHWRSHUIRUPWKHGURSWHVW
KHVKDOOFHUWLI\WKHQHWDQGQHWLQVWDOODWLRQ
IROORZLQJFLLRIWKHVWDQGDUG
'HIHFWLYHVDIHW\QHWVZLOOQRWEHXVHG
6DIHW\QHWVPXVWEHLQVSHFWHGZHHNO\IRU
ZHDUGDPDJHDQGDQ\GHWHULRUDWLRQ
1HWVPXVWEHLQVSHFWHGDIWHUDQ\RFFXUUHQFHZKLFKFRXOGHIIHFWLWV
LQWHJULW\VXFKDVDVWHHOPHPEHUIDOOLQJ
LQWRWKHQHW $Q\PDWHULDOVVFUDSWRROVRUHTXLSPHQW
WKDWIDOOVLQWRWKHQHWPXVWEHUHPRYHGDV
VRRQDVSRVVLEOHEXWQRODWHUWKDQWKHHQGRIWKHZRUNVKLIW
7KHVDIHW\QHWGHVLJQDQGFRQQHFWLRQV
VKDOOFRPSO\ZLWKF
DQG
8SWR
8SWR
8SWR
PD[
1HWVPXVWEHLQVWDOOHGLQD PDQQHUWKDWVKRXOGDQ
LQGLYLGXDO IDOO WKH\ ZLOO QRW VWULNH DQ\ REMHFW
EHORZWKHQHWSLFWXUHFRXUWHV\RI'%,6DOD
6DIHW\1HW([WHQVLRQ
2QWKHH[WHULRURIWKHVWUXFWXUH
7/28/2019 Guia Quedas 2
36/93
3HUVRQDO)DOO$UUHVW6\VWHPV(TXLSPHQW
7KHSHUVRQDOIDOODUUHVWV\VWHPVXVHGLQFRQVWUXFWLRQVKRXOGEHXVHGDVDODVWUHVRUW7KHFRQWUDFWRU
VKRXOGIRFXVRQIDOOSUHYHQWLRQPHWKRGVILUVWVXFKDVJXDUGUDLOVRUKROHFRYHUV,IDIWHUDOOSUHSODQQLQJIRUIDOOSUHYHQWLRQVWLOOOHDYHVDIDOOH[SRVXUHWKHQDSHUVRQDOIDOODUUHVWV\VWHPFRXOG
EHLPSOHPHQWHG7KHIROORZLQJDUHVRPHNH\FRQFHUQVZKHQLPSOHPHQWLQJDSHUVRQDOIDOODUUHVW
RSWLRQ
2QO\DIXOOERG\KDUQHVVZLWKDUHWUDFWDEOHRUVKRFNDEVRUELQJODQ\DUGDQGORFNLQJVQDSKRRNLVXVHG
$QFKRUSRLQWVIRUW\LQJRIIQHHGVWREHVWUXFWXUDOO\VRXQG
(PSOR\HHVDUHFRQVWDQWO\WLHGRIIZKHQLQWKHDUHDRIDIDOOKD]DUG
$OOSHUVRQDOIDOODUUHVWHTXLSPHQWQHHGVWREHLQVSHFWHGDFFRUGLQJWRWKHPDQXIDFWXUHUVGLUHFWLRQV
7KHV\VWHPQHHGVWREHLQVWDOOHGGHVLJQHGWROLPLWWKHIUHHIDOOWRIHHW
)DOOIRUFHVPXVWEHZLWKLQDFFHSWDEOHOLPLWV $Q\DGGLWLRQDOKD]DUGVWKDWFRXOGDULVHLQWKHHYHQWRIDIDOOQHHGVWREHHOLPLQDWHG
$UHVFXHSODQQHHGVWREHLQSODFHLQWKHHYHQWRIDIDOO (PSOR\HHVQHHGWREHWUDLQHGLQWKHXVHRIWKHSHUVRQDOIDOODUUHVWV\VWHPV
$Q\PDWHULDOVVFUDSWRROVRU HTXLSPHQWWKDWIDOOV
LQWRWKHQHWPXVWEHUHPRYHGDVVRRQDVSRVVLEOHEXWQRODWHUWKDQWKHHQGRIWKHZRUNVKLIW
(DFKQHWVKDOOEHSHUPDQHQWO\ODEHOHGZLWKWKHIROORZLQJLQIRUPDWLRQ
1DPHRI0DQXIDFWXUHU
,GHQWLILFDWLRQRIQHWPDWHULDO 'DWHRIPDQXIDFWXUH
'DWHRISURWRW\SHWHVW 1DPHRIWHVWLQJDJHQF\
6HULDOQXPEHU
7/28/2019 Guia Quedas 2
37/93
*HQHUDO5HTXLUHPHQWVIRU3HUVRQDO)DOO
$UUHVW6\VWHPV
3HUVRQDOIDOODUUHVWV\VWHPVKDYHEHHQXVHGLQ
FRQVWUXFWLRQIRUDQXPEHURI\HDUV6RPH
NH\SRLQWVWRUHPHPEHULQFOXGHWKHIROORZLQJ
)XOOERG\KDUQHVVHVZLWKWKH'ULQJSRVLWLRQHGLQWKHPLGGOHRIWKHEDFNPXVW
EHXVHG
6QDSKRRNVPXVWEHWKHGRXEOHORFNLQJW\SH
1RWH 7KHXVHRIERG\EHOWVLQDSRVLWLRQLQJGHYLFHV\VWHPLVDFFHSWDEOHDQGLV
UHJXODWHGXQGHUSRVLWLRQLQJV\VWHPV
&RQQHFWRUVVKDOOEHGURSIRUJHGSUHVVHGRUIRUPHGVWHHORUPDGHRIHTXLYDOHQW
PDWHULDOV
&RQQHFWRUVVKDOOKDYHDFRUURVLRQUHVLVWDQWILQLVKDQGDOOVXUIDFHV
DQGHGJHVVKDOOEHVPRRWKWRSUHYHQW
GDPDJHWRLQWHUIDFLQJSDUWVRIWKHV\VWHP
'ULQJVDQGVQDSKRRNVVKDOOKDYHDPLQLPXPWHQVLOHVWUHQJWKRISRXQGV
'ULQJVDQGVQDSKRRNVVKDOOEH
SURRIWHVWHGWRDPLQLPXPWHQVLOHORDGRI
SRXQGVZLWKRXWFUDFNLQJEUHDNLQJRUWDNLQJSHUPDQHQWGHIRUPDWLRQ
2QO\ORFNLQJW\SHVQDSKRRNVVKDOOEH
XVHG
6QDSKRRNV PXVW EH GRXEOH ORFNLQJ DQG RQO\
DWWDFKHG WR DSSURYHG DQFKRUDJH SRLQWV SLFWXUH
FRXUWHV\'%,6DOD
)XOOERG\KDUQHVVHVZLWK'ULQJVSRVLWLRQHGLQWKH
PLGGOHRIWKHEDFNPXVWEH XVHGIRUSHUVRQDOIDOO
DUUHVW
7/28/2019 Guia Quedas 2
38/93
8QOHVVWKHVQDSKRRNLVGHVLJQHGIRUWKH
IROORZLQJFRQQHFWLRQVVQDSKRRNVVKDOO
QRWEHHQJDJHGD 'LUHFWO\WRZHEELQJURSHRUZLUH
URSH
E 7RHDFKRWKHUF 7RD'ULQJWRZKLFKDQRWKHU
VQDSKRRNRURWKHUFRQQHFWRULV
DWWDFKHGG 7RDKRUL]RQWDOOLIHOLQH
H 7RDQ\REMHFWLQZKLFKLWVVKDSH
RUGLPHQVLRQLVLQFRPSDWLEOHLQUHODWLRQWRWKHVQDSKRRNVXFKWKDW
XQLQWHQWLRQDOGLVHQJDJHPHQW
FRXOGRFFXUE\WKHFRQQHFWHG
REMHFWEHLQJDEOHWRGHSUHVVWKH
VQDSKRRNNHHSHUDQGUHOHDVHLWVHOI
8QOHVVDSSURYHGE\WKHPDQXIDFWXUHUVQDSKRRNV
PXVW QRW EHDWWDFKHG WRHDFKRWKHU $OVRERG\
EHOWVDUHQRWXVHGIRUSHUVRQDOIDOODUUHVW
8QOHVVDSSURYHGE\WKHPDQXIDFWXUHUVQDSKRRNV
PXVWQRWEHWLHGEDFNRQWRLWVRZQODQ\DUG
$QH[DPSOHRIDQDSSURYHGPHWKRGWRWLHEDFNDVQDSKRRN
RQWRLWVRZQODQ\DUG
7/28/2019 Guia Quedas 2
39/93
2QVXVSHQGHGVFDIIROGVRUVLPLODUZRUN
SODWIRUPVZLWKKRUL]RQWDOOLIHOLQHVWKDWPD\EHFRPHYHUWLFDOOLIHOLQHVWKHGHYLFHV
XVHGWRFRQQHFWWRDKRUL]RQWDOOLIHOLQH
VKDOOEHFDSDEOHRIORFNLQJLQERWKGLUHFWLRQVRQWKHOLIHOLQH
+RUL]RQWDOOLIHOLQHVVKDOOEHGHVLJQHG
LQVWDOOHGDQGXVHGXQGHUWKHVXSHUYLVLRQRIDTXDOLILHGSHUVRQDVSDUWRID
FRPSOHWHSHUVRQDOIDOODUUHVWV\VWHP
ZKLFKPDLQWDLQVDVDIHW\IDFWRURIDWOHDVWWZR
/DQ\DUGVDQGYHUWLFDOOLIHOLQHVVKDOOKDYH
DPLQLPXPEUHDNLQJVWUHQJWKRI
SRXQGV
:KHQYHUWLFDOOLIHOLQHVDUHXVHGHDFKHPSOR\HHVKDOOEHDWWDFKHGWRDVHSDUDWH
OLIHOLQH'XULQJWKHFRQVWUXFWLRQRIHOHYDWRUVKDIWVWZRHPSOR\HHVPD\EH
DWWDFKHGWRWKHVDPHOLIHOLQHLQWKH
KRLVWZD\SURYLGHGERWKHPSOR\HHVDUHZRUNLQJDWRSDIDOVHFDUWKDWLVHTXLSSHG
ZLWKJXDUGUDLOVWKHVWUHQJWKRIWKH
OLIHOLQHLVSRXQGV>SRXQGV
SHUHPSOR\HHDWWDFKHG@DQGDOORWKHUFULWHULDVSHFLILHGLQWKLVSDUDJUDSKIRUOLIHOLQHVKDYHEHHQPHW
/LIHOLQHVVKDOOEHSURWHFWHGDJDLQVWEHLQJ
FXWRUDEUDGHG
6HOIUHWUDFWLQJOLIHOLQHVDQGODQ\DUGVZKLFKDXWRPDWLFDOO\OLPLWIUHHIDOO
GLVWDQFHWRIHHWRUOHVVVKDOOEHFDSDEOH
RIVXVWDLQLQJDPLQLPXPWHQVLOHORDGRISRXQGVDSSOLHGWRWKHGHYLFHZLWK
WKHOLIHOLQHRUODQ\DUGLQWKHIXOO\
H[WHQGHGSRVLWLRQ6HOIUHWUDFWLQJOLIHOLQHVDQGODQ\DUGV
ZKLFKGRQRWOLPLWIUHHIDOOGLVWDQFHWR
IHHWRUOHVVULSVWLWFKODQ\DUGVDQGWHDULQJ
DQGGHIRUPLQJODQ\DUGVVKDOOEHFDSDEOHRIVXVWDLQLQJDPLQLPXPWHQVLOHORDGRI
SRXQGVDSSOLHGWRWKHGHYLFHZLWK
WKHOLIHOLQHRUODQ\DUGLQWKHIXOO\H[WHQGHGSRVLWLRQ
/LIHOLQHV PXVW EH GHVLJQHG WR VXSSRUW
SRXQGVSHUZRUNHUDWWDFKHGDQGSURWHFWHGDJDLQVW
EHLQJFXWRUDEUDGHGSLFWXUHFRXUWHV\'%,6DOD
6HOIUHWUDFWLQJODQ\DUGVFRPHLQYDULHW\RIOHQJWKVDQG VW\OHV 7KH\ DUH OLJKWZHLJKW DQG DOORZ
ZRUNHUPRELOLW\ZKLOHEHLQJSURWHFWHGIURPIDOOV
7DORQ_E\'%,6DOD
0LQL/LWH_E\0LOOHU
7/28/2019 Guia Quedas 2
40/93
5RSHVDQGVWUDSVZHEELQJXVHGLQ
ODQ\DUGVOLIHOLQHVDQGVWUHQJWK
FRPSRQHQWVRIERG\EHOWVDQGERG\KDUQHVVHVVKDOOEHPDGHIURPV\QWKHWLF
ILEHUV
$QFKRUDJHVXVHGIRUDWWDFKPHQWRISHUVRQDOIDOODUUHVWHTXLSPHQWVKDOOEH
LQGHSHQGHQWRIDQ\DQFKRUDJHEHLQJXVHG
WRVXSSRUWRUVXVSHQGSODWIRUPVDQGFDSDEOHRIVXSSRUWLQJDWOHDVW
SRXQGVSHUHPSOR\HHDWWDFKHGRUVKDOOEH
GHVLJQHGLQVWDOOHGDQGXVHGDVIROORZVD $VSDUWRIDFRPSOHWHSHUVRQDO
IDOODUUHVWV\VWHPZKLFKPDLQWDLQV
DVDIHW\IDFWRURIDWOHDVWWZR
E 8QGHUWKHVXSHUYLVLRQRID
TXDOLILHGSHUVRQ3HUVRQDOIDOODUUHVWV\VWHPVZKHQ
VWRSSLQJDIDOOVKDOOD /LPLWPD[LPXPDUUHVWLQJIRUFH
RQDQHPSOR\HHWRSRXQGV
ZKHQXVHGZLWKDIXOOERG\KDUQHVV
E %HULJJHGVXFKWKDWDQHPSOR\HH
FDQQHLWKHUIUHHIDOOPRUHWKDQ
IHHWQRUFRQWDFWDQ\ORZHUOHYHOF %ULQJDQHPSOR\HHWRDFRPSOHWH
VWRSDQGOLPLWPD[LPXP
GHFHOHUDWLRQGLVWDQFHWRIHHW
G +DYHVXIILFLHQWVWUHQJWKWR
ZLWKVWDQGWZLFHWKHSRWHQWLDOLPSDFWHQHUJ\RIDQHPSOR\HH
IUHHIDOOLQJDGLVWDQFHRIIHHWRU
WKHIUHHIDOOGLVWDQFHSHUPLWWHGE\WKHV\VWHPZKLFKHYHULVOHVV
1RWH ,IWKHSHUVRQDOIDOODUUHVWV\VWHPPHHWVWKHFULWHULDDQGSURWRFROVFRQWDLQHGLQ$SSHQGL[&
WRVXESDUW0DQGLIWKHV\VWHPLVEHLQJXVHGE\DQHPSOR\HHKDYLQJDFRPELQHGSHUVRQ
DQGWRROZHLJKWRIOHVVWKDQSRXQGVWKHV\VWHPZLOOEHFRQVLGHUHGWREHLQFRPSOLDQFH,IWKHV\VWHPLVXVHGE\DQHPSOR\HHKDYLQJDFRPELQHGWRRODQGERG\ZHLJKWRI
SRXQGVRUPRUHWKHQWKHHPSOR\HUPXVWDSSURSULDWHO\PRGLI\WKHFULWHULDDQGSURWRFROVRI
WKH$SSHQGL[WRSURYLGHSURSHUSURWHFWLRQIRUVXFKKHDYLHUZHLJKWVRUWKHV\VWHPZLOOQRW
EHGHHPHGWREHLQFRPSOLDQFH
6KRFNDEVRUELQJSDFNVDQGODQ\DUGVZLOOOLPLWWKHIDOOIRUFHVVXEMHFWHGWRVRPHRQHZKRKDVIDOOHQ
7KH\ DOVR LQFUHDVH WKH IDOO GLVWDQFH VR
FRQVLGHUDWLRQ PXVW EH WDNHQ WR HQVXUH SURSHU
FOHDUDQFHLVSURYLGHG
7/28/2019 Guia Quedas 2
41/93
7KHDWWDFKPHQWSRLQWRIWKHERG\KDUQHVV
VKDOOEHORFDWHGLQWKHFHQWHURIWKH
ZHDUHUVEDFNQHDUVKRXOGHUOHYHO3HUVRQDOIDOODUUHVWV\VWHPVDQG
FRPSRQHQWVVKDOOEHXVHGRQO\IRU
HPSOR\HHSURWHFWLRQDQGQRWWRKRLVWPDWHULDOV
3HUVRQDOIDOODUUHVWV\VWHPVDQG
FRPSRQHQWVVXEMHFWHGWRLPSDFWORDGLQJVKDOOEHLPPHGLDWHO\UHPRYHGIURP
VHUYLFHDQGVKDOOQRWEHXVHGDJDLQIRU
HPSOR\HHSURWHFWLRQXQWLOLQVSHFWHGDQGGHWHUPLQHGE\DFRPSHWHQWSHUVRQWREH
XQGDPDJHGDQGVXLWDEOHIRUUHXVH
7KHHPSOR\HUVKDOOSURYLGHIRUSURPSW
UHVFXHRIHPSOR\HHVLQWKHHYHQWRIDIDOO
RUVKDOODVVXUHWKDWHPSOR\HHVDUHDEOHWRUHVFXHWKHPVHOYHV
3HUVRQDOIDOODUUHVWV\VWHPVVKDOOEHLQVSHFWHGSULRUWRHDFKXVHIRUZHDU
GDPDJHDQGRWKHUGHWHULRUDWLRQDQG
GHIHFWLYHFRPSRQHQWVVKDOOEHUHPRYHGIURPVHUYLFH
3HUVRQDOIDOODUUHVWV\VWHPVVKDOOQRWEHDWWDFKHGWR
JXDUGUDLOV\VWHPVQRUVKDOOWKH\EHDWWDFKHGWR
KRLVWVH[FHSWDVVSHFLILHGLQRWKHUVXESDUWV
3RVLWLRQLQJ6\VWHPV
3RVLWLRQLQJV\VWHPVLQXVHDUHPRVWFRPPRQO\VHHQ
GXULQJIRUPZRUNDQGW\LQJRIUHEDU7KHIROORZLQJDUHNH\LVVXHVWRDGGUHVVZKHQDOORZHGWRXVHDSRVLWLRQLQJ
V\VWHP
3RVLWLRQLQJV\VWHPVPXVWOLPLWIUHHIDOOWR
IHHW
(QVXUHWKDWHPSOR\HHVDUHWUDLQHGLQWKHXVH
RISRVLWLRQLQJV\VWHPV 3RVLWLRQLQJV\VWHPVPXVWEHLQVSHFWHG
DFFRUGLQJWRPDQXIDFWXUHUVGLUHFWLRQV $QFKRUSRLQWVPXVWEHFDSDEOHRI
VXSSRUWLQJSRXQGV
G +RUL]RQWDO OLIHOLQHV VKDOO EH
GHVLJQHG LQVWDOOHG DQG XVHG XQGHU WKH
VXSHUYLVLRQ RI D TXDOLILHG SHUVRQ DV SDUW RI D
FRPSOHWH SHUVRQDO IDOO DUUHVW V\VWHP ZKLFKPDLQWDLQVDVDIHW\IDFWRURIDWOHDVWWZR
3RVLWLRQLQJV\VWHPVOLPLWVWKHIUHHIDOOGLVWDQFHWR
OHVVWKDQIHHW
7/28/2019 Guia Quedas 2
42/93
*HQHUDO5HTXLUHPHQWVIRU3RVLWLRQLQJ6\VWHPV
3RVLWLRQLQJGHYLFHV\VWHPVDQGWKHLUXVHVKDOOFRQIRUP
WRWKHIROORZLQJSURYLVLRQV
3RVLWLRQLQJGHYLFHVVKDOOEHULJJHGVXFKWKDWDQ
HPSOR\HHFDQQRWIUHHIDOOPRUHWKDQIHHW 3RVLWLRQLQJGHYLFHVVKDOOEHVHFXUHGWRDQ
DQFKRUDJHFDSDEOHRIVXSSRUWLQJDWOHDVWWZLFHWKH
SRWHQWLDOLPSDFWORDGRIDQHPSOR\HHVIDOORUSRXQGVZKLFKHYHULVJUHDWHU
&RQQHFWRUVVKDOOEHGURSIRUJHGSUHVVHGRU
IRUPHGVWHHORUPDGHRIHTXLYDOHQWPDWHULDOV
&RQQHFWRUVVKDOOKDYHDFRUURVLRQUHVLVWDQWILQLVK
DQGDOOVXUIDFHVDQGHGJHVVKDOOEHVPRRWKWRSUHYHQWGDPDJHWRLQWHUIDFLQJSDUWVRIWKLVV\VWHP
&RQQHFWLQJDVVHPEOLHVVKDOOKDYHDPLQLPXPWHQVLOHVWUHQJWKRISRXQGV
'ULQJVDQGVQDSKRRNVVKDOOEH
SURRIWHVWHGWRDPLQLPXPWHQVLOHORDGRISRXQGVZLWKRXWFUDFNLQJEUHDNLQJ
RUWDNLQJSHUPDQHQWGHIRUPDWLRQ
2QO\ORFNLQJW\SHVQDSKRRNVVKDOOEH
XVHG 8QOHVVWKHVQDSKRRNLVGHVLJQHGIRUWKH
IROORZLQJFRQQHFWLRQVVQDSKRRNVVKDOO
QRWEHHQJDJHG
D 'LUHFWO\WRZHEELQJURSHRUZLUH
URSHE 7RHDFKRWKHU
F 7RD'ULQJWRZKLFKDQRWKHU
VQDSKRRNRURWKHUFRQQHFWRULVDWWDFKHG
G 7RDKRUL]RQWDOOLIHOLQH
H 7RDQ\REMHFWLQZKLFKLWVVKDSHRUGLPHQVLRQLVLQFRPSDWLEOHLQ
UHODWLRQWRWKHVQDSKRRNVXFKWKDW
XQLQWHQWLRQDOGLVHQJDJHPHQW
FRXOGRFFXUE\WKHFRQQHFWHGREMHFWEHLQJDEOHWRGHSUHVVWKH
VQDSKRRNNHHSHUDQGUHOHDVH
LWVHOI 3RVLWLRQLQJGHYLFHV\VWHPVVKDOOEH
LQVSHFWHGSULRUWRHDFKXVHIRUZHDU
6QDSKRRNVIRUSRVLWLRQLQJV\VWHPVPXVWEHRIWKH
ORFNLQJW\SH DQGDQFKRUDJH SRLQWVPXVW EH DEOHWR ZLWKVWDQG DQ LPSDFW ORDG RI SRXQGV
SLFWXUHFRXUWHV\'%,6DOD
:KLOH ZRUNLQJ RQ UHEDU DVVHPEOLHV SRVLWLRQLQJ
V\VWHPVPXVWEHVHFXUHGWRERWKDKRUL]RQWDODQGYHUWLFDO SLHFH RI UHEDU SLFWXUH FRXUWHV\
'%,6DOD
7/28/2019 Guia Quedas 2
43/93
GDPDJHDQGRWKHUGHWHULRUDWLRQDQG
GHIHFWLYHFRPSRQHQWVVKDOOEHUHPRYHG
IURPVHUYLFH3RVLWLRQLQJV\VWHPVDQGFRPSRQHQWV
VKDOOEHXVHGRQO\IRUHPSOR\HH
SURWHFWLRQDQGQRWWRKRLVWPDWHULDOV
)RUPZRUNDQG5HLQIRUFLQJ6WHHO
6HFWLRQEUHTXLUHVWKDWHPSOR\HHVRQWKHIDFHRIUHLQIRUFLQJVWHHOPXVWEHSURWHFWHGIURP
IDOOLQJIHHWRUPRUHWRORZHUOHYHOVE\SHUVRQDOIDOODUUHVWV\VWHPVVDIHW\QHWV\VWHPVRU
SRVLWLRQLQJGHYLFHV$IWHU26+$SXEOLVKHGWKLVDV
DILQDOUXOHWKH1DWLRQDO$VVRFLDWLRQRI5HLQIRUFLQJ6WHHO&RQWUDFWRUVDQGWKH,QWHUQDWLRQDO$VVRFLDWLRQ
RI%ULGJH6WUXFWXUDODQG2UQDPHQWDO,URQ:RUNHUV
DVVHUWHGWKDWEHFDXVHRIWKHZD\WKHUHEDULVWUDQVSRUWHGWRDZRUNORFDWLRQZRUNHUVFDUU\WKH
UHEDUE\FUDGOLQJLWLQWKHLUDUPVLWZDVQRW
IHDVLEOHRUZRXOGFUHDWHDJUHDWHUKD]DUGWRFRQVWDQWO\FRQQHFWDQGGLVFRQQHFWIDOOSURWHFWLRQ
GHYLFHVZKLOHFOLPELQJWKHUHEDUDVVHPEOLHV
)RUWKLVUHDVRQDQGEHFDXVHUHEDUDVVHPEOLHVDUH
VLPLODUWRDIL[HGODGGHU26+$KDVDOORZHGZRUNHUVZKLOHFRQVWUXFWLQJUHEDUDVVHPEOLHVWR
FOLPEZLWKRXWIDOOSURWHFWLRQXSWRIHHW2QFH
HPSOR\HHVUHDFKWKHLUZRUNORFDWLRQRUFOLPEDERYHIHHWWKH\PXVWXVHIDOOSURWHFWLRQDVVSHFLILHGE\
WKHVWDQGDUG
)DOO SURWHFWLRQ ZKLOH ZRUNLQJ RII RI FRQFUHWHIRUPV FDQ EH DFKLHYHG ZLWK WKH XVH RI D
UHWUDFWDEOHODQ\DUG 7KHV\VWHP FDQEHLQVWDOOHGEHIRUH OLIWHG LQWR SODFH DQG WKHQ UHWULHYHG ZLWK
WKHXVHRIDWDJOLQHDWWDFKHGWRWKHVQDSKRRN
SLFWXUHFRXUWHV\'%,6DOD
7/28/2019 Guia Quedas 2
44/93
3HUVRQDO)DOO5HVWUDLQW6\VWHP)DOOUHVWUDLQWLVDQRSWLRQZKLFKLVDYDLODEOHLQDQXPEHURIVLWXDWLRQV)DOOUHVWUDLQWLVDV\VWHP
ZKLFKSK\VLFDOO\OLPLWVDQHPSOR\HHVH[SRVXUHWRDIDOOKD]DUGE\VWRSSLQJWKHPEHIRUHWKH\IDOO
)RUH[DPSOHZKHQDFDEOHDVVHPEO\IHHWORQJLVDWWDFKHGWRDQDQFKRUIHHWIURPDIORRU
RSHQLQJDQGDWWDFKHGWRDERG\KDUQHVVWKLVZLOOVWRSWKHHPSOR\HHIHHWEHIRUHWKH\UHDFKWKHIDOOH[SRVXUH7KLVV\VWHPPD\EHXVHGLQDUHDVZKHUHRWKHUV\VWHPVOLNHJXDUGUDLOVKROHFRYHUV
VDIHW\QHWVHWFFDQQRWEHLQVWDOOHGRUDUHUHPRYHGWRIDFLOLWDWHZRUN7KHIROORZLQJDUHNH\
FRQFHUQVZKHQXVLQJSHUVRQDOIDOOUHVWUDLQWDQGSRVVLEOHDSSOLFDWLRQV
6RPHDUHDVWKDWIDOOUHVWUDLQKDVEHHQXVHGLQFOXGHURRILQJRSHUDWLRQVRSHQVLGHG
IORRUVIORRUDQGURRIRSHQLQJVFDWFKSODWIRUPVDQGZRUNSODWIRUPV 7KHURSHRUFDEOHEHLQJXVHGPXVWEHULJJHGLQVXFKDPDQQHUWRSK\VLFDOO\UHVWULFW
DFFHVVWRWKHKD]DUG
7KHDQFKRUDJHSRLQWRIWKHURSHFDEOHVKRXOGEHFDSDEOHRIVXSSRUWLQJSRXQGVRUDTXDOLILHGSHUVRQPDLQWDLQLQJDVDIHW\IDFWRURIWZRPXVWHYDOXDWHWKHRYHUDOOV\VWHP
(PSOR\HHVPXVWEHWUDLQHGLQWKHXVHDQGOLPLWDWLRQVRIIDOOUHVWUDLQW (PSOR\HHVPXVWQRWXVHWKHUHVWUDLQLQJV\VWHPLQWKHYLFLQLW\RIRWKHUKD]DUGV )DOOUHVWUDLQWHTXLSPHQWPXVWEHLQVSHFWHGDFFRUGLQJWRPDQXIDFWXUHUVGLUHFWLRQV
8QSURWHFWHGZRUNHUVPXVWEHUHVWULFWHGIURPDSSURDFKLQJWKHIDOOKD]DUG
*HQHUDO5HTXLUHPHQWVIRU3HUVRQDO)DOO5HVWUDLQW
6\VWHPV
)DOOUHVWUDLQWV\VWHPVPXVWPHHWWKHVDPH
UHTXLUHPHQWVRIERWKWKHSRVLWLRQLQJDQGSHUVRQDO
IDOODUUHVWV\VWHPV )XOOERG\KDUQHVVHVDUHUHFRPPHQGHGEXWERG\
EHOWVDUHDFFHSWHGZKHQXVLQJWKLVV\VWHP
7KHDQFKRUDJHSRLQWPXVWEHFDSDEOHRI
VXSSRUWLQJSRXQGVRUWZRWLPHVWKHLQWHQGHGLPSDFWORDGGHWHUPLQHGE\DTXDOLILHGSHUVRQ
:KHQDSHUVRQDOIDOOUHVWUDLQWV\VWHPLVXVHGDW
KRLVWDUHDVLWVKDOOEHULJJHGWRDOORZWKHPRYHPHQWRIWKHHPSOR\HHRQO\DVIDUDVWKHHGJH
RIWKHZDONLQJZRUNLQJVXUIDFH
3HUVRQDO IDOO UHVWUDLQW V\VWHPV FDQ EH XVHG DV
ORQJ DV WKH V\VWHP SK\VLFDOO\ UHVWULFWV RU VWRSV
WKHHPSOR\HHEHIRUHWKH\IDOO
7/28/2019 Guia Quedas 2
45/93
6SHFLDOL]HG)DOO3URWHFWLRQ6\VWHPV
6DIHW\0RQLWRU7KHVDIHW\PRQLWRUV\VWHPLVGHVLJQHGIRUZRUNRQORZVORSHGURRIVSLWFKRUOHVVDQGURRIV
OHVVWKDQIHHWLQZLGWK$VVWDWHGLQEDQ\HPSOR\HHVSHUIRUPLQJURRILQJ
RSHUDWLRQVZLWKXQSURWHFWHGVLGHVRUHGJHVIHHWRUPRUHDERYHWKHQH[WOHYHOPXVWEHSURYLGHGZLWKIDOOSURWHFWLRQDVDIHW\PRQLWRULVRQHRSWLRQ$OVRDFFHSWDEOHDUHSHUVRQDOIDOODUUHVWV\VWHPV
VDIHW\QHWVDQGJXDUGUDLOV\VWHPV
,IWKHURRILVJUHDWHUWKDQIHHWLQZLGWKDVDIHW\PRQLWRUV\VWHPDORQHLVQRWDFFHSWDEOH,QWKLVVLWXDWLRQDZDUQLQJOLQHV\VWHPZLWKDJXDUGUDLOV\VWHPZDUQLQJOLQHDQGSHUVRQDOIDOODUUHVW
ZDUQLQJOLQHZLWKVDIHW\QHWVRUZDUQLQJOLQHDQGVDIHW\PRQLWRUPXVWEHXVHG$OVRLIWKHURRILV
JUHDWHUWKDQSLWFKZRUNHUVLQYROYHGLQURRILQJRSHUDWLRQVPXVWEHSURWHFWHGIURPIDOOLQJE\DJXDUGUDLOV\VWHPZLWKWRHERDUGVVDIHW\QHWVRUSHUVRQDOIDOODUUHVWV\VWHPE
7KHVDIHW\PRQLWRULQJV\VWHPDQGLWVXVHVKDOOFRPSO\ZLWKWKHIROORZLQJJXLGHOLQHV
7KHHPSOR\HUVKDOOGHVLJQDWHDFRPSHWHQWSHUVRQWRPRQLWRUWKHVDIHW\RIRWKHU
HPSOR\HHVDQGWKHHPSOR\HUVKDOOHQVXUHWKDWWKHVDIHW\PRQLWRUFRPSOLHVZLWKWKHIROORZLQJUHTXLUHPHQWV
D 7KHVDIHW\PRQLWRUVKDOOEHFRPSHWHQWWRUHFRJQL]HIDOOKD]DUGV
E 7KHVDIHW\PRQLWRUVKDOOZDUQWKHHPSOR\HHZKHQLWDSSHDUVWKDWWKHHPSOR\HHLVXQDZDUHRIDIDOOKD]DUGRULVDFWLQJLQDQXQVDIHPDQQHU
F 7KHVDIHW\PRQLWRUVKDOOEHRQWKHVDPHZDONLQJZRUNLQJVXUIDFHDQGZLWKLQ
YLVXDOVLJKWLQJGLVWDQFHRIWKHHPSOR\HHEHLQJPRQLWRUHGG 7KHVDIHW\PRQLWRUVKDOOEHFORVHHQRXJKWRFRPPXQLFDWHRUDOO\ZLWKWKH
.H\V\VWHPVWREHGLVFXVVHGZLWKLQWKLVVHFWLRQLQFOXGH
6DIHW\0RQLWRU
:DUQLQJ/LQH
6DIHW\0RQLWRU:DUQLQJ/LQH
&RQWUROOHG$FFHVV=RQH
)DOO3URWHFWLRQ3ODQ
7/28/2019 Guia Quedas 2
46/93
HPSOR\HHDQG
H 7KHVDIHW\PRQLWRUVKDOOQRWKDYHRWKHUUHVSRQVLELOLWLHVWKDWFRXOGWDNHWKH
PRQLWRUVDWWHQWLRQIURPWKHPRQLWRULQJIXQFWLRQ
0HFKDQLFDOHTXLSPHQWVKDOOQRWEHXVHGRUVWRUHGLQDUHDVZKHUHVDIHW\PRQLWRULQJ
V\VWHPVDUHEHLQJXVHGWRPRQLWRUHPSOR\HHVHQJDJHGLQURRILQJRSHUDWLRQVRQORZVORSHURRIV
1RHPSOR\HHRWKHUWKDQDQHPSOR\HHHQJDJHGLQURRILQJZRUN>RQORZVORSHGURRIV@VKDOOEHDOORZHGLQDQDUHDZKHUHDQHPSOR\HHLVEHLQJSURWHFWHGE\DVDIHW\
PRQLWRULQJV\VWHP
:DUQLQJ/LQH
:DUQLQJOLQHV\VWHPVDQGWKHLUXVHVKDOOFRPSO\ZLWKWKHIROORZLQJSURYLVLRQV
7KHZDUQLQJOLQHVKDOOEHHUHFWHGDURXQGDOOVLGHVRIWKHURRIZRUNDUHD
D :KHQPHFKDQLFDOHTXLSPHQWLVQRWEHLQJXVHGWKHZDUQLQJOLQHVKDOOEHHUHFWHG
QRWOHVVWKDQIHHWIURPWKHURRIHGJH
E :KHQPHFKDQLFDOHTXLSPHQWLVEHLQJXVHGWKHZDUQLQJOLQHVKDOOEHHUHFWHGQRW
OHVVWKDQIHHWIURPWKHURRIHGJHZKLFKLVSDUDOOHOWRWKHGLUHFWLRQRIPHFKDQLFDOHTXLSPHQWRSHUDWLRQDQGQRWOHVVWKDQIHHWIURPWKHURRIHGJH
ZKLFKLVSHUSHQGLFXODUWRWKHGLUHFWLRQRIPHFKDQLFDOHTXLSPHQWRSHUDWLRQ
F 3RLQWVRIDFFHVVPDWHULDOVKDQGOLQJDUHDVVWRUDJHDUHDVDQGKRLVWLQJDUHDVVKDOOEHFRQQHFWHGWRWKHZRUNDUHDE\DQDFFHVVSDWKIRUPHGE\WZRZDUQLQJOLQHV
G :KHQWKHSDWKWRDSRLQWRIDFFHVVLVQRWLQXVHDURSHZLUHFKDLQRURWKHU
EDUULFDGHHTXLYDOHQWLQVWUHQJWKDQGKHLJKWWRWKHZDUQLQJOLQHVKDOOEHSODFHGDFURVVWKHSDWKDWWKHSRLQWZKHUHWKHSDWKLQWHUVHFWVWKHZDUQLQJOLQHHUHFWHG
DURXQGWKHZRUNDUHDRUWKHSDWKVKDOOEHRIIVHWVXFKWKDWDSHUVRQFDQQRWZDON
GLUHFWO\LQWRWKHZRUNDUHD
:DUQLQJOLQHVVKDOOFRQVLVWRIURSHVZLUHVRUFKDLQVDQGVXSSRUWLQJVWDQFKLRQV
HUHFWHGDVIROORZV
D 7KHURSHZLUHRUFKDLQVKDOOEHIODJJHGDWQRWPRUHWKDQIRRWLQWHUYDOVZLWK
KLJKYLVLELOLW\PDWHULDO
E 7KHURSHZLUHRUFKDLQVKDOOEHULJJHGDQGVXSSRUWHGLQVXFKDZD\WKDWLWV
ORZHVWSRLQWLQFOXGLQJVDJLVQROHVVWKDQLQFKHVIURPWKHZDONLQJZRUNLQJVXUIDFHDQGLWVKLJKHVWSRLQWLVQRPRUHWKDQLQFKHVIURPWKH
ZDONLQJZRUNLQJVXUIDFHF $IWHUEHLQJHUHFWHGZLWKWKHURSHZLUHRUFKDLQDWWDFKHGVWDQFKLRQVVKDOOEH
FDSDEOHRIUHVLVWLQJZLWKRXWWLSSLQJRYHUDIRUFHRIDWOHDVWSRXQGVDSSOLHGKRUL]RQWDOO\DJDLQVWWKHVWDQFKLRQLQFKHVDERYHWKHZDONLQJZRUNLQJ
VXUIDFHSHUSHQGLFXODUWRWKHZDUQLQJOLQHDQGLQWKHGLUHFWLRQRIWKHIORRUURRI
7/28/2019 Guia Quedas 2
47/93
RUSODWIRUPHGJH
G 7KHURSHZLUHRUFKDLQVKDOOKDYHDPLQLPXPWHQVLOHVWUHQJWKRISRXQGV
DQGDIWHUEHLQJDWWDFKHGWRWKHVWDQFKLRQVVKDOOEHFDSDEOHRIVXSSRUWLQJZLWKRXWEUHDNLQJWKHORDGVDSSOLHGWRWKHVWDQFKLRQVDVSUHVFULEHGLQSDUDJUDSK
FRIWKLVVHFWLRQDQG
H 7KHOLQHVKDOOEHDWWDFKHGDWHDFKVWDQFKLRQLQVXFKDZD\WKDWSXOOLQJRQRQHVHFWLRQRIWKHOLQHEHWZHHQVWDQFKLRQVZLOOQRWUHVXOWLQVODFNEHLQJWDNHQXSLQ
DGMDFHQWVHFWLRQVEHIRUHWKHVWDQFKLRQWLSVRYHU
1RHPSOR\HHVKDOOEHDOORZHGLQWKHDUHDEHWZHHQDURRIHGJHDQGDZDUQLQJOLQH
XQOHVVWKHHPSOR\HHLVSHUIRUPLQJURRILQJZRUNLQWKDWDUHD
0HFKDQLFDOHTXLSPHQWRQURRIVVKDOOEHXVHGRUVWRUHGRQO\LQDUHDVZKHUH
HPSOR\HHVDUHSURWHFWHGE\DZDUQLQJOLQHV\VWHPJXDUGUDLOV\VWHPRUSHUVRQDOIDOO
DUUHVWV\VWHP
:DUQLQJ/LQH6DIHW\0RQLWRU6\VWHP2QURRIVZLWKDSLWFKRIRUOHVVDQGJUHDWHUWKDQIHHWLQZLGWKDFRPELQDWLRQRIZDUQLQJ
OLQHDQGVDIHW\PRQLWRUPD\EHXVHG5HPHPEHUWRFRPSO\ZLWKWKHUHTXLUHPHQWVRIHDFKV\VWHP
:KHQDQHPSOR\HHLVZRUNLQJRXWVLGHWKHZDUQLQJOLQHWKH\PXVWEHPRQLWRUHGE\DFRPSHWHQW
SHUVRQVDIHW\PRQLWRUZKRLVZLWKLQYLVXDODQGYHUEDOUDQJHRIHPSOR\HHV
2WKHURSWLRQVIRUHPSOR\HHVZRUNLQJRXWVLGHWKHZDUQLQJOLQHLQFOXGHSHUVRQDOIDOODUUHVWVDIHW\
QHWVRUJXDUGUDLOV\VWHPV,IWKHUHLVQRJXDUGUDLOV\VWHPRUSHUVRQDOIDOODUUHVWHTXLSPHQWLQXVHWKDQQRPHFKDQLFDOHTXLSPHQWLVWREHXVHGRXWVLGHWKHZDUQLQJOLQH
&RQWUROOHG$FFHVV=RQH
&RQWUROOHGDFFHVV]RQHVDUHRQO\DOORZHGGXULQJOHDGLQJHGJHZRUN
RYHUKDQGEULFNOD\LQJSUHFDVWFRQFUHWHHUHFWLRQDQGUHVLGHQWLDOFRQVWUXFWLRQ,QDFRQWUROOHGDFFHVV]RQHDOLQHPXVWLGHQWLI\WKHDUHD
ZKHUHWKHVSHFLILFZRUNLVEHLQJGRQHDQGPXVWSK\VLFDOO\UHVWULFWWKLV
DUHDWRWUDLQHGHPSOR\HHVFRPSOHWLQJWKHZRUN
,IDFRQWUDFWRULVDXWKRUL]HGDQGFKRRVHVWKLVV\VWHPWKHQWKH\VKRXOG
IROORZWKHVHVWHSVWRHVWDEOLVKDQDFFHSWDEOHFRQWUROOHGDFFHVV]RQH
,GHQWLI\WKHW\SHRIFRQWUROOHGDFFHVV]RQHUHTXLUHGOHDGLQJHGJHSUHFDVWFRQFUHWHUHVLGHQWLDODQGRYHUKDQGEULFNOD\LQJ
,GHQWLI\WKHFRQWUROOHGDFFHVV]RQHOLQHGLVWDQFHIURPWKHZRUNDUHD
3ODFHWKHDSSURSULDWHOLQHLQWKHSURSHUORFDWLRQ
3ODFHFRQWUROOHGDFFHVV]RQHVLJQVLQWKHDUHD 5HVWULFWDFFHVVWRWUDLQHGHPSOR\HHVSHUIRUPLQJWKHVSHFLILFWDVN
&21752//('
$&&(66
21/
7/28/2019 Guia Quedas 2
48/93
&RQWUROOHGDFFHVV]RQHVDQGWKHLUXVHVKDOOFRQIRUPWRWKHIROORZLQJSURYLVLRQV
:KHQXVHGWRFRQWURODFFHVVWRDUHDVZKHUHOHDGLQJHGJHDQGRWKHURSHUDWLRQVDUH
WDNLQJSODFHWKHFRQWUROOHGDFFHVV]RQHVKDOOEHGHILQHGE\DFRQWUROOLQHRUE\DQ\
RWKHUPHDQVWKDWUHVWULFWVDFFHVV
D :KHQFRQWUROOLQHVDUHXVHGWKH\VKDOOEHHUHFWHGQRWOHVVWKDQIHHWQRUPRUH
WKDQIHHWIURPWKHXQSURWHFWHGRUOHDGLQJHGJHH[FHSWZKHQHUHFWLQJSUHFDVWFRQFUHWHPHPEHUV
E :KHQHUHFWLQJSUHFDVWFRQFUHWHPHPEHUVWKHFRQWUROOLQHVKDOOEHHUHFWHGQRW
OHVVWKDWIHHWQRUPRUHWKDQIHHWRUKDOIWKHOHQJWKRIWKHPHPEHUEHLQJHUHFWHGZKLFKHYHULVOHVVIURPWKHOHDGLQJHGJH
F 7KHFRQWUROOLQHVKDOOH[WHQGDORQJWKHHQWLUHOHQJWKRIWKHXQSURWHFWHGRU
OHDGLQJHGJHDQGVKDOOEHDSSUR[LPDWHO\SDUDOOHOWRWKHXQSURWHFWHGRUOHDGLQJ
HGJH
G 7KHFRQWUROOLQHVKDOOEHFRQQHFWHGRQHDFKVLGHWRDJXDUGUDLOV\VWHPRUZDOO
:KHQXVHGWRFRQWURODFFHVVWRDUHDVZKHUHRYHUKDQGEULFNOD\LQJDQGUHODWHGZRUNDUHWDNLQJSODFH
D 7KHFRQWUROOHGDFFHVV]RQHVKDOOEHGHILQHGE\DFRQWUROOLQHHUHFWHGQRWOHVVWKDQIHHWQRUPRUHWKDQIHHWIURPWKHZRUNLQJHGJH
E 7KHFRQWUROOLQHVKDOOH[WHQGIRUDGLVWDQFHVXIILFLHQWIRUWKHFRQWUROOHGDFFHVV
]RQHWRHQFORVHDOOHPSOR\HHVSHUIRUPLQJRYHUKDQGEULFNOD\LQJDQGUHODWHGZRUN
DWWKHZRUNLQJHGJHDQGVKDOOEHDSSUR[LPDWHO\SDUDOOHOWRWKHZRUNLQJHGJHF $GGLWLRQDOFRQWUROOLQHVVKDOOEHHUHFWHGDWHDFKHQGWRHQFORVHWKHFRQWUROOHG
DFFHVV]RQH
G 2QO\HPSOR\HHVHQJDJHGLQRYHUKDQGEULFNOD\LQJRUUHODWHGZRUNVKDOOEH
SHUPLWWHGLQWKHFRQWUROOHGDFFHVV]RQH
&RQWUROOLQHVVKDOOFRQVLVWRUURSHVZLUHVWDSHVRUHTXLYDOHQWPDWHULDOVDQG
VXSSRUWLQJVWDQFKLRQVDVIROORZV
D (DFKOLQHVKDOOEHIODJJHGRURWKHUZLVHFOHDUO\PDUNHGDWQRWPRUHWKDQIRRW
LQWHUYDOVZLWKKLJKYLVLELOLW\PDWHULDO
E (DFKOLQHVKDOOEHULJJHGDQGVXSSRUWHGLQVXFKDZD\WKDWLWVORZHVWSRLQWLQFOXGLQJVDJLVQRWOHVVWKDQLQFKHVIURPWKHZDONLQJZRUNLQJVXUIDFHDQG
LWVKLJKHVWSRLQWLVQRWPRUHWKDQLQFKHV>LQFKHVPZKHQRYHUKDQG
EULFNOD\LQJRSHUDWLRQVDUHEHLQJSHUIRUPHG@IURPWKHZDONLQJZRUNLQJVXUIDFH
F (DFKOLQHVKDOOKDYHDPLQLPXPEUHDNLQJVWUHQJWKRISRXQGV
2QIORRUVDQGURRIVZKHUHJXDUGUDLOV\VWHPVDUHQRWLQSODFHSULRUWRWKHEHJLQQLQJ
RIRYHUKDQGEULFNOD\LQJRSHUDWLRQVFRQWUROOHGDFFHVV]RQHVVKDOOEHHQODUJHGDVQHFHVVDU\WRHQFORVHDOOSRLQWVRIDFFHVVPDWHULDOKDQGOLQJDUHDVDQGVWRUDJHDUHDV
7/28/2019 Guia Quedas 2
49/93
2QIORRUVDQGURRIVZKHUHJXDUGUDLOV\VWHPVDUHLQSODFHEXWQHHGWREHUHPRYHGWR
DOORZRYHUKDQGEULFNOD\LQJZRUNRUOHDGLQJHGJHZRUNWRWDNHSODFHRQO\WKDW
SRUWLRQRIWKHJXDUGUDLOQHFHVVDU\WRDFFRPSOLVKWKDWGD\VZRUNVKDOOEHUHPRYHG
)DOO3URWHFWLRQ3ODQV
$IDOOSURWHFWLRQSODQLVDODVWUHVRUWIRUIDOOSURWHFWLRQDQGLVDOORZHGIRUUHVLGHQWLDOSUHFDVW
FRQFUHWHHUHFWLRQDQGOHDGLQJHGJHZRUN RQO\,IDFRQWUDFWRUFKRRVHVWRXVHDIDOOSURWHFWLRQSODQ
HYHQLIWKHSODQLVDFFHSWDEOH DQGFDQQRWSURYHWKDWFRQYHQWLRQDOIDOOSURWHFWLRQRSWLRQVDUH
LQIHDVLEOHRUFUHDWHDJUHDWHUKD]DUGWKH\ZLOOEHLQYLRODWLRQRIWKHVWDQGDUG
26+$VGHILQLWLRQRILQIHDVLEOHPHDQVWKDWLWLVLPSRVVLEOHWRSHUIRUPWKHFRQVWUXFWLRQZRUNXVLQJ
FRQYHQWLRQDOIDOOSURWHFWLRQV\VWHPVRUWKDWLWLVWHFKQRORJLFDOO\LPSRVVLEOHWRXVHDQ\RQHRIWKHVH
V\VWHPVWRSURYLGHIDOOSURWHFWLRQ
,IWKHIDOOSURWHFWLRQSODQLVWREHLPSOHPHQWHGLWPXVWIROORZWKHVHJXLGHOLQHV
7KHIDOOSURWHFWLRQSODQVKDOOEHSUHSDUHGE\DTXDOLILHGSHUVRQDQGGHYHORSHG
VSHFLILFDOO\IRUWKHVLWHZKHUHWKHOHDGLQJHGJHZRUNSUHFDVWFRQFUHWHZRUNRU
UHVLGHQWLDOFRQVWUXFWLRQLVEHLQJSHUIRUPHGDQGWKHSODQPXVWEHPDLQWDLQHGXSWR
GDWH
$Q\FKDQJHVWRWKHIDOOSURWHFWLRQSODQVKDOOEHDSSURYHGE\DTXDOLILHGSHUVRQ
$FRS\RIWKHIDOOSURWHFWLRQSODQZLWKDOODSSURYHGFKDQJHVVKDOOEHPDLQWDLQHGDW
WKHMREVLWH
7KHLPSOHPHQWDWLRQRIWKHIDOOSURWHFWLRQSODQVKDOOEHXQGHUWKHVXSHUYLVLRQRIDFRPSHWHQWSHUVRQ
7KHIDOOSURWHFWLRQSODQVKDOOGRFXPHQWWKHUHDVRQVZK\WKHXVHRIFRQYHQWLRQDOIDOOSURWHFWLRQV\VWHPVJXDUGUDLOV\VWHPVSHUVRQDOIDOODUUHVWV\VWHPVRUVDIHW\QHWV
V\VWHPVDUHLQIHDVLEOHRUZK\WKHLUXVHZRXOGFUHDWHDJUHDWHUKD]DUG
7KHIDOOSURWHFWLRQSODQVKDOOLQFOXGHDZULWWHQGLVFXVVLRQRIRWKHUPHDVXUHVWKDW
ZLOOEHWDNHQWRUHGXFHRUHOLPLQDWHWKHIDOOKD]DUGIRUZRUNHUVZKRFDQQRWEH
SURYLGHGZLWKSURWHFWLRQIURPWKHFRQYHQWLRQDOIDOOSURWHFWLRQV\VWHPV)RUH[DPSOHWKHHPSOR\HUVKDOOGLVFXVVWKHH[WHQWWRZKLFKVFDIIROGVODGGHUVRU
YHKLFOHPRXQWHGZRUNSODWIRUPVFDQEHXVHGWRSURYLGHDVDIHUZRUNLQJVXUIDFHDQGWKHUHE\UHGXFHWKHKD]DUGRIIDOOLQJ
7KHIDOOSURWHFWLRQSODQVKDOOLGHQWLI\HDFKORFDWLRQZKHUHFRQYHQWLRQDOIDOO
SURWHFWLRQPHWKRGVFDQQRWEHXVHG7KHVHORFDWLRQVVKDOOWKHQEHFODVVLILHGDV
FRQWUROOHGDFFHVV]RQHVDQGWKHHPSOR\HUPXVWFRPSO\ZLWKWKHFULWHULDIRUFRQWUROOHGDFFHVV]RQHV
7/28/2019 Guia Quedas 2
50/93
:KHUHQRRWKHUDOWHUQDWLYHPHDVXUHKDVEHHQLPSOHPHQWHGWKHHPSOR\HUVKDOO
LPSOHPHQWDVDIHW\PRQLWRULQJV\VWHPLQFRQIRUPDQFHZLWKK
7KHIDOOSURWHFWLRQSODQPXVWLQFOXGHDVWDWHPHQWWKDWSURYLGHVWKHQDPHRURWKHU
PHWKRGRILGHQWLILFDWLRQIRUHDFKHPSOR\HHZKRLVGHVLJQDWHGWRZRUNLQFRQWUROOHGDFFHVV]RQHV1RRWKHUHPSOR\HHVPD\HQWHUFRQWUROOHGDFFHVV]RQHV,QWKHHYHQWDQ
HPSOR\HHIDOOVRUVRPHRWKHUUHODWHGVHULRXVLQFLGHQWRFFXUVHJDQHDUPLVVWKH
HPSOR\HUVKDOOLQYHVWLJDWHWKHFLUFXPVWDQFHVRIWKHIDOORURWKHULQFLGHQWWRGHWHUPLQHLIWKHIDOOSURWHFWLRQSODQQHHGVWREHFKDQJHGHJQHZSUDFWLFHV
SURFHGXUHVRUWUDLQLQJDQGVKDOOLPSOHPHQWWKRVHFKDQJHVWRSUHYHQWVLPLODUW\SHV
RIIDOOVRULQFLGHQW
,QWKHHYHQWDQHPSOR\HHIDOOVRUVRPHRWKHUUHODWHGVHULRXVLQFLGHQWRFFXUVHJ
DQHDUPLVVWKHHPSOR\HUVKDOOLQYHVWLJDWHWKHFLUFXPVWDQFHVRIWKHIDOORURWKHU
LQFLGHQWWRGHWHUPLQHLIWKHIDOOSURWHFWLRQSODQQHHGVWREHFKDQJHGHJQHZ
SUDFWLFHVSURFHGXUHVRUWUDLQLQJDQGVKDOOLPSOHPHQWWKRVHFKDQJHVWRSUHYHQWVLPLODUW\SHVRIIDOOVRULQFLGHQW
7/28/2019 Guia Quedas 2
51/93
&)53DUW6XESDUW0
)DOO3URWHFWLRQ
6FRSHDSSOLFDWLRQDQGGHILQLWLRQVDSSOLFDEOHWRWKLV
VXESDUW
D
6FRSHDQGDSSOLFDWLRQ
D
7KLVVXESDUWVHWVIRUWKUHTXLUHPHQWVDQGFULWHULDIRUIDOOSURWHFWLRQLQFRQVWUXFWLRQZRUNSODFHV
FRYHUHGXQGHU&)5SDUW([FHSWLRQ7KHSURYLVLRQVRIWKLVVXESDUWGRQRWDSSO\ZKHQHPSOR\HHVDUHPDNLQJDQLQVSHFWLRQLQYHVWLJDWLRQRUDVVHVVPHQWRIZRUNSODFHFRQGLWLRQVSULRU
WRWKHDFWXDOVWDUWRIFRQVWUXFWLRQZRUNRUDIWHUDOOFRQVWUXFWLRQZRUNKDVEHHQFRPSOHWHG
D
6HFWLRQVHWVIRUWKWKRVHZRUNSODFHVFRQGLWLRQVRSHUDWLRQVDQGFLUFXPVWDQFHVIRU
ZKLFKIDOOSURWHFWLRQVKDOOEHSURYLGHGH[FHSWDVIROORZV
DL
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVZRUNLQJRQVFDIIROGVDUHSURYLGHGLQ
VXESDUW/RIWKLVSDUW
DLL
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVZRUNLQJRQFHUWDLQFUDQHVDQGGHUULFNVDUH
SURYLGHGLQVXESDUW1RIWKLVSDUW
DLLL
DLLL
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVSHUIRUPLQJVWHHOHUHFWLRQZRUNDUH
SURYLGHGLQDQGLQVXESDUW5RIWKLVSDUW
7/28/2019 Guia Quedas 2
52/93
DLY
DLY
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVZRUNLQJRQFHUWDLQW\SHVRIHTXLSPHQW
XVHGLQWXQQHOLQJRSHUDWLRQVDUHSURYLGHGLQVXESDUW6RIWKLVSDUW
DY
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVHQJDJHGLQWKHFRQVWUXFWLRQRIHOHFWULF
WUDQVPLVVLRQDQGGLVWULEXWLRQOLQHVDQGHTXLSPHQWDUHSURYLGHGLQVXESDUW9RIWKLVSDUW
DYL
5HTXLUHPHQWVUHODWLQJWRIDOOSURWHFWLRQIRUHPSOR\HHVZRUNLQJRQVWDLUZD\VDQGODGGHUVDUH
SURYLGHGLQVXESDUW;RIWKLVSDUW
D
6HFWLRQVHWVIRUWKWKHUHTXLUHPHQWVIRUWKHLQVWDOODWLRQFRQVWUXFWLRQDQGSURSHUXVHRI
IDOOSURWHFWLRQUHTXLUHGE\SDUWH[FHSWDVIROORZV
DL
3HUIRUPDQFHUHTXLUHPHQWVIRUJXDUGUDLOV\VWHPVXVHGRQVFDIIROGVDQGSHUIRUPDQFHUHTXLUHPHQWV
IRUIDOOLQJREMHFWSURWHFWLRQXVHGRQVFDIIROGVDUHSURYLGHGLQVXESDUW/RIWKLVSDUW
DLL
3HUIRUPDQFHUHTXLUHPHQWVIRUVWDLUZD\VVWDLUUDLOV\VWHPVDQGKDQGUDLOVDUHSURYLGHGLQVXESDUW
;RIWKLVSDUW
DLLL
$GGLWLRQDOSHUIRUPDQFHUHTXLUHPHQWVIRUSHUVRQDOFOLPELQJHTXLSPHQWOLQHPDQVERG\EHOWV
VDIHW\VWUDSVDQGODQ\DUGVDUHSURYLGHGLQ6XESDUW9RIWKLVSDUW
DLY
6HFWLRQGRHVQRWDSSO\WRVWHHOHUHFWLRQDFWLYLWLHV1RWH6HFWLRQVHWVWKHFULWHULDIRUERG\EHOWVODQ\DUGVDQGOLIHOLQHVXVHGIRUIDOOSURWHFWLRQLQVWHHOHUHFWLRQDFWLYLWLHV
3DUDJUDSKVEFDQGIRISURYLGHGHILQLWLRQVIRUWKHSHUWLQHQWWHUPV
7/28/2019 Guia Quedas 2
53/93
D
D
6HFWLRQVHWVIRUWKUHTXLUHPHQWVIRUWUDLQLQJLQWKHLQVWDOODWLRQDQGXVHRIIDOOSURWHFWLRQ
V\VWHPVH[FHSWLQUHODWLRQWRVWHHOHUHFWLRQDFWLYLWLHV
E
'HILQLWLRQV
$QFKRUDJHPHDQVDVHFXUHSRLQWRIDWWDFKPHQWIRUOLIHOLQHVODQ\DUGVRUGHFHOHUDWLRQGHYLFHV
%RG\EHOWVDIHW\EHOWPHDQVDVWUDSZLWKPHDQVERWKIRUVHFXULQJLWDERXWWKHZDLVWDQGIRU
DWWDFKLQJLWWRDODQ\DUGOLIHOLQHRUGHFHOHUDWLRQGHYLFH
%RG\KDUQHVVPHDQVVWUDSVZKLFKPD\EHVHFXUHGDERXWWKHHPSOR\HHLQDPDQQHUWKDWZLOOGLVWULEXWHWKHIDOODUUHVWIRUFHVRYHUDWOHDVWWKHWKLJKVSHOYLVZDLVWFKHVWDQGVKRXOGHUVZLWK
PHDQVIRUDWWDFKLQJLWWRRWKHUFRPSRQHQWVRIDSHUVRQDOIDOODUUHVWV\VWHP
%XFNOHPHDQVDQ\GHYLFHIRUKROGLQJWKHERG\EHOWRUERG\KDUQHVVFORVHGDURXQGWKH
HPSOR\HHVERG\
&RQQHFWRUPHDQVDGHYLFHZKLFKLVXVHGWRFRXSOHFRQQHFWSDUWVRIWKHSHUVRQDOIDOODUUHVW
V\VWHPDQGSRVLWLRQLQJGHYLFHV\VWHPVWRJHWKHU,WPD\EHDQLQGHSHQGHQWFRPSRQHQWRIWKH
V\VWHPVXFKDVDFDUDELQHURULWPD\EHDQLQWHJUDOFRPSRQHQWRISDUWRIWKHV\VWHPVXFKDVDEXFNOHRUGHHULQJVHZQLQWRDERG\EHOWRUERG\KDUQHVVRUDVQDSKRRNVSOLFHGRUVHZQWRD
ODQ\DUGRUVHOIUHWUDFWLQJODQ\DUG
&RQWUROOHGDFFHVV]RQH&$=PHDQVDQDUHDLQZKLFKFHUWDLQZRUNHJRYHUKDQG
EULFNOD\LQJPD\WDNHSODFHZLWKRXWWKHXVHRIJXDUGUDLOV\VWHPVSHUVRQDOIDOODUUHVWV\VWHPVRU
VDIHW\QHWV\VWHPVDQGDFFHVVWRWKH]RQHLVFRQWUROOHG
'DQJHURXVHTXLSPHQWPHDQVHTXLSPHQWVXFKDVSLFNOLQJRUJDOYDQL]LQJWDQNVGHJUHDVLQJ
XQLWVPDFKLQHU\HOHFWULFDOHTXLSPHQWDQGRWKHUXQLWVZKLFKDVDUHVXOWRIIRUPRUIXQFWLRQ
PD\EHKD]DUGRXVWRHPSOR\HHVZKRIDOORQWRRULQWRVXFKHTXLSPHQW
'HFHOHUDWLRQGHYLFHPHDQVDQ\PHFKDQLVPVXFKDVDURSHJUDEULSVWLWFKODQ\DUGVSHFLDOO\
ZRYHQODQ\DUGWHDULQJRUGHIRUPLQJODQ\DUGVDXWRPDWLFVHOIUHWUDFWLQJOLIHOLQHVODQ\DUGVHWFZKLFKVHUYHVWRGLVVLSDWHDVXEVWDQWLDODPRXQWRIHQHUJ\GXULQJDIDOODUUHVWRURWKHUZLVHOLPLW
WKHHQHUJ\LPSRVHGRQDQHPSOR\HHGXULQJIDOODUUHVW
'HFHOHUDWLRQGLVWDQFHPHDQVWKHDGGLWLRQDOYHUWLFDOGLVWDQFHDIDOOLQJHPSOR\HHWUDYHOV
H[FOXGLQJOLIHOLQHHORQJDWLRQDQGIUHHIDOOGLVWDQFHEHIRUHVWRSSLQJIURPWKHSRLQWDWZKLFKWKH
GHFHOHUDWLRQGHYLFHEHJLQVWRRSHUDWH,WLVPHDVXUHGDVWKHGLVWDQFHEHWZHHQWKHORFDWLRQRIDQ
7/28/2019 Guia Quedas 2
54/93
HPSOR\HHVERG\EHOWRUERG\KDUQHVVDWWDFKPHQWSRLQWDWWKHPRPHQWRIDFWLYDWLRQDWWKHRQVHW
RIIDOODUUHVWIRUFHVRIWKHGHFHOHUDWLRQGHYLFHGXULQJDIDOODQGWKHORFDWLRQRIWKDWDWWDFKPHQW
SRLQWDIWHUWKHHPSOR\HHFRPHVWRDIXOOVWRS
(TXLYDOHQWPHDQVDOWHUQDWLYHGHVLJQVPDWHULDOVRUPHWKRGVWRSURWHFWDJDLQVWDKD]DUGZKLFK
WKHHPSOR\HUFDQGHPRQVWUDWHZLOOSURYLGHDQHTXDORUJUHDWHUGHJUHHRIVDIHW\IRUHPSOR\HHVWKDQWKHPHWKRGVPDWHULDOVRUGHVLJQVVSHFLILHGLQWKHVWDQGDUG
)DLOXUHPHDQVORDGUHIXVDOEUHDNDJHRUVHSDUDWLRQRIFRPSRQHQWSDUWV/RDGUHIXVDOLVWKH
SRLQWZKHUHWKHXOWLPDWHVWUHQJWKLVH[FHHGHG
)UHHIDOOPHDQVWKHDFWRIIDOOLQJEHIRUHDSHUVRQDOIDOODUUHVWV\VWHPEHJLQVWRDSSO\IRUFHWR
DUUHVWWKHIDOO
)UHHIDOOGLVWDQFHPHDQVWKHYHUWLFDOGLVSODFHPHQWRIWKHIDOODUUHVWDWWDFKPHQWSRLQWRQWKHHPSOR\HHVERG\EHOWRUERG\KDUQHVVEHWZHHQRQVHWRIWKHIDOODQGMXVWEHIRUHWKHV\VWHPEHJLQV
WRDSSO\IRUFHWRDUUHVWWKHIDOO7KLVGLVWDQFHH[FOXGHVGHFHOHUDWLRQGLVWDQFHDQGOLIHOLQHODQ\DUGHORQJDWLRQEXWLQFOXGHVDQ\GHFHOHUDWLRQGHYLFHVOLGHGLVWDQFHRUVHOIUHWUDFWLQJOLIHOLQHODQ\DUG
H[WHQVLRQEHIRUHWKH\RSHUDWHDQGIDOODUUHVWIRUFHVRFFXU
*XDUGUDLOV\VWHPPHDQVDEDUULHUHUHFWHGWRSUHYHQWHPSOR\HHVIURPIDOOLQJWRORZHUOHYHOV
+ROHPHDQVDJDSRUYRLGLQFKHVFPRUPRUHLQLWVOHDVWGLPHQVLRQLQDIORRUURRIRU
RWKHUZDONLQJZRUNLQJVXUIDFH
,QIHDVLEOHPHDQVWKDWLWLVLPSRVVLEOHWRSHUIRUPWKHFRQVWUXFWLRQZRUNXVLQJDFRQYHQWLRQDOIDOOSURWHFWLRQV\VWHPLHJXDUGUDLOV\VWHPVDIHW\QHWV\VWHPRUSHUVRQDOIDOODUUHVWV\VWHPRU
WKDWLWLVWHFKQRORJLFDOO\LPSRVVLEOHWRXVHDQ\RQHRIWKHVHV\VWHPVWRSURYLGHIDOOSURWHFWLRQ
/DQ\DUGPHDQVDIOH[LEOHOLQHRIURSHZLUHURSHRUVWUDSZKLFKJHQHUDOO\KDVDFRQQHFWRUDW
HDFKHQGIRUFRQQHFWLQJWKHERG\EHOWRUERG\KDUQHVVWRDGHFHOHUDWLRQGHYLFHOLIHOLQHRU
DQFKRUDJH
/HDGLQJHGJHPHDQVWKHHGJHRIDIORRUURRIRUIRUPZRUNIRUDIORRURURWKHU
ZDONLQJZRUNLQJVXUIDFHVXFKDVWKHGHFNZKLFKFKDQJHVORFDWLRQDVDGGLWLRQDOIORRUURRIGHFNLQJRUIRUPZRUNVHFWLRQVDUHSODFHGIRUPHGRUFRQVWUXFWHG$OHDGLQJHGJHLVFRQVLGHUHG
WREHDQXQSURWHFWHGVLGHDQGHGJHGXULQJSHULRGVZKHQLWLVQRWDFWLYHO\DQGFRQWLQXRXVO\
XQGHUFRQVWUXFWLRQ
/LIHOLQHPHDQVDFRPSRQHQWFRQVLVWLQJRIDIOH[LEOHOLQHIRUFRQQHFWLRQWRDQDQFKRUDJHDWRQH
HQGWRKDQJYHUWLFDOO\YHUWLFDOOLIHOLQHRUIRUFRQQHFWLRQWRDQFKRUDJHVDWERWKHQGVWRVWUHWFKKRUL]RQWDOO\KRUL]RQWDOOLIHOLQHDQGZKLFKVHUYHVDVDPHDQVIRUFRQQHFWLQJRWKHUFRPSRQHQWV
RIDSHUVRQDOIDOODUUHVWV\VWHPWRWKHDQFKRUDJH
7/28/2019 Guia Quedas 2
55/93
/RZVORSHURRIPHDQVDURRIKDYLQJDVORSHOHVVWKDQRUHTXDOWRLQYHUWLFDOWR
KRUL]RQWDO
/RZHUOHYHOVPHDQVWKRVHDUHDVRUVXUIDFHVWRZKLFKDQHPSOR\HHFDQIDOO6XFKDUHDVRUVXUIDFHVLQFOXGHEXWDUHQRWOLPLWHGWRJURXQGOHYHOVIORRUVSODWIRUPVUDPSVUXQZD\V
H[FDYDWLRQVSLWVWDQNVPDWHULDOZDWHUHTXLSPHQWVWUXFWXUHVRUSRUWLRQVWKHUHRI
0HFKDQLFDOHTXLSPHQWPHDQVDOOPRWRURUKXPDQSURSHOOHGZKHHOHGHTXLSPHQWXVHGIRU
URRILQJZRUNH[FHSWZKHHOEDUURZVDQGPRSFDUWV
2SHQLQJPHDQVDJDSRUYRLGLQFKHVFPRUPRUHKLJKDQGLQFKHVFPRUPRUH
ZLGHLQDZDOORUSDUWLWLRQWKURXJKZKLFKHPSOR\HHVFDQIDOOWRDORZHUOHYHO
2YHUKDQGEULFNOD\LQJDQGUHODWHGZRUNPHDQVWKHSURFHVVRIOD\LQJEULFNVDQGPDVRQU\XQLWV
VXFKWKDWWKHVXUIDFHRIWKHZDOOWREHMRLQWHGLVRQWKHRSSRVLWHVLGHRIWKHZDOOIURPWKHPDVRQUHTXLULQJWKHPDVRQWROHDQRYHUWKHZDOOWRFRPSOHWHWKHZRUN5HODWHGZRUNLQFOXGHVPDVRQ
WHQGLQJDQGHOHFWULFDOLQVWDOODWLRQLQFRUSRUDWHGLQWRWKHEULFNZDOOGXULQJWKHRYHUKDQGEULFNOD\LQJSURFHVV
3HUVRQDOIDOODUUHVWV\VWHPPHDQVDV\VWHPXVHGWRDUUHVWDQHPSOR\HHLQDIDOOIURPDZRUNLQJ
OHYHO,WFRQVLVWVRIDQDQFKRUDJHFRQQHFWRUVDERG\EHOWRUERG\KDUQHVVDQGPD\LQFOXGHD
ODQ\DUGGHFHOHUDWLRQGHYLFHOLIHOLQHRUVXLWDEOHFRPELQDWLRQVRIWKHVH$VRI-DQXDU\
WKHXVHRIDERG\EHOWIRUIDOODUUHVWLVSURKLELWHG
3RVLWLRQLQJGHYLFHV\VWHPPHDQVDERG\EHOWRUERG\KDUQHVVV\VWHPULJJHGWRDOORZDQHPSOR\HHWREHVXSSRUWHGRQDQHOHYDWHGYHUWLFDOVXUIDFHVXFKDVDZDOODQGZRUNZLWKERWK
KDQGVIUHHZKLOHOHDQLQJ
5RSHJUDEPHDQVDGHFHOHUDWLRQGHYLFHZKLFKWUDYHOVRQDOLIHOLQHDQGDXWRPDWLFDOO\E\IULFWLRQHQJDJHVWKHOLIHOLQHDQGORFNVVRDVWRDUUHVWWKHIDOORIDQHPSOR\HH$URSHJUDEXVXDOO\
HPSOR\VWKHSULQFLSOHRILQHUWLDOORFNLQJFDPOHYHOORFNLQJRUERWK
5RRIPHDQVWKHH[WHULRUVXUIDFHRQWKHWRSRIDEXLOGLQJ7KLVGRHVQRWLQFOXGHIORRUVRU
IRUPZRUNZKLFKEHFDXVHDEXLOGLQJKDVQRWEHHQFRPSOHWHGWHPSRUDULO\EHFRPHWKHWRSVXUIDFH
RIDEXLOGLQJ
5RRILQJZRUNPHDQVWKHKRLVWLQJVWRUDJHDSSOLFDWLRQDQGUHPRYDORIURRILQJPDWHULDOVDQG
HTXLSPHQWLQFOXGLQJUHODWHGLQVXODWLRQVKHHWPHWDODQGYDSRUEDUULHUZRUNEXWQRWLQFOXGLQJ
WKHFRQVWUXFWLRQRIWKHURRIGHFN
6DIHW\PRQLWRULQJV\VWHPPHDQVDVDIHW\V\VWHPLQZKLFKDFRPSHWHQWSHUVRQLVUHVSRQVLEOH
IRUUHFRJQL]LQJDQGZDUQLQJHPSOR\HHVRIIDOOKD]DUGV
6HOIUHWUDFWLQJOLIHOLQHODQ\DUGPHDQVDGHFHOHUDWLRQGHYLFHFRQWDLQLQJDGUXPZRXQGOLQH
ZKLFKFDQEHVORZO\H[WUDFWHGIURPRUUHWUDFWHGRQWRWKHGUXPXQGHUVOLJKWWHQVLRQGXULQJ
7/28/2019 Guia Quedas 2
56/93
QRUPDOHPSOR\HHPRYHPHQWDQGZKLFKDIWHURQVHWRIDIDOODXWRPDWLFDOO\ORFNVWKHGUXPDQG
DUUHVWVWKHIDOO
6QDSKRRNPHDQVDFRQQHFWRUFRPSULVHGRIDKRRNVKDSHGPHPEHUZLWKDQRUPDOO\FORVHGNHHSHURUVLPLODUDUUDQJHPHQWZKLFKPD\EHRSHQHGWRSHUPLWWKHKRRNWRUHFHLYHDQREMHFW
DQGZKHQUHOHDVHGDXWRPDWLFDOO\FORVHVWRUHWDLQWKHREMHFW6QDSKRRNVDUHJHQHUDOO\RQHRIWZRW\SHV
E
7KHORFNLQJW\SHZLWKDVHOIFORVLQJVHOIORFNLQJNHHSHUZKLFKUHPDLQVFORVHGDQGORFNHGXQWLO
XQORFNHGDQGSUHVVHGRSHQIRUFRQQHFWLRQRUGLVFRQQHFWLRQRU
E
7KHQRQORFNLQJW\SHZLWKDVHOIFORVLQJNHHSHUZKLFKUHPDLQVFORVHGXQWLOSUHVVHGRSHQIRU
FRQQHFWLRQRUGLVFRQQHFWLRQ$VRI-DQXDU\WKHXVHRIDQRQORFNLQJVQDSKRRNDVSDUWRISHUVRQDOIDOODUUHVWV\VWHPVDQGSRVLWLRQLQJGHYLFHV\VWHPVLVSURKLELWHG
6WHHSURRIPHDQVDURRIKDYLQJDVORSHJUHDWHUWKDQLQYHUWLFDOWRKRUL]RQWDO
7RHERDUGPHDQVDORZSURWHFWLYHEDUULHUWKDWZLOOSUHYHQWWKHIDOORIPDWHULDOVDQGHTXLSPHQW
WRORZHUOHYHOVDQGSURYLGHSURWHFWLRQIURPIDOOVIRUSHUVRQQHO
8QSURWHFWHGVLGHVDQGHGJHVPHDQVDQ\VLGHRUHGJHH[FHSWDWHQWUDQFHVWRSRLQWVRIDFFHVV
RIDZDONLQJZRUNLQJVXUIDFHHJIORRUURRIUDPSRUUXQZD\ZKHUHWKHUHLVQRZDOORU
JXDUGUDLOV\VWHPDWOHDVWLQFKHVPKLJK
:DONLQJZRUNLQJVXUIDFHPHDQVDQ\VXUIDFHZKHWKHUKRUL]RQWDORUYHUWLFDORQZKLFKDQ
HPSOR\HHZDONVRUZRUNVLQFOXGLQJEXWQRWOLPLWHGWRIORRUVURRIVUDPSVEULGJHVUXQZD\VIRUPZRUNDQGFRQFUHWHUHLQIRUFLQJVWHHOEXWQRWLQFOXGLQJODGGHUVYHKLFOHVRUWUDLOHUVRQZKLFK
HPSOR\HHVPXVWEHORFDWHGLQRUGHUWRSHUIRUPWKHLUMREGXWLHV
:DUQLQJOLQHV\VWHPPHDQVDEDUULHUHUHFWHGRQDURRIWRZDUQHPSOR\HHVWKDWWKH\DUHDSSURDFKLQJDQXQSURWHFWHGURRIVLGHRUHGJHDQGZKLFKGHVLJQDWHVDQDUHDLQZKLFKURRILQJ
ZRUNPD\WDNHSODFHZLWKRXWWKHXVHRIJXDUGUDLOERG\EHOWRUVDIHW\QHWV\VWHPVWRSURWHFW
HPSOR\HHVLQWKHDUHD
:RUNDUHDPHDQVWKDWSRUWLRQRIDZDONLQJZRUNLQJVXUIDFHZKHUHMREGXWLHVDUHEHLQJSHUIRUPHG
7/28/2019 Guia Quedas 2
57/93
'XW\WRKDYHIDOOSURWHFWLRQ
D
*HQHUDO
D
7KLVVHFWLRQVHWVIRUWKUHTXLUHPHQWVIRUHPSOR\HUVWRSURYLGHIDOOSURWHFWLRQV\VWHPV$OOIDOO
SURWHFWLRQUHTXLUHGE\WKLVVHFWLRQVKDOOFRQIRUPWRWKHFULWHULDVHWIRUWKLQRIWKLV
VXESDUW
D
7KHHPSOR\HUVKDOOGHWHUPLQHLIWKHZDONLQJZRUNLQJVXUIDFHVRQZKLFKLWVHPSOR\HHVDUHWRZRUNKDYHWKHVWUHQJWKDQGVWUXFWXUDOLQWHJULW\WRVXSSRUWHPSOR\HHVVDIHO\(PSOR\HHVVKDOOEH
DOORZHGWRZRUNRQWKRVHVXUIDFHVRQO\ZKHQWKHVXUIDFHVKDYHWKHUHTXLVLWHVWUHQJWKDQGVWUXFWXUDOLQWHJULW\
E
E
8QSURWHFWHGVLGHVDQGHGJHV(DFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHKRUL]RQWDODQG
YHUWLFDOVXUIDFHZLWKDQXQSURWHFWHGVLGHRUHGJHZKLFKLVIHHWPRUPRUHDERYHDORZHUOHYHOVKDOOEHSURWHFWHGIURPIDOOLQJE\WKHXVHRIJXDUGUDLOV\VWHPVVDIHW\QHWV\VWHPVRU
SHUVRQDOIDOODUUHVWV\VWHPV
E
/HDGLQJHGJHV
EL
(DFKHPSOR\HHZKRLVFRQVWUXFWLQJDOHDGLQJHGJHIHHWPRUPRUHDERYHORZHUOHYHOV
VKDOOEHSURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVVDIHW\QHWV\VWHPVRUSHUVRQDOIDOODUUHVWV\VWHPV([FHSWLRQ:KHQWKHHPSOR\HUFDQGHPRQVWUDWHWKDWLWLVLQIHDVLEOHRUFUHDWHVDJUHDWHU
KD]DUGWRXVHWKHVHV\VWHPVWKHHPSOR\HUVKDOOGHYHORSDQGLPSOHPHQWDIDOOSURWHFWLRQSODQ
ZKLFKPHHWVWKHUHTXLUHPHQWVRISDUDJUDSKNRI
1RWH7KHUHLVDSUHVXPSWLRQWKDWLWLVIHDVLEOHDQGZLOOQRWFUHDWHDJUHDWHUKD]DUGWRLPSOHPHQW
DWOHDVWRQHRIWKHDERYHOLVWHGIDOOSURWHFWLRQV\VWHPV$FFRUGLQJO\WKHHPSOR\HUKDVWKHEXUGHQ
RIHVWDEOLVKLQJWKDWLWLVDSSURSULDWHWRLPSOHPHQWDIDOOSURWHFWLRQSODQZKLFKFRPSOLHVZLWK
NIRUDSDUWLFXODUZRUNSODFHVLWXDWLRQLQOLHXRILPSOHPHQWLQJDQ\RIWKRVHV\VWHPV
7/28/2019 Guia Quedas 2
58/93
ELL
ELL
(DFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHIHHWPRUPRUHDERYHDORZHUOHYHOZKHUH
OHDGLQJHGJHVDUHXQGHUFRQVWUXFWLRQEXWZKRLVQRWHQJDJHGLQWKHOHDGLQJHGJHZRUNVKDOOEHSURWHFWHGIURPIDOOLQJE\DJXDUGUDLOV\VWHPVDIHW\QHWV\VWHPRUSHUVRQDOIDOODUUHVWV\VWHP,ID
JXDUGUDLOV\VWHPLVFKRVHQWRSURYLGHWKHIDOOSURWHFWLRQDQGDFRQWUROOHGDFFHVV]RQHKDVDOUHDG\
EHHQHVWDEOLVKHGIRUOHDGLQJHGJHZRUNWKHFRQWUROOLQHPD\EHXVHGLQOLHXRIDJXDUGUDLODORQJ
WKHHGJHWKDWSDUDOOHOVWKHOHDGLQJHGJH
E
+RLVWDUHDV(DFKHPSOR\HHLQDKRLVWDUHDVKDOOEHSURWHFWHGIURPIDOOLQJIHHWPRU
PRUHWRORZHUOHYHOVE\JXDUGUDLOV\VWHPVRUSHUVRQDOIDOODUUHVWV\VWHPV,IJXDUGUDLOV\VWHPV>RUFKDLQJDWHRUJXDUGUDLO@RUSRUWLRQVWKHUHRIDUHUHPRYHGWRIDFLOLWDWHWKHKRLVWLQJRSHUDWLRQ
HJGXULQJODQGLQJRIPDWHULDOVDQGDQHPSOR\HHPXVWOHDQWKURXJKWKHDFFHVVRSHQLQJRURXWRYHUWKHHGJHRIWKHDFFHVVRSHQLQJWRUHFHLYHRUJXLGHHTXLSPHQWDQGPDWHULDOVIRUH[DPSOH
WKDWHPSOR\HHVKDOOEHSURWHFWHGIURPIDOOKD]DUGVE\DSHUVRQDOIDOODUUHVWV\VWHP
E
+ROHV
EL
(DFKHPSOR\HHRQZDONLQJZRUNLQJVXUIDFHVVKDOOEHSURWHFWHGIURPIDOOLQJWKURXJKKROHV
LQFOXGLQJVN\OLJKWVPRUHWKDQIHHWPDERYHORZHUOHYHOVE\SHUVRQDOIDOODUUHVWV\VWHPVFRYHUVRUJXDUGUDLOV\VWHPVHUHFWHGDURXQGVXFKKROHV
ELL
(DFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHVKDOOEHSURWHFWHGIURPWULSSLQJLQRUVWHSSLQJLQWR
RUWKURXJKKROHVLQFOXGLQJVN\OLJKWVE\FRYHUV
ELLL
(DFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHVKDOOEHSURWHFWHGIURPREMHFWVIDOOLQJWKURXJK
KROHVLQFOXGLQJVN\OLJKWVE\FRYHUV
7/28/2019 Guia Quedas 2
59/93
E
E
)RUPZRUNDQGUHLQIRUFLQJVWHHO(DFKHPSOR\HHRQWKHIDFHRIIRUPZRUNRUUHLQIRUFLQJVWHHO
VKDOOEHSURWHFWHGIURPIDOOLQJIHHWPRUPRUHWRORZHUOHYHOVE\SHUVRQDOIDOODUUHVWV\VWHPVVDIHW\QHWV\VWHPVRUSRVLWLRQLQJGHYLFHV\VWHPV
E
5DPSVUXQZD\VDQGRWKHUZDONZD\V(DFKHPSOR\HHRQUDPSVUXQZD\VDQGRWKHUZDONZD\V
VKDOOEHSURWHFWHGIURPIDOOLQJIHHWPRUPRUHWRORZHUOHYHOVE\JXDUGUDLOV\VWHPV
E
([FDYDWLRQV
EL
(DFKHPSOR\HHDWWKHHGJHRIDQH[FDYDWLRQIHHWPRUPRUHLQGHSWKVKDOOEHSURWHFWHG
IURPIDOOLQJE\JXDUGUDLOV\VWHPVIHQFHVRUEDUULFDGHVZKHQWKHH[FDYDWLRQVDUHQRWUHDGLO\VHHQ
EHFDXVHRISODQWJURZWKRURWKHUYLVXDOEDUULHU
ELL
(DFKHPSOR\HHDWWKHHGJHRIDZHOOSLWVKDIWDQGVLPLODUH[FDYDWLRQIHHWPRUPRUHLQ
GHSWKVKDOOEHSURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVIHQFHVEDUULFDGHVRUFRYHUV
E
'DQJHURXVHTXLSPHQW
EL
(DFKHPSOR\HHOHVVWKDQIHHWPDERYHGDQJHURXVHTXLSPHQWVKDOOEHSURWHFWHGIURP
IDOOLQJLQWRRURQWRWKHGDQJHURXVHTXLSPHQWE\JXDUGUDLOV\VWHPVRUE\HTXLSPHQWJXDUGV
ELL
(DFKHPSOR\HHIHHWPRUPRUHDERYHGDQJHURXVHTXLSPHQWVKDOOEHSURWHFWHGIURPIDOO
KD]DUGVE\JXDUGUDLOV\VWHPVSHUVRQDOIDOODUUHVWV\VWHPVRUVDIHW\QHWV\VWHPV
7/28/2019 Guia Quedas 2
60/93
E
E
2YHUKDQGEULFNOD\LQJDQGUHODWHGZRUN
EL
([FHSWDVRWKHUZLVHSURYLGHGLQSDUDJUDSKERIWKLVVHFWLRQHDFKHPSOR\HHSHUIRUPLQJ
RYHUKDQGEULFNOD\LQJDQGUHODWHGZRUNIHHWPRUPRUHDERYHORZHUOHYHOVVKDOOEH
SURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVVDIHW\QHWV\VWHPVSHUVRQDOIDOODUUHVWV\VWHPVRU
VKDOOZRUNLQDFRQWUROOHGDFFHVV]RQH
ELL
(DFKHPSOR\HHUHDFKLQJPRUHWKDQLQFKHVFPEHORZWKHOHYHORIWKHZDONLQJZRUNLQJ
VXUIDFHRQZKLFKWKH\DUHZRUNLQJVKDOOEHSURWHFWHGIURPIDOOLQJE\DJXDUGUDLOV\VWHPVDIHW\QHWV\VWHPRUSHUVRQDOIDOODUUHVWV\VWHP
1RWH%ULFNOD\LQJRSHUDWLRQVSHUIRUPHGRQVFDIIROGVDUHUHJXODWHGE\VXESDUW/6FDIIROGVRI
WKLVSDUW
E
5RRILQJZRUNRQ/RZVORSHURRIV([FHSWDVRWKHUZLVHSURYLGHGLQSDUDJUDSKERIWKLV
VHFWLRQHDFKHPSOR\HHHQJDJHGLQURRILQJDFWLYLWLHVRQORZVORSHURRIVZLWKXQSURWHFWHGVLGHVDQGHGJHVIHHWPRUPRUHDERYHORZHUOHYHOVVKDOOEHSURWHFWHGIURPIDOOLQJE\JXDUGUDLO
V\VWHPVVDIHW\QHWV\VWHPVSHUVRQDOIDOODUUHVWV\VWHPVRUDFRPELQDWLRQRIZDUQLQJOLQHV\VWHPDQGJXDUGUDLOV\VWHPZDUQLQJOLQHV\VWHPDQGVDIHW\QHWV\VWHPRUZDUQLQJOLQHV\VWHPDQG
SHUVRQDOIDOODUUHVWV\VWHPRUZDUQLQJOLQHV\VWHPDQGVDIHW\PRQLWRULQJV\VWHP2URQURRIVIHHWPRUOHVVLQZLGWKVHH$SSHQGL[$WRVXESDUW0RIWKLVSDUWWKHXVHRIDVDIHW\
PRQLWRULQJV\VWHPDORQH>LHZLWKRXWWKHZDUQLQJOLQHV\VWHP@LVSHUPLWWHG
E
6WHHSURRIV(DFKHPSOR\HHRQDVWHHSURRIZLWKXQSURWHFWHGVLGHVDQGHGJHVIHHWPRU
PRUHDERYHORZHUOHYHOVVKDOOEHSURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVZLWKWRHERDUGV
VDIHW\QHWV\VWHPVRUSHUVRQDOIDOODUUHVWV\VWHPV
E
3UHFDVWFRQFUHWHHUHFWLRQ(DFKHPSOR\HHHQJDJHGLQWKHHUHFWLRQRISUHFDVWFRQFUHWHPHPEHUVLQFOXGLQJEXWQRWOLPLWHGWRWKHHUHFWLRQRIZDOOSDQHOVFROXPQVEHDPVDQGIORRUDQGURRI
WHHVDQGUHODWHGRSHUDWLRQVVXFKDVJURXWLQJRISUHFDVWFRQFUHWHPHPEHUVZKRLVIHHW
PRUPRUHDERYHORZHUOHYHOVVKDOOEHSURWHFWHGIURPIDOOLQJE\JXDUGUDLOV\VWHPVVDIHW\QHW
7/28/2019 Guia Quedas 2
61/93
V\VWHPVRUSHUVRQDOIDOODUUHVWV\VWHPVXQOHVVDQRWKHUSURYLVLRQLQSDUDJUDSKERIWKLVVHFWLRQ
SURYLGHVIRUDQDOWHUQDWLYHIDOOSURWHFWLRQPHDVXUH([FHSWLRQ:KHQWKHHPSOR\HUFDQ
GHPRQVWUDWHWKDWLWLVLQIHDVLEOHRUFUHDWHVDJUHDWHUKD]DUGWRXVHWKHVHV\VWHPVWKHHPSOR\HUVKDOOGHYHORSDQGLPSOHPHQWDIDOOSURWHFWLRQSODQZKLFKPHHWVWKHUHTXLUHPHQWVRISDUDJUDSK
NRI
1RWH7KHUHLVDSUHVXPSWLRQWKDWLWLVIHDVLEOHDQGZLOOQRWFUHDWHDJUHDWHUKD]DUGWRLPSOHPHQWDWOHDVWRQHRIWKHDERYHOLVWHGIDOOSURWHFWLRQV\VWHPV$FFRUGLQJO\WKHHPSOR\HUKDVWKHEXUGHQ
RIHVWDEOLVKLQJWKDWLWLVDSSURSULDWHWRLPSOHPHQWDIDOOSURWHFWLRQSODQZKLFKFRPSOLHVZLWK
NIRUDSDUWLFXODUZRUNSODFHVLWXDWLRQLQOLHXRILPSOHPHQWLQJDQ\RIWKRVHV\VWHPV
E
E
5HVLGHQWLDOFRQVWUXFWLRQ(DFKHPSOR\HHHQJDJHGLQUHVLGHQWLDOFRQVWUXFWLRQDFWLYLWLHVIHHW
PRUPRUHDERYHORZHUOHYHOVVKDOOEHSURWHFWHGE\JXDUGUDLOV\VWHPVVDIHW\QHWV\VWHPRUSHUVRQDOIDOODUUHVWV\VWHPXQOHVVDQRWKHUSURYLVLRQLQSDUDJUDSKERIWKLVVHFWLRQSURYLGHVIRUDQDOWHUQDWLYHIDOOSURWHFWLRQPHDVXUH([FHSWLRQ:KHQWKHHPSOR\HUFDQGHPRQVWUDWHWKDWLWLV
LQIHDVLEOHRUFUHDWHVDJUHDWHUKD]DUGWRXVHWKHVHV\VWHPVWKHHPSOR\HUVKDOOGHYHORSDQG
LPSOHPHQWDIDOOSURWHFWLRQSODQZKLFKPHHWVWKHUHTXLUHPHQWVRISDUDJUDSKNRI
1RWH7KHUHLVDSUHVXPSWLRQWKDWLWLVIHDVLEOHDQGZLOOQRWFUHDWHDJUHDWHUKD]DUGWRLPSOHPHQWDWOHDVWRQHRIWKHDERYHOLVWHGIDOOSURWHFWLRQV\VWHPV$FFRUGLQJO\WKHHPSOR\HUKDVWKHEXUGHQ
RIHVWDEOLVKLQJWKDWLWLVDSSURSULDWHWRLPSOHPHQWDIDOOSURWHFWLRQSODQZKLFKFRPSOLHVZLWK
NIRUDSDUWLFXODUZRUNSODFHVLWXDWLRQLQOLHXRILPSOHPHQWLQJDQ\RIWKRVHV\VWHPV
E
:DOORSHQLQJV(DFKHPSOR\HHZRUNLQJRQDWDERYHRUQHDUZDOORSHQLQJVLQFOXGLQJWKRVH
ZLWKFKXWHVDWWDFKHGZKHUHWKHRXWVLGHERWWRPHGJHRIWKHZDOORSHQLQJLVIHHWPRU
PRUHDERYHORZHUOHYHOVDQGWKHLQVLGHERWWRPHGJHRIWKHZDOORSHQLQJLVOHVVWKDQLQFKHV
PDERYHWKHZDONLQJZRUNLQJVXUIDFHVKDOOEHSURWHFWHGIURPIDOOLQJE\WKHXVHRID
JXDUGUDLOV\VWHPDVDIHW\QHWV\VWHPRUDSHUVRQDOIDOODUUHVWV\VWHP
E
:DONLQJZRUNLQJVXUIDFHVQRWRWKHUZLVHDGGUHVVHG([FHSWDVSURYLGHGLQDRULQ
EWKURXJKEHDFKHPSOR\HHRQDZDONLQJZRUNLQJVXUIDFHIHHWPRUPRUHDERYHORZHUOHYHOVVKDOOEHSURWHFWHGIURPIDOOLQJE\DJXDUGUDLOV\VWHPVDIHW\QHWV\VWHP
RUSHUVRQDOIDOODUUHVWV\VWHP
7/28/2019 Guia Quedas 2
62/93
F
F
3URWHFWLRQIURPIDOOLQJREMHFWV:KHQDQHPSOR\HHLVH[SRVHGWRIDOOLQJREMHFWVWKHHPSOR\HU
VKDOOKDYHHDFKHPSOR\HHZHDUDKDUGKDWDQGVKDOOLPSOHPHQWRQHRIWKHIROORZLQJPHDVXUHV
F
(UHFWWRHERDUGVVFUHHQVRUJXDUGUDLOV\VWHPVWRSUHYHQWREMHFWVIURPIDOOLQJIURPKLJKHUOHYHOV
RU
F
(UHFWDFDQRS\VWUXFWXUHDQGNHHSSRWHQWLDOIDOOREMHFWVIDUHQRXJKIURPWKHHGJHRIWKHKLJKHU
OHYHOVRWKDWWKRVHREMHFWVZRXOGQRWJRRYHUWKHHGJHLIWKH\ZHUHDFFLGHQWDOO\GLVSODFHGRU
F
%DUULFDGHWKHDUHDWRZKLFKREMHFWVFRXOGIDOOSURKLELWHPSOR\HHVIURPHQWHULQJWKHEDUULFDGHG
DUHDDQGNHHSREMHFWVWKDWPD\IDOOIDUHQRXJKDZD\IURPWKHHGJHRIDKLJKHUOHYHOVRWKDWWKRVH
REMHFWVZRXOGQRWJRRYHUWKHHGJHLIWKH\ZHUHDFFLGHQWDOO\GLVSODFHG
)DOOSURWHFWLRQV\VWHPVFULWHULDDQGSUDFWLFHV
D
*HQHUDO
D
)DOOSURWHFWLRQV\VWHPVUHTXLUHGE\WKLVSDUWVKDOOFRPSO\ZLWKWKHDSSOLFDEOHSURYLVLRQVRIWKLV
VHFWLRQ
D
(PSOR\HUVVKDOOSURYLGHDQGLQVWDOODOOIDOOSURWHFWLRQV\VWHPVUHTXLUHGE\WKLVVXESDUWIRUDQ
HPSOR\HHDQGVKDOOFRPSO\ZLWKDOORWKHUSHUWLQHQWUHTXLUHPHQWVRIWKLVVXESDUWEHIRUHWKDW
HPSOR\HHEHJLQVWKHZRUNWKDWQHFHVVLWDWHVWKHIDOOSURWHFWLRQ
E
*XDUGUDLOV\VWHPV*XDUGUDLOV\VWHPVDQGWKHLUXVHVKDOOFRPSO\ZLWKWKHIROORZLQJSURYLVLRQV
7/28/2019 Guia Quedas 2
63/93
E
E
7RSHGJHKHLJKWRIWRSUDLOVRUHTXLYDOHQWJXDUGUDLOV\VWHPPHPEHUVVKDOOEHLQFKHVP
SOXVRUPLQXVLQFKHVFPDERYHWKHZDONLQJZRUNLQJOHYHO:KHQFRQGLWLRQVZDUUDQWWKHKHLJKWRIWKHWRSHGJHPD\H[FHHGWKHLQFKKHLJKWSURYLGHGWKHJXDUGUDLOV\VWHPPHHWVDOO
RWKHUFULWHULDRIWKLVSDUDJUDSK
1RWH:KHQHPSOR\HHVDUHXVLQJVWLOWVWKHWRSHGJHKHLJKWRIWKHWRSUDLORUHTXLYDOHQWPHPEHU
VKDOOEHLQFUHDVHGDQDPRXQWHTXDOWRWKHKHLJKWRIWKHVWLOWV
E
0LGUDLOVVFUHHQVPHVKLQWHUPHGLDWHYHUWLFDOPHPEHUVRUHTXLYDOHQWLQWHUPHGLDWHVWUXFWXUDO
PHPEHUVVKDOOEHLQVWDOOHGEHWZHHQWKHWRSHGJHRIWKHJXDUGUDLOV\VWHPDQGWKH
ZDONLQJZRUNLQJVXUIDFHZKHQWKHUHLVQRZDOORUSDUDSHWZDOODWOHDVWLQFKHVFPKLJK
EL
0LGUDLOVZKHQXVHGVKDOOEHLQVWDOOHGDWDKHLJKWPLGZD\EHWZHHQWKHWRSHGJHRIWKHJXDUGUDLO
V\VWHPDQGWKHZDONLQJZRUNLQJOHYHO
ELL
6FUHHQVDQGPHVKZKHQXVHGVKDOOH[WHQGIURPWKHWRSUDLOWRWKHZDONLQJZRUNLQJOHYHODQG
DORQJWKHHQWLUHRSHQLQJEHWZHHQWRSUDLOVXSSRUWV
ELLL
,QWHUPHGLDWHPHPEHUVVXFKDVEDOXVWHUVZKHQXVHGEHWZHHQSRVWVVKDOOEHQRWPRUHWKDQ
LQFKHVFPDSDUW
ELY
2WKHUVWUXFWXUDOPHPEHUVVXFKDVDGGLWLRQDOPLGUDLOVDQGDUFKLWHFWXUDOSDQHOVVKDOOEHLQVWDOOHG
VXFKWKDWWKHUHDUHQRRSHQLQJVLQWKHJXDUGUDLOV\VWHPWKDWDUHPRUHWKDQLQFKHVPZLGH
E
*XDUGUDLOV\VWHPVVKDOOEHFDSDEOHRIZLWKVWDQGLQJZLWKRXWIDLOXUHDIRUFHRIDWOHDVWSRXQGV1DSSOLHGZLWKLQLQFKHVFPRIWKHWRSHGJHLQDQ\RXWZDUGRUGRZQZDUG
GLUHFWLRQDWDQ\SRLQWDORQJWKHWRSHGJH
7/28/2019 Guia Quedas 2
64/93
E
E
:KHQWKHSRXQG1WHVWORDGVSHFLILHGLQSDUDJUDSKERIWKLVVHFWLRQLVDSSOLHGLQD
GRZQZDUGGLUHFWLRQWKHWRSHGJHRIWKHJXDUGUDLOVKDOOQRWGHIOHFWWRDKHLJKWOHVVWKDQLQFKHVPDERYHWKHZDONLQJZRUNLQJOHYHO*XDUGUDLOV\VWHPFRPSRQHQWVVHOHFWHGDQGFRQVWUXFWHG
LQDFFRUGDQFHZLWKWKH$SSHQGL[%WRVXESDUW0RIWKLVSDUWZLOOEHGHHPHGWRPHHWWKLV
UHTXLUHPHQW
E
0LGUDLOVVFUHHQVPHVKLQWHUPHGLDWHYHUWLFDOPHPEHUVVROLGSDQHOVDQGHTXLYDOHQWVWUXFWXUDO
PHPEHUVVKDOOEHFDSDEOHRIZLWKVWDQGLQJZLWKRXWIDLOXUHDIRUFHRIDWOHDVWSRXQGV1
DSSOLHGLQDQ\GRZQZDUGRURXWZDUGGLUHFWLRQDWDQ\SRLQWDORQJWKHPLGUDLORURWKHUPHPEHU
E
*XDUGUDLOV\VWHPVVKDOOEHVRVXUIDFHGDVWRSUHYHQWLQMXU\WRDQHPSOR\HHIURPSXQFWXUHVRU
ODFHUDWLRQVDQGWRSUHYHQWVQDJJLQJRIFORWKLQJ
E
7KHHQGVRIDOOWRSUDLOVDQGPLGUDLOVVKDOOQRWRYHUKDQJWKHWHUPLQDOSRVWVH[FHSWZKHUHVXFK
RYHUKDQJGRHVQRWFRQVWLWXWHDSURMHFWLRQKD]DUG
E
6WHHOEDQGLQJDQGSODVWLFEDQGLQJVKDOOQRWEHXVHGDVWRSUDLOVRUPLGUDLOV
E
7RSUDLOVDQGPLGUDLOVVKDOOEHDWOHDVWRQHTXDUWHULQFKFPQRPLQDOGLDPHWHURUWKLFNQHVV
WRSUHYHQWFXWVDQGODFHUDWLRQV,IZLUHURSHLVXVHGIRUWRSUDLOVLWVKDOOEHIODJJHGDWQRWPRUH
WKDQIRRWLQWHUYDOVZLWKKLJKYLVLELOLW\PDWHULDO
E
:KHQJXDUGUDLOV\VWHPVDUHXVHGDWKRLVWLQJDUHDVDFKDLQJDWHRUUHPRYDEOHJXDUGUDLOVHFWLRQVKDOOEHSODFHGDFURVVWKHDFFHVVRSHQLQJEHWZHHQJXDUGUDLOVHFWLRQVZKHQKRLVWLQJRSHUDWLRQV
DUHQRWWDNLQJSODFH
7/28/2019 Guia Quedas 2
65/93
E
E
:KHQJXDUGUDLOV\VWHPVDUHXVHGDWKROHVWKH\VKDOOEHHUHFWHGRQDOOXQSURWHFWHGVLGHVRUHGJHV